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Titre clair et concis du tableau12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset… … Guidelines on risk factors … Investment services providers Anti-money Laundering Policy … Textes de … developments relating to individual asset management and investment advisory services, as well as collective … |
12 March 2024 | Policy | Position DOC-2024-02 The AMF applies the Guidelines of the European Banking Authority on policies and controls for the effective management of money laundering and terrorist financing (ML/TF) risks when providing access to financial services (EBA/GL/2023/04). In particular, these guidelines aim to limit risk-mitigating practices that exclude certain types of client. … Guidelines on the provision of access to financial services … Investment management companies Asset management Anti-money … the provision of access to financial services … Policy … Investment management companies … Guidelines on the provision … |
06 March 2024 | Form/Reporting | Management companies and other services providers - contributions owing to the AMF: European Management Companies managing french UCITS or french AIF - forms & declarations … Management companies and other services providers - contributions owing to the AMF: European … or french AIF - forms & declarations … Form/Reporting … Investment services providers … Investment management companies … Management companies and … |
06 March 2024 | AMF news release | AMF calls on investment services providers to take account of the specific nature of temporary ownership dismemberment when marketing SCPI units Protecting investors is the AMF's top strategic priority. During a series of short, thematic inspections at four distributor institutions, the AMF found that very little attention was paid to the specific features of temporary ownership dismemberment in the provision of investment services involving units in real estate investment companies (SCPIs… … AMF calls on investment services providers to take account of the specific nature of … specific needs of some investors, adds complexity to an investment in what is already a complex financial instrument, … |
06 March 2024 | Spot Inspections | Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment arrangements In accordance with the supervisory priorities of the Autorité des Marchés Financiers (hereinafter, ‘AMF’) for 2023, a series of short thematic inspections (‘SPOT’) were carried out between April and August 2023 on the marketing of units in SCPIs with temporary ownership dismemberment arrangements. The investigations focused on a panel of four… … The investigations focused on a panel of four investment services providers (hereinafter, ‘ISP’) and covered the … The investigations focused on a panel of four investment services providers (hereinafter, ‘ISP’) and … |
27 February 2024 | Article | Join us and let’s take action for the real world together! Our 500 employees ensure that savings are protected, investors receive material information and financial markets run smoothly.
They have scientific, legal, financial and accounting backgrounds. They come from a vast range of professions and sectors: banks, asset management companies, listed companies, audit and consulting firms, law firms,… … by companies listed on a regulated market. It monitors investment services providers and authorises asset management companies … business. It also protects savings invested in collective investment schemes. 3. Legal functions Fermer Legal functions … |
20 February 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy. … Descartes) Florent Palaysi (Credit Agricole Corporate & Investment Bank) Edouard Petitcollot (Candriam) Christophe … (ArcelorMittal) Haroun Boucheta (BNP Paribas Securities Services) Pierre Colladon (Société Générale Securities … Pierre Davoust (Euronext Paris) Radia Djama (Natixis Investment Managers) Guillaume Eliet (Euroclear ESES) … |
20 February 2024 | Article | The AMF Board The Board is the AMF’s main decision-making and prosecuting authority It has 16 members drawn from a broad variety of backgrounds. This multidisciplinarity ensures that it has the technical and legal expertise needed to carry out its tasks. … (without which they cannot do business) or collective investment products (without which they cannot be marketed) … Attaché in charge of competition, state aid and financial services. Three years later, she joined the cabinet of the … first as Head of the Office of Credit Institutions and Investment Firms and Secretary General of the National Euro … |
15 February 2024 | Policy | Instruction DOC-2021-03 … sustainable finance AMF examination … Other professionals Investment services providers Investment management companies Professional certification … |
13 February 2024 | News | Definition of investment advice: AMF updates its doctrine The Autorité des Marchés Financiers (AMF) has published an update to its Positions DOC-2008-23 on investment advice and DOC-2018-03 on the placing of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms. These updates have been made to take account of the Supervisory Briefing published… … Definition of investment advice: AMF updates its doctrine … Context … On 11 … a Supervisory Briefing clarifying the definition of investment advice under the revised Markets in Financial … a firm commitment basis, investment advice and consultancy services provided to firms has also been updated to replace … |
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