08 December 2025 | Policy | Position DOC-2010-05 - … the following: the primacy of clients’ interests, product governance, client disclosures, assessing the suitability and … in particular, in the “Guidelines on MiFID II product governance requirements” (ESMA 35-43-620) published by the … accordance with AMF Position DOC 2018-04 (MiFID II product governance requirements). AMF Position - Marketing of complex … |
02 December 2025 | Article | Our Governance The Autorité des Marchés Financiers has two distinct collegial bodies: the Board, chaired by the AMF Chair, and the Enforcement Committee. The Chair appoints a Secretary General. Focus on our governance. … Our Governance … The Board … This is the AMF’s main … its objectives by assessing its risk management, audit and governance processes systematically and methodically. It … The Chair appoints a Secretary General. Focus on our governance. Our Governance … /en/amf/our-organisation/our-governance … The … |
02 December 2025 | Public statements | EU watchdog must be given more power to supervise capital markets Esma should be granted direct oversight of large cross-border entities such as asset managers and global crypto firmsOp-ed by Marie-Anne Barbat-Layani, Chair of the Autorité des Marchés Financiers (AMF), published in the Financial Times on 1 December 2025. … national regulators bound to play a central role in ESMA’s governance, but they would continue to be best placed to … |
27 November 2025 | Policy | Instruction DOC-2011-23 - … x x (outside group) x (outside group) x (inside group) Governance body x Operating procedures of the governance body x - Taxation (except if new regulations enter … company must have first submitted these changes to the governance body. Any decision on a change subject to … |
26 November 2025 | In-depth | The Benchmarks Regulation The administration of indices used as benchmarks is subject to Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016. The Benchmarks Regulation aims to restore confidence in financial benchmarks by laying down a regulatory framework at European Union level covering the provision, contribution and use of benchmarks. … for benchmark administrators who must comply with rules on governance, conflicts of interest, the introduction of … data 7 does not apply to those benchmarks. Further, the governance and control requirements for supervised … to regulatory technical standards specifying further the governance and control requirements for supervised … |
12 November 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its two directors a total of €2.5 million Please note that the French version of this press release was published on 6 November 2025.In its decision of 5 November 2025, the Enforcement Committee imposed fines of €300,000, €200,000 and €2 million respectively on Carat GP and its directors, Jimmy Guinet and Sébastien Renaud. It also imposed a permanent ban on Carat GP and Mr Renaud from… … obligations as regards its procedural systems for product governance, identifying and managing conflicts of interests, … … Sanctions & settlements … Anti-money Laundering … Governance … Investment advice … |
15 October 2025 | AMF news release | The Autorité des Marchés Financiers publishes the findings of its thematic inspections on governance and role of senior managers at asset management companies This new SPOT summary focuses on governance and the role of senior managers at five very diverse asset management companies. This inspection campaign, which was part of the AMF's supervisory priorities for 2024, aimed to assess how senior managers fulfil their responsibilities in terms of defining and supervising policies and procedures, and… … publishes the findings of its thematic inspections on governance and role of senior managers at asset management companies … Governance is a determining factor in asset management … companies a certain latitude in implementing their governance obligations. In this publication, the AMF recalls … |
15 October 2025 | Spot Inspections | Summary of SPOT inspections on governance and the role of senior management at asset management companies As announced in its supervisory priorities for 2024, the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Operational and Thematic Supervision of Practices) inspection campaign on governance and the role of senior management at five asset management companies. … Summary of SPOT inspections on governance and the role of senior management at asset … Thematic Supervision of Practices) inspection campaign on governance and the role of senior management at five asset management companies. Summary of SPOT inspections on governance and the role of senior management at asset … |
22 September 2025 | Annual Report | The AMF in brief This document provides an overview of the Autorité des Marchés Financiers: its missions, strategy, governance, key figures for 2025, etc. … Autorité des Marchés Financiers: its missions, strategy, governance, key figures for 2025, etc. The AMF in brief … … Autorité des Marchés Financiers: its missions, strategy, governance, key figures for 2025, etc. … The AMF in brief … … |
17 September 2025 | AMF news release | European supervision of capital markets: the AMF calls for an enhanced role for ESMA to promote a true Savings and Investments Union The Autorité des Marchés Financiers (AMF) has published its response to the European Commission's consultation on the Savings and Investments Union on 17 March. On the eve of a crucial quarter for Europe, it sets out today proposals to fuel discussions on how to establish more effective supervision of the European financial markets. It is… … to this ambition, the AMF is formulating proposals on the governance of ESMA. This must obviously guarantee the … markets. It is advocating for changes to the role and the governance of the European Securities and Markets Authority … markets. It is advocating for changes to the role and the governance of the European Securities and Markets Authority … |
