28 March 2024 | Policy | Instruction DOC-2014-03 … Procedure for marketing units or shares of AIFs … Investment management companies AIFMD Policy Instruction … of the AIF to professional clients. 3 These are retail investment funds, funds of alternative funds, private equity … Article 314-10 of the AMF General Regulation,4 "Investment services proviers shall ensure that all information that they … |
28 March 2024 | Policy | Instruction DOC-2011-22 … a KIID and rules, and reporting for private equity funds … Investment management companies Periodic & ongoing … 3 Section I - Creation of a retail private equity investment fund … one or more AIFs in France under the freedom to provide services or the freedom of establishment. Where reference is … |
28 March 2024 | Policy | Instruction DOC-2011-23 … and periodic information for real estate collective investment undertakings and professional real estate collective investment undertakings … Investment management companies … AIF in France under the principle of freedom to provide services or the freedom of establishment. Where reference is … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … A guide to the monitoring of collective investment undertakings … Investment management companies Collective investments Policy … shall include a programme of operations for each of the services that the asset management company intends to … |
28 March 2024 | Policy | Instruction DOC-2008-03 … Authorisation procedure for investment management companies, disclosure obligations and passporting … Investment management companies Disclosure Obligations Policy … on a business activity under the freedom to provide services or the freedom of establishment in another Member … |
26 March 2024 | Policy | Position DOC-2024-03 On March 26, 2024, the AMF declared that it complies with ESMA’s guidelines published on January 5, 2024 on transfer of data between trade repositories under EMIR and SFTR.… of data between Trade Repositories under EMIR and SFTR … Investment services providers Regulatory developments EMIR Sustainable … between Trade Repositories under EMIR and SFTR … Policy … Investment services providers … Guidelines on transfer of … |
14 March 2024 | Article | Obtain the Investment Services Compliance Officer (RCSI) professional licence Are you changing your Investment Services Compliance Officer (RCSI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCSI professional licence? You will find all the information you need to report the change and about the RCSI licence here.… Obtain the Investment Services Compliance Officer (RCSI) professional licence … You … you must complete the appropriate form in the change to investment management company details document, which forms … |
14 March 2024 | News | Combatting money laundering and terrorist financing: AMF applies two sets of European Banking Authority guidelines The AMF has updated its Position 2019-14 on risk factors and published a new Position 2024-02 on the provision of access to financial services to take account of two sets of EBA guidelines.… financing (ML/TF) risks when providing access to financial services. These guidelines are applicable from 3 November … laundering and terrorist financing, including collective investment management companies, collective investments and financial investment advisers. … Read more … Guidelines amending … |
12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset…… Guidelines on risk factors … Investment services providers Anti-money Laundering Policy … Textes de … developments relating to individual asset management and investment advisory services, as well as collective … |
12 March 2024 | Policy | Position DOC-2024-02 The AMF applies the Guidelines of the European Banking Authority on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services (EBA/GL/2023/04). In particular, these guidelines aim to limit risk-mitigating practices that exclude certain types of client.… Guidelines on the provision of access to financial services … Investment management companies Asset management Anti-money … the provision of access to financial services … Policy … Investment management companies … Guidelines on the provision … |
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