28 March 2024 | Policy | Instruction DOC-2011-19 … for French and foreign UCITS marketed in France … Investment management companies UCIT Prospectus Policy The … and regulations that transpose MIF 2 and legally separate investment firms from asset management companies. The update … delegated; 7° Advisors Information about the investment advice firms or outside investment advisors, as long as the … |
28 March 2024 | Policy | Instruction DOC-2008-03 … Authorisation procedure for investment management companies, disclosure obligations and passporting … Investment management companies Disclosure Obligations Policy … services of third party portfolio management or investment advice in addition to managing one or more UCITS must be … |
22 March 2024 | Article | Operating as a crowdfunding service provider in France In which cases can you apply to the AMF for authorisation to become a crowdfunding service provider? How do you obtain this authorisation? Have you been authorised as a crowdfunding service provider in another Member State of the European Union (EU) and would like to offer your services in France? Find all the useful information here.… instruments abolished the French regime for crowdfunding investment advisers (CIAs) and investment services providers authorised to provide the … The AMF and ACPR strongly suggest that you seek advice when preparing your application. … Submit the … |
22 February 2024 | Article | Climate and Sustainable Finance Commission The Climate and Sustainable Finance Commission was set up by the AMF on 2 July 2019 and brings stakeholders together on the issue of sustainable finance. … receive no remuneration. Meetings, working documents and advice given to the AMF board are confidential. … Composition … asset managers, institutional investors, corporate and investment banking, non-financial rating agencies, data … Infrastructures … Professional investors … Journalists … Investment services providers … Investment management … |
20 February 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF.… or more digital assets under a mandate given by a client; advice to investors in digital assets, which means giving … for digital assets B196856 (Luxembourg) E2023-065 AXA INVESTMENT MANAGERS IF SA Website link 07/03/2023 Digital … DASP registration/optional licensing … Article … Fintech … Investment services providers … Obtaining a DASP … |
13 February 2024 | News | Definition of investment advice: AMF updates its doctrine The Autorité des Marchés Financiers (AMF) has published an update to its Positions DOC-2008-23 on investment advice and DOC-2018-03 on the placing of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms. These updates have been made to take account of the Supervisory Briefing published…… Definition of investment advice: AMF updates its doctrine … Context … On 11 July 2023, … a Supervisory Briefing clarifying the definition of investment advice under the revised Markets in Financial … |
13 February 2024 | Policy | Position DOC-2018-03 … of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms in relation … and mergers and acquisitions … Other professionals Investment services providers Investment services Policy … … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.… Questions and answers on the concept of investment service of investment advice … Other professionals Investment services Financial … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … the high level of risk. Last year, we again examined investment management companies' cyber risk prevention … This subject is at the heart of the European Retail Investment Strategy project. I've already said that we're … particular attention to the accessibility and quality of advice, as well as its proximity. This advice has a cost, … |
18 January 2024 | AMF news release | The AMF publishes its action plan and supervisory priorities for 2024 Marie-Anne Barbat-Layani, Chairwoman of the Autorité des marchés financiers (AMF), outlined the AMF’s priorities for the coming twelve months to the press, in line with the “Impact 2027” strategic guidelines defined in 2023. All these priorities reflect the AMF’s commitment to strive each day to protect investors and enhance the attractiveness of…… In addition, as the revised ELTIF regulation on long-term investment funds came into force on 10 January, the AMF is … … Concerning asset management companies: … Monitoring investment restrictions and related claims and compensations; … offers, offers on complex instruments; Investment advice delivered on an automated basis to retail clients; … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02