339 results for financial services providers

enabling supervision of providers who will then be able to offer their services across the EU. The AMF

of the following digital asset services, as mentioned in Article L. 54-10-2 of the Monetary and Financial Code

on fiduciary duties and investment advice, published in August 2021, aiming to ensure that investment services

and investment services providers comply with the regulations. A graduate of the Sup'Aéro engineering school

thresholds had not been reached. Mr G also felt that his financial service provider had executed orders

Investment service providers, including portfolio asset management companies and financial

on individuals who have carried out at least one transaction on financial instruments in the past three months

for investors. The AMF analysed the application of these rules by five French investment services providers over

. The investigations covered a sample group of five investment services providers and covered a period ranging from

with stakeholders such as auditors or independent assurance services providers. Issuers may find it useful to refer