28 March 2024 | Policy | Instruction DOC-2011-19 … on a market if the UCITS is an Exchange Traded Fund (ETF): Under Article D. 214-22-1 of the Monetary and Financial … on a market if the UCITS is an Exchange Traded Fund (ETF): Under Article D. 214-22-1 of the Monetary and Financial … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … of the underlying assets of an index followed by an ETF, or significant valuation problems, it is recommended … including the various options in terms of managing the ETF if one or more counterparties defaults, in the best … admitted for trading on a regulated or organised market (ETF) “The specific characteristics of ETFs and the financial … |
24 January 2024 | Retail investors dashboard | The Active Retail Investor Dashboard - No.13 - January 2024 The Active Retail Investor Dashboard provides quarterly updates on individuals who have carried out at least one transaction on financial instruments in the past quarter.… Investor Dashboard - No.13 - January 2024 … Shares … ETF … Financial products … |
20 April 2023 | Retail investors dashboard | The Active Retail Investor Dashboard - No.10 - April 2023 The Active Retail Investor Dashboard provides quarterly updates on individuals who have carried out at least one transaction on financial instruments in the past three months.… Retail Investor Dashboard - No.10 - April 2023 … Shares … ETF … Long term investment … |
09 March 2023 | Ombudsman’s Blog | Application of the PRIIPs Regulation: what happens to US packaged products subscribed before the regulation came into force? The European PRIIPs Regulation entered into force on 1 January 2018 with the aim of standardising pre-contractual information on "packaged" financial products (ETFs, derivatives, life insurance products, etc.) offered to retail investors through a key information document. This key information document is now required for the marketing…… that she had purchased units in a US exchange traded fund (ETF) in 2017, which she acquired in her ordinary securities … assigned a zero price (equal to zero) to the shares of the ETF units that she held, Ms H again approached the customer … at the fact that she could not arbitrate on her ETF units, while pointing out that, even if the price had … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … notes shall not be permitted); - A document promoting an ETF (“tracker”) shall not refer to the reduced fees linked to … own management fees; - Marketing materials promoting an ETF shall not suggest that the latter replicates perfectly … benchmark index. As long as the market price of the ETF cannot be identical to its net asset value at any time, … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … 15/36 Recommendation In the case of exchange traded UCITS (ETF), it is recommended that the costs disclosed be … Recommendation In the case of exchange-traded UCITS (ETF), it is recommended to specify, in addition to the … |
13 October 2021 | Retail investors dashboard | The Active Retail Investor Dashboard - No.4 - October 2021 The Active Retail Investor Dashboard provides quarterly updates on individuals who have carried out at least one transaction on financial instruments in the past three months.… Retail Investor Dashboard - No.4 - October 2021 … Shares … ETF … Fixed income … Investment services … |
11 June 2020 | Report / study | Opportunities and risks in the financial index markets The study depicts, within the framework of the European Benchmark regulation, the functioning, the accelerated growth of the industry and the equilibria of the index market. The study stresses the impact of indices’ use on price formation and market liquidity and its risks for financial stability, the industry’s concentration and limited…… services providers … Markets … Europe & international … ETF … |
30 November 2018 | Policy | Instruction DOC-2017-11 This page is not available in English… 2 500 lots 2 500 lots NBP G9BM 879 2 500 lots 2 500 lots ETF GDBM 720 2 500 lots 2 500 lots TRS G6BM 300 2 500 lots 2 … lots ZEE Belgium 2,500 lots NBP United Kingdom 2,500 lots ETF Denmark 2,500 lots TRS South of France 2,500 lots ZTP … 2 500 lots 2 500 lots NBP G9BM 879 2 500 lots 2 500 lots ETF GDBM 720 2 500 lots 2 500 lots TRS G6BM 300 2 500 lots 2 … End of applicability on 31 December 2019 |
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