30 December 2024 | Policy | Position - Recommendation DOC-2020-03 - Information to be provided by collective investment schemes incorporating non-financial approaches Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and… … non-financial approaches … Professional investors UCIT Disclosure Obligations Collective investments Policy … Textes de … on the outcome of the work on the delegated acts of the "Disclosure Regulation"6. Pursuant to the article 11 of this … |
20 December 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information. … Make my reporting, notifications and disclosure to the AMF … MiFID II transaction reporting … The … in short … MiFID II (Article 26 of MiFIR) strengthens the obligations for reporting transactions to the regulator, with … relating to third-party portfolio management in an annual disclosure sheet ("FRA"). … The AMF assists you … To help you … |
18 December 2024 | Policy | Position - Recommendation DOC-2012-19 - … position – Terms and conditions for the implementation of obligations pertaining to accounts reporting to the AMF in … the existing obligations and introduces new ones: disclosure of costs and charges, product governance, a ban on … the existing obligations and introduces new ones: disclosure of costs and charges, product governance, payments … |
17 December 2024 | Enforcement Committee news releases | The AMF Enforcement Committee imposes fines totalling €4,150,000 on four legal entities and three natural persons for disseminating false or misleading information, and price manipulation In its decision of 11 December 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Auplata and Didier Tamagno, its former CEO, as well as on RSM Paris and Stéphane Marie, the statutory auditors who certified Auplata's financial statements, for market manipulation by disseminating false or misleading information. It… … and price manipulation … Sanctions & settlements … Disclosure Obligations … |
04 December 2024 | In-depth | The Listing Act: Facilitating Companies' Access to European Capital Markets The Listing Act introduces significant changes to European regulations. In this document, the AMF outlines its main features. While some provisions will come into force as early as December 4, others will be implemented gradually, with delays of 15, 18, and 24 months following its entry into force. … issuers shall always be up to date with their ongoing disclosure obligations under the MAR Regulation. Therefore, … delayed. The Listing Act introduces an exemption to this disclosure obligation in the specific case of inside … |
29 November 2024 | In-depth | The European regulation Markets in Crypto-Assets (MiCA) Crypto-asset services requiring authorisation, obligations to be met, procedures for submitting a crypto-asset service provider (CASP) application, notification of offers to the public and admission to trading of crypto-assets, provisions relating to market abuse: in this "in-depth" you will find the main provisions of the European regulation on… … … MiCA requirements for CASPs … CASPs will be subject to obligations common to all the services provided as well as … period. Identification, prevention, management and disclosure of conflicts of interest (art. 72) Implement and … particularly with regard to the management or even disclosure of conflicts of interest in situations where the … |
14 August 2024 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance. … , as part of the first year of application of these obligations arising from Article 8 of the European Taxonomy … to clarify certain texts such as the Sustainable Finance Disclosure Regulation (SFDR), adopted in 2019. At the … to introduce a rule at national level to supervise funds' disclosure of non-financial information. Marketing … |
30 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines Biosynex, its CEO and several of its directors a total of €930,000 In its decision of 25 July 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Biosynex, and four of its directors and their holding companies for breaches relating to Biosynex's financial communications, insider trading and breaches of reporting obligations. … communications, insider trading and breaches of reporting obligations. AMF Enforcement Committee fines Biosynex, its … communications, insider trading and breaches of reporting obligations. … AMF Enforcement Committee fines Biosynex, its … directors a total of €930,000 … Sanctions & settlements … Disclosure Obligations … |
25 July 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines an issuer and two of its former directors at the time of the facts for market manipulation by disseminating false or misleading information. It also fined one of the directors for insider trading breaches In its decision of 19 July 2024, the Commission imposed a fine of €150,000 on Parrot for a breach due to market manipulation by disseminating false or misleading information. It found that this breach was attributable to Mr Henri Seydoux and Mr Gilles Labossière and imposed a fine of €60,000 on Mr Henri Seydoux and a fine of €210,000 on Mr Gilles… … trading breaches … The AMF Board accused Parrot of late disclosure of inside information relating to the … for insider trading breaches … Sanctions & settlements … Disclosure Obligations … |
18 June 2024 | Ombudsman’s Blog | UCITS: when a fund's outperformance gives rise to a significant increase in fees The fees associated with undertakings for collective investment in transferable securities (UCITS) often raise questions from investors, who are not always fully aware, at the time of subscription, of the potential fees associated with their investment.Given the wide range of fees that exist, it is crucial to understand the costs and fees that may… … had duly complied with its ' ex post ' information obligations , since annual statements of fees were indeed … rise to a significant increase in fees … UCIT … Fees … Disclosure Obligations … |
