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Titre clair et concis du tableau02 October 2023 | Policy | Position - Recommendation DOC-2019-16 DOC-2019-16 sets out the due diligence obligations with regard to clients and their beneficial owners, as provided by Articles L. 561-4-1 and following of the Monetary and Financial Code, taking account of the essential contributions of the 4th directive and 5th directive, and notably the reinforcement of the risk-based approach, the distinction… … to clients and their beneficial owners … Investment services providers Anti-money Laundering Policy The Guidelines help … in Article L. 561-4-1 and following of the Monetary and Financial Code, taking into account the key contributions of … |
02 October 2023 | Policy | Position DOC-2023-07 The AMF applies the guidelines of the European Banking Authority (EBA) on Remote Customer Onboarding Solutions under Article 13(1) of Directive (EU) 2015/849 (EBA/GL/2022/15). These guidelines set out the steps credit and financial institutions should take when adopting or reviewing solutions to comply with customer due diligence obligations when… … use of remote customer onboarding solutions … Investment services providers Investment management companies Asset management … These guidelines set out the steps credit and financial institutions should take when adopting or reviewing … |
29 September 2023 | Warning | The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so With the objective of protecting investors, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) regularly update their black lists of websites identified as offering investments in the unregulated foreign exchange (Forex) market and in derivative products whose underlying assets include crypto… … regularly. To ensure that the intermediary offering you financial products or services is authorized to operate in France, you may consult the register of authorized investment service providers (https://www.regafi.fr) or the list of authorized … |
29 September 2023 | News | Regime applicable to financial investment advisers: update of Position-Recommendation DOC-2006-23 The Autorité des marchés financiers (AMF) has published an update to its Position-Recommendation DOC-2006-23 on the regime applicable to financial investment advisers (FIAs). … Regime applicable to financial investment advisers: update of … are people who provide advice on investment, investment services and transactions in various commodities. They are … to FIAs with those applicable to investment service providers offering investment advice in respect of charges on … |
28 September 2023 | News | MiFID II product governance requirements: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2018-04 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on product governance requirements. The AMF also updates its Position-Recommendation DOC-2006-23 to extend the scope of these revised guidelines… … supervisory action on this topic (target market of complex financial instruments, “clustering” approach, sales outside … firms, including management companies providing investment services. … Focal point … In Position DOC-2018-04, the AMF … or execution of orders services), investment service providers are required to verify at least the "type of … |
22 September 2023 | News | Markets in crypto-assets: publication of the MiCA regulation The European Regulation on Markets in Crypto-Assets (MiCA) was published in the Official Journal of the European Union on Friday 9 June 2023 and will enter into force on 29 June 2023 … to trading of tokens; The provision of crypto-asset services by service providers; The prevention of market abuse in crypto-assets. … to in 5° of Article L. 54-10-2 of the Monetary and Financial Code) 1 , before 30 December 2024. During this … |
07 September 2023 | AMF news release | The AMF and the ARPP launch the Responsible Influence Certificate in Finance The Autorité des Marchés Financiers (AMF) and the Autorité de Régulation Professionnelle de la Publicité (ARPP) have jointly set up a training module for influencers in the financial sector. Their aim is to help professionalise commercial influence, an activity that is now regulated by law. … in July 2022 their plan to create a module specific to the financial sector for the "Responsible Influence Certificate" … on the rules applicable to the financial products and services sector within its scope (excluding banking and … authorisations, crypto-assets and digital asset service providers (DASPs), miscellaneous assets (investment in … |
30 August 2023 | News | Investment service: amendment of the French definition of reception and transmission of orders … Decree of August 22, 2023 on the definition of investment services was published in the Official Journal of August 24, … and transmission of orders in relation to one or more financial instruments" (RTO) specified in the Monetary and … 2021 of the Regulation on European crowdfunding service providers for business (Crowdfunding Regulation) , as the … |
29 August 2023 | News | The AMF publishes a study on the margins applied by brokers in the French bond market The Autorité des marchés financiers conducted a study on the activity of brokers in the French bond market, and analysed their margin levels over the period from April 1, 2021 to March 31, 2022 according to various characteristics linked to the nature of the instrument traded, the size of the transaction or the type of customers. … Infrastructures … Post-trade Infrastructures … Investment services providers … The AMF publishes a study on the margins applied … in the French bond market … Fixed income … Markets … Financial services providers … |
29 August 2023 | Report / study | Broker's margins in the french bond market This study sheds light on the margin levels practised by brokers in the French bond market. After specifying the weight of these participants in the bond market, the study sets out the margins observed for each of them in detail and according to the various transaction characteristics (related to the instrument traded, the transaction size or the… … market … Report / study … Other professionals … Investment services providers … Investment management companies … Broker's … margins in the french bond market … Fixed income … Financial services providers … |
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