13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.… initiative of the client? .............. 4 1.9 Can the way products are structured lead service providers to provide an investment … advice service? Because sales of “customised" OTC derivatives to clients, particularly professional clients, … |
12 February 2024 | News | EMIR Refit: Update of the AMF website on notifications forms Notification of errors and omissions to the AMF under Article 9 of Implementing Regulation 2022/1860 defining technical implementing standards for the application of EMIR Refit… European Parliament and of the Council on over-the-counter derivatives, central counterparties and trade repositories - … of the AMF website on notifications forms … Derivatives or structured products … |
20 December 2023 | Policy | Position - Recommendation DOC-2020-03 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and…… information to be provided for collective investment products entailing a non-financial aspect authorised for … 5 Excluding feeder funds mentioned in section 7 and structured funds. … of these funds in France. 8. SPECIAL CASE OF THE USE OF DERIVATIVES AND SYNTHETIC EXPOSURES OF COLLECTIVE INVESTMENTS … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … 38 4. The marketing of products and sales policy … contracts), including securities underlying complex derivatives 9 - Others (to be specified): C - Potential … risk. For example, CoCos110, cat bonds and EMTNs/autocall structured certificates fall into this final category. A … |
12 June 2023 | Policy | Instruction DOC-2011-21 … two A4 pages long in printed form, except in the case of structured employee investment undertakings, for which the … parent company). In the specific case of securitisation products or special purpose vehicles with other underlying … both the WAL and WAM calculations, the impact of financial derivatives, term deposits and the techniques and instruments … |
01 June 2023 | Policy | Instruction DOC-2017-12 … Position limits for agricultural commodity derivatives traded on Euronext Paris Matif … Market Infrastructures Derivatives or structured products Policy … Textes de référence … Article 580-1 of the … |
03 May 2023 | News | The AMF revises position limits applicable to agricultural commodity derivatives Following the April 20, 2022 amendment of European Commission Delegated Regulation 2022/1302 supplementing Directive 2014/65/EU on markets in financial instruments (MiFID2), the AMF has revised the position limits applicable to agricultural commodity derivatives positions traded on Euronext Paris Matif.… position limits applicable to agricultural commodity derivatives … These position limits, which had entered into … AMF instruction DOC-2017-12: Position limits for commodity derivatives traded on Euronext Following the April 20, 2022 … derivatives … Innovation … Markets … Derivatives or structured products … |
16 February 2023 | Policy | Instruction DOC-2011-20 … parent company). In the specific case of securitisation products or special-purpose vehicles with other underlying … risks inherent to the structure of the investment for structured financial instruments; d) the liquidity profile. … financial contracts, as well as securities with embedded derivatives, in order to measure the exposure of the AIF. … |
16 February 2023 | Policy | Position DOC-2008-14 … 4 3.1. Investment structures based on actively managed products .............................................. 4 3.2. Passively-managed structured products … swaps are far more complicated to value than other complex derivatives, as the underlying assets are not nearly as … |
16 February 2023 | Policy | Instruction DOC-2011-19 … 27 Article 30-8 – “Structured fund” … a) The delegated activity concerns only transactions and products, or markets, that are covered by the authorisations … both the WAL and WAM calculations, the impact of financial derivatives, term deposits and the techniques and instruments … |
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