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Titre clair et concis du tableau20 February 2024 | AMF’s EU positions | Towards a review of SFDR The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review. … ground to understand and compare products. Furthermore, compliance with the new categorisation system should be … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service. … the service provided to the client and does not endanger compliance with the requirement for the investment services … |
12 February 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information. … . … Annual questionnaire of the Chief Investment Services Compliance Officer (RCSI) … The regulations, in short … Each … by the information listed in AMF Position DOC-2012-17: Compliance function requirements Position DOC-2012-17 if the … |
07 February 2024 | News | Consequences from 2024 of the transposition of the CSRD for large listed companies The Corporate Sustainability Reporting Directive, known as the "CSRD", was transposed into French law in December 2023. The aim of this directive is to improve the quality and comparability of sustainability reporting. As from 2024, large listed companies are covered by the new obligations. … the certification of sustainability reporting; Ensuring compliance with the conditions of independence required of … |
07 February 2024 | In-depth | CSRD sustainability reporting: preparing for the new requirements The European directive on Corporate Sustainability Reporting (CSRD) and its mandatory European Sustainability Reporting Standards (ESRS) gradually apply as of January 2024. In line with its approach of providing support for listed companies, the AMF proposes a few points that listed companies could consider for the preparation and correct… … of the governing bodies, which must collectively ensure compliance of sustainability reporting with the CSRD and the … and novelty of the legislation make it complex to ensure compliance for many market participants. Moreover, all … |
06 February 2024 | AMF news release | AMF encourages investment services providers to strengthen their procedures for handling client complaints In a series of short, thematic inspections carried out at five institutions, the AMF found a number shortcomings in terms of compliance with the applicable requirements. In a summary document, it revisits the regulations, explains its expectations, and highlights the good and poor practices observed. … the AMF notes shortcomings in some service providers’ compliance with the applicable requirements in terms of … the AMF found a number shortcomings in terms of compliance with the applicable requirements. In a summary … the AMF found a number shortcomings in terms of compliance with the applicable requirements. In a summary … |
01 February 2024 | News | The AMF reminds investment firms of the rules for identifying retail investors when reporting transactions The Autorité des Marchés Financiers (AMF) is running a campaign to verify the quality of data in the MiFIR transaction reporting fields relating to retail investors. … according to precise standards. Investment Services Compliance Officers (RCSIs) and reporting teams are … |
01 February 2024 | Article | Data Quality: MiFIR transaction reporting (article 26 of MiFIR) – Fields related to the identification of retail investors In the context of a data quality campaign related to the identification of retail investors in MiFIR transaction reporting, AMF has identified frequent mistakes related to:the identification code for retail investors as buyers or sellers (e.g. CONCAT code for French natural persons),their first and last names,their birth date.AMF reminds that… … hereinafter the "Delegated Regulation" and the "Guidance". Compliance with these rules is crucial for the AMF to make … |
31 January 2024 | Article | How to get the RCCI professional licence Are you changing your Compliance and Internal Control Officer (RCCI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCCI professional licence? You will find all the information you need to report the change and about the RCCI licence here. … licence … Reporting a new RCCI … When you change your Compliance and Internal Control Officer, you must apply for … and two training sessions that lead to awarding the Compliance and Internal Control Officer (RCCI) professional … trouvé cette page utile ? oui non Are you changing your Compliance and Internal Control Officer (RCCI)? Would you … |
26 January 2024 | Policy | Position DOC-2024-01 On January 26, 2024, the AMF declared that it complies with ESMA's Guidelines published on October 23, 2023 on EMIR reporting. The ESMA guidelines are available at the following links:In French: Orientations ESMA relatives aux déclarations au titre du règlement EMIRIn English:Guidelines ESMA for reporting under EMIR … services providers Investment management companies Compliance EMIR Policy On January 26, 2024, the AMF declared … companies … ESMA’s Guidelines for reporting under EMIR … Compliance … EMIR … |
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