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Titre clair et concis du tableau28 April 2022 | AMF news release | Appointments in the Investigations Directorate and the Asset Management Directorate Marianick Darnis Lorca, hitherto Deputy Head of the Investigations Directorate, has been appointed Head of Investigations. She takes over from Laurent Combourieu, who recently took charge of the AMF's activities relating to Chief Compliance and Internal Control Officers (RCCI) and Chief Investment Services Compliance Officers (RCSI). as an investigator. There she carried out several investigations on insider trading and financial information |
21 March 2022 | Policy | Instruction DOC-2012-01 Collective investment undertaking management activities and discretionary portfolio management investment services are subject to specific risk management organisation rules (counterparty, liquidity and market risks and operational risk). The instruction DOC-2012-01 defines the permanent risk management function, the procedures for delegation to… ......................................................................................................... 5 Article 9 - Risk management and financial instrument valuation |
21 March 2022 | Policy | Position - Recommendation DOC-2014-06 of risk. 1.1. Financial risks Identification of risks Analysis of risks and introduction or adaptation |
21 March 2022 | Policy | Position - Recommendation DOC-2012-19 Article 3 of Article L.321-2 of the Monetary and Financial Code Investment research and financial analysis |
16 March 2022 | AMF news release | AMF publishes an analysis of retail investor order execution on French stocks At a time when retail investors are becoming increasingly active on the stock market, the Autorité des Marchés financiers (AMF) has examined the destination of their stock market orders and the conditions under which they were executed over the period between December 2019 and April 2020, compared with the conditions observed on Euronext Paris and… AMF publishes an analysis of retail investor order execution on French stocks |
15 March 2022 | News | The AMF publishes a stock-take analysis of the market for short-term debt instruments in Europe The study by the Autorité des marchés financiers on the short-term debt market, in which money market funds primarily invest, builds on both publicly available data sources and internal data provided by the European Systemic Risk Board (ESRB). The AMF publishes a stock-take analysis of the market for short-term debt instruments in Europe |
11 March 2022 | Ombudsman’s Blog | Not being able to subscribe to a fund does not necessarily imply a refusal to sell Some funds are strictly reserved for professional clients, and clients who do not meet the subscription conditions required by the fund cannot acquire units, even if they want to. It is this particular case that I will present to you in this month's issue. After receiving this response, I carried out an in-depth analysis of the case. First of all |
08 March 2022 | Article | AMF Household Savings Observatory The AMF’s Observatory tracks the household savings market. It monitors the evolution of preferences, attitudes and perceptions of French savers and investors. It is interested in the promotional communication regarding investments products, the fees applied and the various distribution channels. out at least one transaction on financial instruments in the past three months. 2. No.5 - January 2022 |
28 February 2022 | AMF news release | French and Dutch market authorities publish a joint analysis of the impact of the short selling ban at the onset of the Covid-19 crisis Returns, volatility and market depth: the Autorité des Marchés Financiers (AMF) and the Autoriteit Financiële Markten (AFM) have examined the effects of the temporary ban applying to French securities by comparing their respective markets. French and Dutch market authorities publish a joint analysis of the impact of the short selling ban |
01 February 2022 | News | New step forward in the adoption of the regulation on a Pilot Regime for market infrastructures based on the blockchain technology In December 2021, the Council of the European Union endorsed the European Commission's proposal to create a provisional regulatory framework to test the use of distributed ledger technologies (DLT) in market infrastructures. The European Parliament's Committee on Economic and Monetary Affairs has adopted the text that should enter into force by… with financial innovations on a global scale. In a legal analysis on 6 March 2020 , the AMF had identified some |
