27 July 2022 | News | Crypto-asset markets: Agreement reached on the European Crypto-Assets regulation (MiCA) On June 30,2022, at the end of the inter-institutional negotiations (trilogues) between the Parliament, Council and European Commission, the draft European regulation on markets in crypto-assets ("MiCA") achieved a provisional political agreement. This agreement is welcomed by the Autorité des marchés financiers (AMF), which hopes that this text,… … in Crypto-assets On June 30,2022, at the end of the inter-institutional negotiations (trilogues) between the … … On June 30,2022, at the end of the inter-institutional negotiations (trilogues) between the … |
26 July 2022 | Policy | Instruction DOC-2010-09 … can call on experts from the academic, professional or institutional sectors to benefit from their experience during … ethical environment 1. French, European and international institutional and regulatory framework 1.1 2 C French … Organisation in firms; The offence of money laundering; Institutional framework: the role of the FATF, EBA, TRACFIN, … |
25 July 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a depositary for breaches of its professional obligations In its decision of 20 July 2022, the Enforcement Committee imposed a fine of €500,000 and a warning to RBC Investor Services Bank France SA (“RBC ISBF”) for failing to exercise proper depositary control and for irregular and deficient monitoring of certain cash flows. … of UCITS and AIF depositary bank for investment funds and institutional clients. In connection with this activity, RBC … |
18 July 2022 | Annual Report | 2021 AMF Annual Report In its 2021 Annual Report, the AMF reviews its five-year strategic plan #Supervision2022 and the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets. … … /en/news-publications/publications/annual-reports-and-institutional-publications/2021-amf-annual-report … In its … … Listed companies and issuers … 2021 AMF Annual Report … Institutional … AMF activity … Annual report … |
27 June 2022 | Public statements | Speech by Robert Ophèle, AMF Chairman - IOSCO/OECD Virtual Conference on Corporate Bond Markets - 24 June 2022 … an amount, similar to the holding of the Eurosystem. While institutional investors are mainly long term investors with a … |
24 June 2022 | AMF news release | Appointments to the Legal Affairs Directorate and Enforcement Assistance Directorate of the Autorité des Marchés Financiers Maxence Delorme has been appointed Director of Legal Affairs with effect from 1 August 2022. He was previously Director of Enforcement Assistance at the AMF. He will replace Anne Maréchal, who leaves the AMF on 1 August after nine years of service.
Amélie du Passage, who was previously Maxence Delorme’s deputy, has been appointed Director of… … Directorate of the Autorité des Marchés Financiers … Institutional … AMF activity … Appointment … |
02 June 2022 | Public statements | Keynote speech by Robert Ophèle, AMF Chairman - WFC2022 Conference organized by ECSDA: "Contribution of Central Securities Depositories to local and global economies" - 30th May 2022 … at a European level by a single supervisor, the proposed institutional supervisory calibrationwould be based on … |
18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… … strategic plan, #Supervision2022 … Annual report … Institutional … |
16 March 2022 | AMF news release | AMF publishes an analysis of retail investor order execution on French stocks At a time when retail investors are becoming increasingly active on the stock market, the Autorité des Marchés financiers (AMF) has examined the destination of their stock market orders and the conditions under which they were executed over the period between December 2019 and April 2020, compared with the conditions observed on Euronext Paris and… … order book under the same conditions applicable for an institutional participant. In its study, the AMF examined the … |
11 March 2022 | Ombudsman’s Blog | Not being able to subscribe to a fund does not necessarily imply a refusal to sell Some funds are strictly reserved for professional clients, and clients who do not meet the subscription conditions required by the fund cannot acquire units, even if they want to. It is this particular case that I will present to you in this month's issue. … by nature (financial institutions, insurance companies, institutional investors, etc.), by size (conditions relating … |