27 July 2020 | Policy | Position - Recommendation DOC-2014-07 Best execution consists of obtaining, when executing orders, the best possible result for clients. The Autorité des marchés financiers (AMF) updates the English version of its position-recommendation DOC-2014-07 on this subject.… expectations regarding best execution and best selection obligations arising from the Markets In Financial Instruments … 21 8. CLIENT DISCLOSURE CONCERNING ORDER EXECUTION PROCEDURES AND … and/or retail). Recommendation: To satisfy the client disclosure obligation20, most ISPs make their selection … |
10 June 2020 | AMF news release | Market transparency, financial research, investor protection: AMF’s proposals for more efficient and competitive markets After a little more than two years of supervisory experience under the Markets in Financial Instruments Directive (MiFID 2), the Autorité des Marchés Financiers has responded to the European Commission’s public consultation on the review of MiFID 2. In a document available on its website, the Authority details some of the targeted…… adjust the scope of share and derivatives trading obligations by focusing on relevant criteria for the European … with product governance requirements and cost and charges disclosure for example, and increase the efficiency of … |
10 June 2020 | AMF’s EU positions | MiFID Review : AMF’s proposals for more efficient and competitive European markets The AMF has responded to the European Commission’s public consultation on the review of MiFID2. In its feedback, the AMF supports targeted changes of certain aspects of MiFID2 based on five pillars, detailed in this document.… data; Adjust the scope of the share and derivative trading obligations and adopt a territorial approach in order to … Indeed, MiFIR allows to waive pre-trade transparency obligations for equity instruments in certain circumstances. … them of access to sufficient advice. On costs and charges disclosure obligations, the AMF supports the possibility for … |
11 March 2020 | Policy | Instruction DOC-2017-06 … the content of said document and the investor and AMF disclosure methods to which they are bound. … Textes de … - Annex 2 to AMF instruction DOC-2017-06 Summary of obligations incumbent upon each of the intermediaries in … 14 Chapter 5 - Ex-post disclosure obligations … |
10 March 2020 | Policy | Instruction DOC-2014-12 This page is not available in English at the moment… … Other professionals Investment services providers Disclosure Obligations Policy In its 2014-12 Instruction the AMF … services provider within the framework of crowdfunding … Disclosure Obligations … End of applicability on 10 November 2023 |
25 February 2020 | Article | Develop your investment management company Would you like to extend the authorisation for your investment management company or modify your initial authorisation application? Would you like to obtain a European passport or find out how to pay your annual contribution to the AMF? You will find all the information you need here.… procedure for investment management companies, disclosure obligations and passporting Instruction DOC-2008-03 . Click … Approval procedures for investment management companies, disclosure requirements and passporting Guide to … |
25 February 2020 | Article | Submitting information as part of a financial transaction I am an issuer or one of its advisers and I must submit information as part of a financial transaction. How to submit it to the AMF? Find here the useful information for meeting your obligations.… . … I submit information on share buyback … My disclosure at D+7 … The transactions performed by an issuer … (rachatactions[at]amf-france[dot]org) . … My monthly disclosure … The monthly summary of transactions performed in … the AMF? Find here the useful information for meeting your obligations. Submitting information as part of a financial … |
14 February 2020 | In-depth | The Benchmarks Regulation The administration of indices used as benchmarks is subject to Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016. The Benchmarks Regulation aims to restore confidence in financial benchmarks by laying down a regulatory framework at European Union level covering the provision, contribution and use of benchmarks.… AMF Instruction DOC-2014-01 - Programme of activity, obligations incumbent on investment services providers, … procedure for investment management companies, disclosure obligations and passporting The administration of indices … |
11 February 2020 | Article | Act as Benchmark administrator You are a natural or legal persons located in France and you wish to act as administrators ? Find below all information to apply to an AMF’s authorisation or registration… AMF Instruction DOC-2014-01 - Programme of activity, obligations incumbent on investment services providers, … procedure for investment management companies, disclosure obligations and passporting Avez-vous trouvé cette page utile … |
08 February 2020 |
| Article 314-17 Book III - Service providers > Title I - Investment services providers > Chapter IV - Conduct of business rules > Section 7 - Inducements and fees > Sub-section 1 - General provisions relating to inducements… way. Where the investment services provider implements the obligations mentioned in this article, it shall take into … an investment or ancillary service shall comply with its disclosure obligations to its own clients. … … an investment or ancillary service shall comply with its disclosure obligations to its own clients. … … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02