10 January 2011 | General regulation | General regulation of the AMF into force from 10/01/2011 to 31/01/2011 … deems necessary to ensure that members of the AMF are in compliance with these provisions. To that end, members must … establish and maintain a procedure setting forth how the compliance officer is to be informed of the poll and, … - Where the AMF is the competent authority for monitoring compliance with the disclosure requirements provided for in … |
06 January 2011 | General regulation | General regulation of the AMF into force from 06/01/2011 to 09/01/2011 … deems necessary to ensure that members of the AMF are in compliance with these provisions. To that end, members must … establish and maintain a procedure setting forth how the compliance officer is to be informed of the poll and, … - Where the AMF is the competent authority for monitoring compliance with the disclosure requirements provided for in … |
14 December 2010 | Bilateral MoU | NFA - 2010 - MoU on cooperation and exchange of information NFA - 2010 - MoU on cooperation and exchange of informationNFA - 2010 - MoU on cooperation and exchange of information |
12 December 2010 | General regulation | General regulation of the AMF into force from 12/12/2010 to 05/01/2011 … deems necessary to ensure that members of the AMF are in compliance with these provisions. To that end, members must … establish and maintain a procedure setting forth how the compliance officer is to be informed of the poll and, … - Where the AMF is the competent authority for monitoring compliance with the disclosure requirements provided for in … |
07 December 2010 | Policy | Recommendation DOC-2010-15 … or explain” principle. 4. Companies which admitted non-compliance with the Recommendation 6 of the MIDDLENEXT Code … described are as such as to raise questions as regards compliance with the provisions of Article L.823-19 of the … to the same procedure as regulated agreements, and also to compliance with criteria linked to the beneficiaries’ … |
17 November 2010 | Policy | Position - Recommendation DOC-2010-11 … statements or not i ncluded therein. The AMF requires compliance with the following prin ciples for these … and may request corrections when it notes that non-compliance with these principles leads to reporting that is … End of applicability on 02 July 2016 |
12 October 2010 | Bilateral MoU | QFMA - 2010 - MoU on exchange of information and technical cooperation 2010 - Memorandum of Understanding between the Autorité des marchés financiers (AMF) and the Qatar Financial Markets Authority (QFMA)… markets and clearing and settlement activities and their compliance with the relevant laws and regulations; 6.2.4. … markets and clearing and settlement activities and their compliance with the relevant laws and regulations; 6.2.4. … |
29 August 2010 | General regulation | General regulation of the AMF into force from 29/08/2010 to 06/11/2010 … deems necessary to ensure that members of the AMF are in compliance with these provisions. To that end, members must … establish and maintain a procedure setting forth how the compliance officer is to be informed of the poll and, … - Where the AMF is the competent authority for monitoring compliance with the disclosure requirements provided for in … |
17 March 2010 | Bilateral MoU | Dubai - DFSA - 2010 - MoU in relation to assistance and mutual cooperation 2010 - Memorandum of Understanding between the Autorité des marchés financiers (AMF) and the Dubai Financial Services Authority (DFSA)… of cooperation and exchange of information to ensure compliance with and enforcement of their securities and … both Authorities also acknowledge the importance of compliance with IOSCO's Objectives and Principles of … provided herein, to obtain information necessary to ensure compliance with, or to enforce, its domestic laws or … |
01 January 2010 | General regulation | General regulation of the AMF into force from 01/01/2010 to 28/08/2010 … deems necessary to ensure that members of the AMF are in compliance with these provisions. To that end, members must … establish and maintain a procedure setting forth how the compliance officer is to be informed of the poll and, … - Where the AMF is the competent authority for monitoring compliance with the disclosure requirements provided for in … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02