14 August 2024 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance.… , as part of the first year of application of these obligations arising from Article 8 of the European Taxonomy … to clarify certain texts such as the Sustainable Finance Disclosure Regulation (SFDR), adopted in 2019. At the … to introduce a rule at national level to supervise funds' disclosure of non-financial information. Marketing … |
30 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines Biosynex, its CEO and several of its directors a total of €930,000 In its decision of 25 July 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Biosynex, and four of its directors and their holding companies for breaches relating to Biosynex's financial communications, insider trading and breaches of reporting obligations. … communications, insider trading and breaches of reporting obligations. AMF Enforcement Committee fines Biosynex, its … communications, insider trading and breaches of reporting obligations. … AMF Enforcement Committee fines Biosynex, its … directors a total of €930,000 … Sanctions & settlements … Disclosure Obligations … |
25 July 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines an issuer and two of its former directors at the time of the facts for market manipulation by disseminating false or misleading information. It also fined one of the directors for insider trading breaches In its decision of 19 July 2024, the Commission imposed a fine of €150,000 on Parrot for a breach due to market manipulation by disseminating false or misleading information. It found that this breach was attributable to Mr Henri Seydoux and Mr Gilles Labossière and imposed a fine of €60,000 on Mr Henri Seydoux and a fine of €210,000 on Mr Gilles…… trading breaches … The AMF Board accused Parrot of late disclosure of inside information relating to the … for insider trading breaches … Sanctions & settlements … Disclosure Obligations … |
18 June 2024 | Ombudsman’s Blog | UCITS: when a fund's outperformance gives rise to a significant increase in fees The fees associated with undertakings for collective investment in transferable securities (UCITS) often raise questions from investors, who are not always fully aware, at the time of subscription, of the potential fees associated with their investment.Given the wide range of fees that exist, it is crucial to understand the costs and fees that may…… had duly complied with its ' ex post ' information obligations , since annual statements of fees were indeed … rise to a significant increase in fees … UCIT … Fees … Disclosure Obligations … |
22 April 2024 | Policy | Instruction DOC-2011-20 … a) Notice of compliance with the rules of investment and disclosure of Directive 2009/65/EC; b) ISIN code, UCITS or … requirements applying to management companies and meet the obligations applicable to these companies. They must … the AIF’s compliance with the rules of investment and disclosure of Directive 2009/65/EC; 3° A change in frequency … |
22 April 2024 | Policy | Instruction DOC-2012-06 AIF's declared open to professional investors that are specialist professional funds and professional private equity funds are subject to specific rules that relate to, in particular, reporting procedures (creation and changes during the life of the fund), procedures for disclosing information to holders and shareholders when making changes during…… 3 Article 2 – Contents of the disclosure file … may be viewed under the Annexes & links tab: Annex I-1 – Disclosure of a specialised professional fund (or a sub-fund) … professional private equity funds must comply with the obligations provided for in Articles 422-105 to 422-118 and … |
22 April 2024 | Policy | Instruction DOC-2011-19 … 18 Article 17 – Disclosure of changes subject to ex-post notification: … a) Notice of non-compliance with the investment and disclosure rules of Directive 2009/65/EC; b) ISIN, UCITS … The table in Article 8 of this Instruction lists the obligations of management companies or SICAVs with regard to … |
22 April 2024 | Policy | Instruction DOC-2011-21 … information document (KIID) and prospectus, and periodic disclosure. Information is provided about the formation of an … information document (KIID) and prospectus, and periodic disclosure. Information is provided about the formation of an … as applicable. The table in Article 8 lists the obligations of management companies or SICAVAS with regard to … |
22 April 2024 | Policy | Instruction DOC-2011-22 … information document (KIID) and rules, and periodic disclosure. Information is provided about the formation of a … information document (KIID) and rules, and periodic disclosure. Information is provided about the formation of a … ex-post notification, as applicable. This table lists the obligations of management companies with regard to … |
28 March 2024 | News | ROSA Extranet: changes to authorisation and declaration processes for collective investments Following the approval of the amendments to its General Regulation and as part of the launch of the ROSA extranet for collective investments, the Autorité des Marchés Financiers (AMF) has updated its policy.… procedure for investment management companies, disclosure obligations and passporting AMF Instruction DOC-2008-03: … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02