12 March 2024 | Article | Our Governance The Autorité des Marchés Financiers has two distinct collegial bodies: the Board, chaired by the AMF Chair, and the Enforcement Committee. The Chair appoints a Secretary General. Focus on our governance.… Our Governance The AMF’s governance bodies The Board This is the AMF’s main … its objectives by assessing its risk management, audit and governance processes systematically and methodically. It … |
25 February 2020 | In-depth | Governance Every year the AMF examines the information published by companies whose shares are listed on a regulated market regarding governance and managers' compensation. It has also issued recommendations on the functioning of shareholders' annual general meetings and proxy advisory firms. You will find here all useful information on the subject.… Governance … Moreover, the AMF issues recommendations … since 2009 by the AMF in its reports on corporate governance and managers' compensation. The AMF has also … to proxy advisers in its 2020 report on corporate governance. On 18 March 2011, moreover, the AMF published a … |
28 March 2024 | Policy | Instruction DOC-2011-23 … x x (outside group) x (outside group) x (inside group) Governance body x Operating procedures of the governance body x - Taxation (except if new regulations enter … company must have first submitted these changes to the governance body. Any decision on a change subject to … |
28 March 2024 | Policy | Instruction DOC-2011-19 … can find information about the environmental social governance (ESG) criteria that the UCITS considers in its … Article 7 – Auditor The management company's governance body appoints an auditor for six accounting years, … can find information about the environmental social governance (ESG) criteria that the UCITS considers in its … |
03 October 2023 | Policy | Position DOC-2018-04 The AMF adopts the ESMA guidelines on MiFID II product governance requirements (ESMA35-43-3448) for investment services providers. These guidelines, incorporated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly with regard to the categories to be taken into account in defining a target market…… Guidelines on MIFID II product governance requirements … Investment services providers MIFID … The AMF adopts the ESMA guidelines on MiFID II product governance requirements (ESMA35-43-620) for investment … General Regulation Position Guidelines on MIFID II product governance requirements Guidelines on MIFID II product … |
14 December 2023 | Policy | Recommendation DOC-2012-02 … Corporate governance and executive compensation in companies referring … & other private individuals Listed companies and issuers Governance Policy … Textes de référence … Articles L. 225-37, … L.823-20 of the Commercial Code Recommendation Corporate governance and executive compensation in companies referring … |
19 October 2021 | Spot Inspections | Summary of SPOT inspections on governance of financial instruments As announced in the 2020 supervision priorities of the Autorité des Marchés Financiers (hereinafter "the AMF"), a series of short thematic “SPOT” inspections relating to governance of financial instruments were carried out during the period from October 2020 to February 2021. These inspections took place in line with the provisions of Directive…… Summary of SPOT inspections on governance of financial instruments … Télécharger le contenu … a series of short thematic “SPOT” inspections relating to governance of financial instruments were carried out during … of investment advice. Summary of SPOT inspections on governance of financial instruments … … |
09 December 2019 | Spot Inspections | Summary of SPOT inspections on EMIR reporting governance As part of its new Supervision#2022 strategy, the AMF announced its intention to conduct short, theme-based inspections known as “SPOT” (Supervision des Pratiques Opérationnelle et Thématique – operational and thematic supervision of practices) inspections, as well as its willingness to share the lessons learned from these exercises. It is now…… Summary of SPOT inspections on EMIR reporting governance … Télécharger le contenu As part of its new … management companies, on the subject of EMIR reporting governance (mandatory reporting of transactions to trade … Summary of SPOT inspections on EMIR reporting governance … … |
28 September 2023 | News | MiFID II product governance requirements: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2018-04 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on product governance requirements. The AMF also updates its Position-Recommendation DOC-2006-23 to extend the scope of these revised guidelines…… MiFID II product governance requirements: the AMF applies the updated ESMA … launched a project to update its guidelines on product governance requirements made necessary by the evolution of … the new version of the ESMA guidelines on MiFID II product governance requirements into its updated Position … |
07 December 2010 | Policy | Recommendation DOC-2010-15 … AMF supplementary report on corporate governance, executive compensation and internal control – … and small-caps governed by the Middlenext corporate governance code of December 2009 … Listed companies and issuers Governance Policy … Textes de référence … Articles L.225-37, … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02