15 May 2015 | General regulation | General regulation of the AMF into force from 15/05/2015 to 10/06/2015 … Pursuant truments, at the reasoned request of one or more investment services providers n are consistent with this … an exp nditions under which copies of the entries in the individual accounts of the investors in the records of the … decisions in connection with an individual investment mandate or with the ma of financial instrument clearing is a … |
08 May 2015 | General regulation | General regulation of the AMF into force from 08/05/2015 to 14/05/2015 … Pursuant truments, at the reasoned request of one or more investment services providers n are consistent with this … an exp nditions under which copies of the entries in the individual accounts of the investors in the records of the … decisions in connection with an individual investment mandate or with the ma of financial instrument clearing is a … |
24 January 2015 | General regulation | General regulation of the AMF into force from 24/01/2015 to 07/05/2015 … Pursuant truments, at the reasoned request of one or more investment services providers n are consistent with this … an exp nditions under which copies of the entries in the individual accounts of the investors in the records of the … decisions in connection with an individual investment mandate or with the ma of financial instrument clearing is a … |
22 January 2015 | General regulation | General regulation of the AMF into force from 22/01/2015 to 23/01/2015 … Pursuant truments, at the reasoned request of one or more investment services providers n are consistent with this … an exp nditions under which copies of the entries in the individual accounts of the investors in the records of the … decisions in connection with an individual investment mandate or with the ma of financial instrument clearing is a … |
01 August 2014 | Policy | Position DOC-2012-17 … Compliance function requirements … Investment services providers Compliance Policy The AMF … while respecting the different functions’ independence and mandate. The compliance function shall have a role in … as a whole, to specific business units, or to a particular individual. Training shall be developed on an on-going basis … End of applicability on 05 June 2021 |
10 October 2013 | General regulation | General regulation of the AMF into force from 10/10/2013 to 20/12/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … to in g), h) and i). 2° The term "person" means an individual or body corporate. The provisions of this title … decisions in connection with an individual investment mandate or with the management of one or more collective … |
22 September 2013 | General regulation | General regulation of the AMF into force from 22/09/2013 to 09/10/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … to in g), h) and i). 2° The term "person" means an individual or body corporate. The provisions of this title … decisions in connection with an individual investment mandate or with the management of one or more collective … |
14 August 2013 | General regulation | General regulation of the AMF into force from 14/08/2013 to 21/09/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … to in g), h) and i). 2° The term "person" means an individual or body corporate. The provisions of this title … decisions in connection with an individual investment mandate or with the management of one or more collective … |
14 July 2013 | General regulation | General regulation of the AMF into force from 14/07/2013 to 13/08/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … to in g), h) and i). 2° The term "person" means an individual or body corporate. The provisions of this title … decisions in connection with an individual investment mandate or with the management of one or more collective … |
08 July 2013 | Policy | Recommendation DOC-2010-07 … involved, given the close and regular relations between an investment manager and his client and the balance of power … some third parties, including advisors, bankers, lawyers, investment services providers, consultants, analysts, and … financial statements or, failing this, its annual individual financial statements, as well as its interim … End of applicability on 03 July 2016 |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02