16 February 2023 | Policy | Position DOC-2008-14 … 4 3.1. Investment structures based on actively managed products .............................................. 4 3.2. Passively-managed structured products … swaps are far more complicated to value than other complex derivatives, as the underlying assets are not nearly as … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … indexes and strategy, etc.). These provisions cover structured funds, index funds, funds using Constant … suggest endorsement or approval by that authority of the products or services of the investment firm, except when … or counterparties, to the structured fund party to the derivatives contract, or derivatives contracts, which will … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … in the Key Investor Information document (KII) for structured UCITS CESR/10-1318 CESR Guideline : CESR’s guide … in certain specific markets but uses financial techniques (derivatives, securities lending and borrowing, etc…) to … for packaged retail and insurance-based investment products (PRIIPs). 1 Except for employee investment … |
26 July 2022 | Policy | Instruction DOC-2010-09 … processed; - take into account, with regard to its tools, products, applications or services, the principles of data … bonds; - warrants; - subordinated securities. - structured EMTNs 7.6 2 C Other instruments (life insurance … Regulation of commodity markets; regulation of commodity derivatives and position limits 9.2 2 A Types of orders and … |
19 July 2022 | AMF news release | The AMF has published a study of the profile of participants and their positions in the Matif agricultural commodities derivatives market The Autorité des Marchés Financiers (AMF) has analysed the positions of participants trading on the Matif, the main agricultural commodity derivatives market in Europe, under its supervision. The analysis shows that commercial players play a dominant role in the wheat, corn and rapeseed markets.… and their positions in the Matif agricultural commodities derivatives market … The rules on markets in financial … for ensuring that savings invested in financial products are protected and that investors are provided with … commodities derivatives market … Derivatives or structured products … |
19 July 2022 | Report / study | Analysis of MIFID II position data on commodity derivatives: who are the market participants and what is their weight in the Matif grain derivatives segment? This study aims to improve our understanding of the weight of the various types of end clients in the wheat, corn and rapeseed markets, placing particular emphasis on the distinction between financial operators (investment firms, funds and other financial institutions) and commercial undertakings (notably farmers, storage …… Analysis of MIFID II position data on commodity derivatives: who are the market participants and what is their weight in the Matif grain derivatives segment? … Télécharger le contenu This study aims … in the Matif grain derivatives segment? … Derivatives or structured products … |
21 March 2022 | Policy | Position - Recommendation DOC-2014-06 The AMF recommendation DOC-2014-06 details the expectations of the AMF for the operation and organisation of compliance, risk management, internal monitoring and periodic control functions within asset management companies (AMCs). This guide specifies, notably, how different control functions should be structured and is aimed at AMCs that manage…… notably, how different control functions should be structured and is aimed at AMCs that manage UCITS or AIFs … schemes or discretionary portfolios: - non-standard derivatives as defined in Instruction No. 2011-15 on global … suited to the AMC’s business and to changes in markets and products. If it is not, the function should decide to revise … |
21 March 2022 | Policy | Instruction DOC-2012-01 Collective investment undertaking management activities and discretionary portfolio management investment services are subject to specific risk management organisation rules (counterparty, liquidity and market risks and operational risk). The instruction DOC-2012-01 defines the permanent risk management function, the procedures for delegation to…… or cover of certain positions5); and ‐ the fund uses only derivatives and simple securities involving derivatives, and … attention must be paid to those risks contained in the structured products with embedded derivatives (EMTN, certificates…) it … |
29 October 2021 | Policy | Recommendation DOC-2021-06 … IBOR rate, the amount of the assets, liabilities and derivatives indexed on the IBOR rates and having not yet … of the cash equivalents item by typology of significant products with their specific characteristics and the amounts … of instruments (loans to fund environmental projects, structured financial instruments for which the cash flows are … |
29 July 2021 | News | The AMF and the ACPR sign two cooperation agreements with the SEC regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S On 23 July 2021, the French financial markets authority (AMF) and the French prudential control and resolution authority (ACPR) signed two cooperation agreements with the Securities Exchange Commission (SEC) in order to allow French entities to register as Security Based Swap Dealers (SBSD) with the SEC and to benefit from a substituted compliance…… Act requires every entity whose activity on equity OTC derivatives and on single name credit default swap with US … Dealers (SBSD) in the U.S … Cooperation … Derivatives or structured products … Europe & international … Markets … Post-trading … |
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