17 April 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF.… and competence of the managers and beneficial owners; compliance by the DASP with the regulations on combating … tender 849 505 979 E2021-019 FLOWDESK SAS Website link compliance [at] flowdesk.co (Contact) Phone n°: +33 7 49 78 … assets for legal tender E2022-036 KLUB SAS Website link compliance [at] klub.ki (Contact) Phone n°: +33 6 30 19 82 50 … |
08 April 2024 | AMF news release | The Autorité des Marchés Financiers announces the new composition of the Financial Skills Certification Board The system for verifying the skills and knowledge of the employees of investment services providers and of financial investment advisors relies on the services of the AMF and the Financial Skills Certification Board (HCCP). The latter, chaired by Olympe Dexant-de Bailliencourt, has just been partially renewed.… February 2024. … Members: … Florence Bastide, Head of Compliance CIB, Barclays France, Belgium and Luxembourg. Member of the AMAFI Compliance Committee. Jean-Baptiste Blanc, Head of Compliance and Internal Control, Sycomore Asset Management. … |
08 April 2024 | Article | Financial Skills Certification Board The Financial Skills Certification Board is responsible for providing opinions on the AMF's professional certification system and its updates. It has been chaired by Olympe Dexant-de Bailliencourt, a member of the AMF Board, since February 2024.… member of the AMF Board Florence Bastide, Head of Compliance CIB, Barclays France, Belgium and Luxembourg. Member of the AMAFI Compliance Committee Jean-Baptiste Blanc, Head of Compliance and Internal Control, Sycomore Asset Management … |
03 April 2024 | Warning | The AMF reminds the public that the cryptoasset trading platform BITGET is blacklisted The Autorité des Marchés Financiers (AMF) is calling on retail investors to exercise the utmost vigilance with regard proposal investments made to the public residing in France by the digital asset trading platform BITGET. BITGET is not authorised to provide its digital asset services in France. The AMF reserves the right to take legal action to…… been blacklisted by the AMF since 7 November 2023 for non-compliance with current French regulations. The AMF reserves … |
28 March 2024 | Policy | Instruction DOC-2011-19 … 62 Annex X – Model prime broker compliance letter … 1 File an authorisation application for a UCITS 2 Compliance verification Acknowledgement of receipt of the … Possible rejection of the application in the event of non-compliance with the authorisation procedure for a … |
28 March 2024 | Policy | Instruction DOC-2011-20 … management of multiple changes Annex X - Prime broker compliance letter template Annex XI - Notification form: … 1 Files an authorisation application for an AIF 2 Checks compliance of the application Acknowledges receipt of the … applicant May reject the application in the event of non-compliance with the fast-track authorisation process for a … |
28 March 2024 | Policy | Position - Recommendation DOC-2012-10 … the provisions of the shareholder pact are properly in compliance with the specific regulations on employee … the management company and the depositary shall ensure compliance with this obligation. If the supervisory board is … the provisions of the shareholder pact are properly in compliance with the specific regulations on employee … |
28 March 2024 | Policy | Instruction DOC-2014-03 … the asset management company shall attach evidence of compliance with the abovementioned conditions to the file. … the AIF. The management company shall attach evidence of compliance with the abovementioned conditions to the file. … AMF. The marketing application must: provide evidence of compliance with the conditions set out in Article D. 214-32 … |
28 March 2024 | Policy | Instruction DOC-2011-22 … application for a retail private equity investment fund 2 Compliance verification Acknowledgement of receipt of the … in the light of its analysis of the proposed change’s compliance, this application will be the subject of a … accounting Commitment by the management company to ensure compliance with its programme of operations - Guarantor X x … |
28 March 2024 | Policy | Instruction DOC-2012-06 … that the depositary, the statutory auditor and the compliance and internal control officer of the management … may be delivered by any means including email subject to compliance with the provisions of Article 314-28 of the AMF … that the depositary, the statutory auditor and the compliance and internal control officer of the management … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02