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Titre clair et concis du tableau19 May 2022 | Warning | The AMF and the ACPR warn the public against unauthorised Forex trading offers from Omega Pro Ltd The Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR), which had already blacklisted www.omegapro.world in 2020, have added another site belonging to the same company, Businessempire.fr, which also offers Forex trading services without being authorised to do so. trading licences. Omega Pro Ltd is not authorised to provide investment services in mainland France |
18 May 2022 | AMF news release | With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022 The AMF has reviewed the actions taken in 2021 to ensure investor protection as well as the smooth operation of financial markets, and assessed them in light of the strategic orientations set for 2018-2022. As this strategic cycle draws to a close in an economic context hard hit by the conflict in Ukraine, the AMF Chairman outlines the main… enabling supervision of providers who will then be able to offer their services across the EU. The AMF |
11 May 2022 | Article | Obtain the Investment Services Compliance Officer (RCSI) professional licence Are you changing your Investment Services Compliance Officer (RCSI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCSI professional licence? You will find all the information you need to report the change and about the RCSI licence here. Obtain the Investment Services Compliance Officer (RCSI) professional licence |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas. a temporary or permanent residence permit in a Member State); a prohibition to provide investment services |
04 May 2022 | AMF news release | The AMF launches a consultation on the integration of sustainability requirements into its General Regulation Following the adoption by the European Commission of a comprehensive package of measures to reorient capital flows towards sustainable activities across the European Union, the AMF has launched a consultation on the integration of sustainability obligations into its General Regulation. on fiduciary duties and investment advice, published in August 2021, aiming to ensure that investment services |
28 April 2022 | AMF news release | Appointments in the Investigations Directorate and the Asset Management Directorate Marianick Darnis Lorca, hitherto Deputy Head of the Investigations Directorate, has been appointed Head of Investigations. She takes over from Laurent Combourieu, who recently took charge of the AMF's activities relating to Chief Compliance and Internal Control Officers (RCCI) and Chief Investment Services Compliance Officers (RCSI). Compliance and Internal Control Officer and Chief Investment Services Compliance Officer activities within |
27 April 2022 | Ombudsman’s Blog | A stop loss order does not give investors control over the execution price Investors should be fully aware of the characteristics of the orders they choose. Choosing orders without clearly understanding the difference will lead to frustration, especially with stop loss orders, which are executed without a price limit. In the "stop" order category, it is only with "stop limit" orders that investors can control the price… and transmission of orders (RTO) service, which does not include the provision of investment advisory services |
26 April 2022 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here. instruments, investment services or ancillary services for clients; Manager: any person authorised to take |
19 April 2022 | Retail investors dashboard | The Active Retail Investor Dashboard - No.6 - April 2022 The Active Retail Investor Dashboard provides quarterly updates on individuals who have carried out at least one transaction on financial instruments in the past three months. … … Executive & other private individuals … Journalists … Investment services providers … Investment management companies … Listed companies and … |
13 April 2022 | AMF news release | The AMF publishes a summary of its SPOT inspections on post-trade transparency in the bond market During its inspection of the practices of five investment services providers with regard to the rules on post-trade transparency stipulated in MiFID II for the bond market, the AMF found numerous shortcomings in their application. for investors. The AMF analysed the application of these rules by five French investment services providers over |
