02 June 2022 | Public statements | Keynote speech by Robert Ophèle, AMF Chairman - WFC2022 Conference organized by ECSDA: "Contribution of Central Securities Depositories to local and global economies" - 30th May 2022 … important issues flagged: the passporting regime and the cooperation between authorities on the one hand, the scope of … there would be an obvious need to organize supervisory cooperation among the different relevant authorities. As … |
04 April 2022 | News | The AMF and TRACFIN sign a new cooperation protocol On Thursday 31 March, AMF Chairman Robert Ophèle and Guillaume Valette-Valla, the Director of France's financial intelligence unit (TRACFIN), signed a protocol at AMF headquarters, updating the legal framework for collaboration between the two authorities. … The AMF and TRACFIN sign a new cooperation protocol … Photo AMF Tracfin The fight against … reporting of information. The new protocol updates the cooperation framework between the AMF and TRACFIN, which … the two authorities. The AMF and TRACFIN sign a new cooperation protocol … … |
26 January 2022 | In-depth | Innovation : focus on the actions carried out by the AMF The rapid growth of new technologies has put innovation at the heart of discussions about financial markets. For several years now, and under its #Supervision2022 Strategic Plan, the AMF has been fully committed to this issue and has supported stakeholders in the transformation of the financial sector. Here we focus on the actions carried out by… … on innovation and FinTech trends, the AMF has signed cooperation agreements with several of its international … |
22 December 2021 | AMF’s EU positions | French and Dutch financial market authorities call for a stronger conduct supervision framework for national competent authorities in the context of cross-border retail financial services’ provision. The AMF and AFM make proposals to strengthen conduct supervision in the context of cross-border retail investments, in order to develop a more efficient EU capital market in the context of the Capital Markets Union (CMU). The supervision of financial services’ provision through free provision of services within the Single market under is currently… … … Financial services providers … Europe & international … Cooperation … MIFID … |
21 December 2021 | Public statements | Speech by Benoît de Juvigny, AMF Secretary General - IOSCO SPAC Network Stakeholder Meeting - 16 December 2021 … case by case basis. This justifies the increased level of cooperation that we have seen among authorities in different … … On the regulatory side, globally, the mobilisation and cooperation among market authorities, exchanges and sometimes … |
15 December 2021 | AMF news release | Financial scams: the Paris Public Prosecutor's Office, the AMF, the ACPR and the DGCCRF are actively working together to fight this scourge responsible for heavy losses for retail investors In these times of Covid crisis and low interest rates, the public is facing an upsurge in fraudulent offers for financial investments and services. At a joint press conference, the Parquet de Paris, the Autorité des Marchés Financiers (AMF), the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the General Directorate for Competition… … activity of crowdfunding or crowdlending. … Enhanced cooperation and new means of action … Prevention remains the … more than a million views. The effectiveness of the cooperation between the different authorities involved in the … and employees. Thanks to successful international cooperation, several suspects were also extradited from … |
07 October 2021 | News | The AMF updates its investigation and inspection charters The AMF has published a new version of its investigation and inspection charters to take account of the format of SPOT inspections, changes to practices, and the dematerialisation of communication. The purpose of these documents is educational and they are given to persons contacted during an investigation or inspection initiated by the AMF. … clarifications have been provided regarding the expected cooperation with the AMF: documents sent to the AMF must be … |
04 October 2021 | News | The AMF and the European Central Bank (ECB) sign a supervisory cooperation arrangement The Memorandum of Undertanding (MoU), signed on August 26, 2021, between the AMF and ECB, will provide a framework for the exchange of information between the two institutions and allow them to complete the information available to each of them, in order to carry out their supervisory role over the firms placed under their common supervision. … AMF and the European Central Bank (ECB) sign a supervisory cooperation arrangement … Pursuant to Article 3(1) of Council … MoU, the AMF and the ECB recognize the benefits of mutual cooperation on issues of joint interest and wish to ensure … respective tasks. … Read more … ECB – 2021 – Supervisory cooperation arrangement between the European Central Bank and … |
04 October 2021 | Bilateral MoU | ECB – 2021 – Supervisory cooperation arrangement between the European Central Bank (ECB) and the Autorité des Marchés Financiers (AMF) Supervisory cooperation arrangement between the European Central Bank (ECB) and the Autorité des Marchés Financiers (AMF) … Supervisory cooperation arrangement between the European Central Bank … 2021_mou-amf-ecb.pdf (1.85 Mo) ECB – 2021 – Supervisory cooperation arrangement between the European Central Bank … … Supervisory cooperation arrangement between the European Central Bank … des Marchés Financiers (AMF) … ECB – 2021 – Supervisory cooperation arrangement between the European Central Bank … |
02 August 2021 | Policy | Position - Recommendation DOC-2014-04 Position DOC-2014-04 provides explanations on the definition of marketing in France of units or shares of UCITS and AIFs, and describes the various regimes applicable to marketing of such entities in France. … directive for the management of the AIF. 2) Appropriate cooperation arrangements are in place for monitoring systemic … that allows the AMF to carry out its missions. The list of cooperation agreements signed by the AMF is available at the … directive for the management of the AIF. 2) Appropriate cooperation arrangements are in place for monitoring systemic … |