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Titre clair et concis du tableau18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… enabling supervision of providers who will then be able to offer their services across the EU. The AMF |
04 May 2022 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. of the following digital asset services, as mentioned in Article L. 54-10-2 of the Monetary and Financial Code |
04 May 2022 | AMF news release | The AMF launches a consultation on the integration of sustainability requirements into its General Regulation Following the adoption by the European Commission of a comprehensive package of measures to reorient capital flows towards sustainable activities across the European Union, the AMF has launched a consultation on the integration of sustainability obligations into its General Regulation. on fiduciary duties and investment advice, published in August 2021, aiming to ensure that investment services |
28 April 2022 | AMF news release | Appointments in the Investigations Directorate and the Asset Management Directorate Marianick Darnis Lorca, hitherto Deputy Head of the Investigations Directorate, has been appointed Head of Investigations. She takes over from Laurent Combourieu, who recently took charge of the AMF's activities relating to Chief Compliance and Internal Control Officers (RCCI) and Chief Investment Services Compliance Officers (RCSI). and investment services providers comply with the regulations. A graduate of the Sup'Aéro engineering school |
27 April 2022 | Ombudsman’s Blog | A stop loss order does not give investors control over the execution price Investors should be fully aware of the characteristics of the orders they choose. Choosing orders without clearly understanding the difference will lead to frustration, especially with stop loss orders, which are executed without a price limit. In the "stop" order category, it is only with "stop limit" orders that investors can control the price… thresholds had not been reached. Mr G also felt that his financial service provider had executed orders |
26 April 2022 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here. Investment service providers, including portfolio asset management companies and financial |
19 April 2022 | Retail investors dashboard | The Active Retail Investor Dashboard - No.6 - April 2022 The Active Retail Investor Dashboard provides quarterly updates on individuals who have carried out at least one transaction on financial instruments in the past three months. on individuals who have carried out at least one transaction on financial instruments in the past three months |
13 April 2022 | AMF news release | The AMF publishes a summary of its SPOT inspections on post-trade transparency in the bond market During its inspection of the practices of five investment services providers with regard to the rules on post-trade transparency stipulated in MiFID II for the bond market, the AMF found numerous shortcomings in their application. for investors. The AMF analysed the application of these rules by five French investment services providers over |
13 April 2022 | Spot Inspections | Summary of SPOT inspections on bond post-trade transparency In accordance with the supervision priorities of the Autorité des Marchés Financiers (AMF) for 2021 and in relation with the strategic supervision priorities of the European Union, a series of short thematic “SPOT” inspections relating to post-trade transparency for fixed-income products were carried out during the period from July to December… . The investigations covered a sample group of five investment services providers and covered a period ranging from |
04 April 2022 | In-depth | Taxonomy regulation - Article 8: on reporting obligations of companies To promote sustainable investment, the Taxonomy Regulation (Regulation (EU) 2020/852) establishes a European Union-wide classification system to identify economic activities that are considered sustainable. Pursuant to Article 8 of this regulation, companies are required to publish sustainability indicators from 1 January 2022. A delegated… with stakeholders such as auditors or independent assurance services providers. Issuers may find it useful to refer |
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