16 August 2023 | | Investment services providers Do you want to provide investment services or obtain approval as a Digital Asset Service Provider (DASP) ? Do you want to make your reporting to the AMF ? You will find all the information here. … transaction reporting, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF. … … |
28 July 2023 | Policy | Position - Recommendation DOC-2021-02 … universels … Listed companies and issuers Prospectus Disclosure Obligations Policy Book 2 Position Recommendation Book 2 … des documents d'enregistrement universels … Prospectus … Disclosure Obligations … |
07 July 2023 | News | The AMF responds to the European Commission’s public consultation on the draft European sustainability reporting standards In this position paper, the AMF supports the work carried out by the European Commission and EFRAG to develop the first set of European sustainability reporting standards (ESRS) covering all ESG matters and adopting a double materiality approach. The AMF raises a number of important points for the European Commission to consider. … in particular in relation to the Sustainable Finance Disclosure Regulation (SFDR). These proposed measures would … consistent and harmonised application of reporting obligations by all companies. … Read more … AMF response to … |
26 May 2023 | Ombudsman’s Blog | All the information communicated by an adviser to a retail investor must be accurate, clear and not misleading Retail investors can ask an authorised investment firm for financial investment advice so as to be guided in their investment decisions, according to their objectives and their investor profile. Unfortunately, the investment information communicated to retail investors may by incorrect. In that case, the retail investor may consider themselves the… … accurate, clear and not misleading … Investment advice … Disclosure Obligations … Obligations professionnelles … |
26 May 2023 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair, The AMF: "a pivotal position at the heart of financial regulation" - General Assembly of the French Association of Corporate Treasurers - 20 April 2023 … objectives. The legislator has also imposed transparency obligations in sustainability, through the CSRD and its … efforts of ecological and energy transition. Meeting the obligations of the CSRD will have to be accompanied by … with the issuer's overall financial and non-financial disclosure. These initial fundamental texts are not enough to … |
16 May 2023 | News | Reporting under Article 29 of the Energy-Climate Law: the AMF updates its policy on how to prepare and submit reports Following the approval of amendments to its General Regulation, the AMF has updated its policy to specify the procedures for preparing and submitting the report required under Article 29 of the Energy-Climate Law (LEC 29) from investment services providers (ISPs), including asset management companies. … completes certain provisions of the Sustainable Finance Disclosure Regulation (SFDR). The decree sets out the content … procedure for investment management companies, disclosure obligations and passporting (in French only) AMF … |
07 March 2023 | Report / study | Results of the 2022 “risk-averse” and “risk-loving” mystery shopping campaigns In 2022, with the help of the IPSOS research institute, the Autorité des Marchés Financiers (AMF) conducted two in-branch mystery shopping campaigns, one risk-averse and one risk-loving. For the first time since the AMF began conducting mystery shopping in 2010, the operation was part of a European study, coordinated by the European Securities and… … mystery shopping campaigns … MIFID … Supervision … Disclosure Obligations … Marketing … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … not rely on these revenues alone to meet their repayment obligations. - The term of an interest-only loan aimed at … This requirement applies to, among other things, the disclosure of information on the investment policy, … they shall comply with the following conditions: - Disclosure of past performance shall cover the previous 10 … |
16 February 2023 | Policy | Instruction - Position - Recommendation DOC-2019-12 … Professional obligations of investment services providers to retail … Book 3 Instruction Position Recommendation Professional obligations of investment services providers to retail … the existing obligations and introduces new ones: disclosure of costs and charges, product governance, ban on … |
10 February 2023 | News | Taxonomy Article 8 reporting: publication of Frequently Asked Questions by the European Commission The European Commission has published two new Frequently Asked Questions (FAQs) with more than 200 questions and answers on the interpretation and application of the "Article 8" and "Climate" Taxonomy delegated acts. In order to help companies in implementing the Taxonomy regulation, the AMF presents the objectives and content of these FAQs and… … act. The Taxonomy also defines specific reporting obligations for non-financial companies and financial … regulation – Article 8. For further information on these disclosure requirements, companies may also refer to the … and coherent application of the regulation and ensure the disclosure of high-quality and comparable information. The … |