07 September 2023 | AMF news release | The AMF and the ARPP launch the Responsible Influence Certificate in Finance The Autorité des Marchés Financiers (AMF) and the Autorité de Régulation Professionnelle de la Publicité (ARPP) have jointly set up a training module for influencers in the financial sector. Their aim is to help professionalise commercial influence, an activity that is now regulated by law. … on best practices in influencer marketing. Given that investment is one of the fields on which many influencers … on the rules applicable to the financial products and services sector within its scope (excluding banking and insurance). This module covers investment products (equities, bonds, ETFs, funds, … |
30 August 2023 | News | Investment service: amendment of the French definition of reception and transmission of orders … Investment service: amendment of the French definition of … … The Decree of August 22, 2023 on the definition of investment services was published in the Official Journal of August 24, … |
29 August 2023 | News | The AMF publishes a study on the margins applied by brokers in the French bond market The Autorité des marchés financiers conducted a study on the activity of brokers in the French bond market, and analysed their margin levels over the period from April 1, 2021 to March 31, 2022 according to various characteristics linked to the nature of the instrument traded, the size of the transaction or the type of customers.… incur trading costs that affect the return of their investment, such as platforms’ or brokers’ trading fees. On … … Market Infrastructures … Post-trade Infrastructures … Investment services providers … The AMF publishes a study on the margins … |
16 August 2023 | Other professionals Benchmark administrators, CCPs, CSDs, trading venues, UCITS or AIF depositaries, Financial Investment Advisors, intermediaries in miscellaneous assets or data reporting service providers (DRPS): the AMF's teams will help you and you will find the information you need in this section.… CSDs, trading venues, UCITS or AIF depositaries, Financial Investment Advisors, intermediaries in miscellaneous assets … 2. Trading venues Fermer 2. The market operator or investment firm operating a trading venue is supervised … miscellaneous assets Fermer 3. Do you wish to offer your services as an intermediary in miscellaneous assets? The AMF … | |
16 August 2023 | Investment services providers Do you want to provide investment services or obtain approval as a Digital Asset Service Provider (DASP) ? Do you want to make your reporting to the AMF ? You will find all the information here.… Investment services providers … Do you want to provide investment services or obtain approval as a Digital Asset Service … | |
16 August 2023 | My Fintech space Innovation is a strategic priority for the AMF. For several years, the AMF has been committed to this subject and supports players in the transformations of the financial sector. You have an innovative project in preparation and you would like to obtain information on the applicable regulation ? You want to know how issue tokens (ICOs) or obtain…… 1. Do you have an innovative project in preparation in the investment services sector and would like to obtain information on the … Would you like information on the status of a provider of services on digital assets (PSAN)? The AMF's Fintech team … | |
30 July 2023 |
| Article 721-9 Book VII - Token Issuers and Digital Assets Services Providers > Title II - Digital Assets Services Providers > Chapter I - Registration requirements, license requirements and common provisions applicable to licensed digital assets services providers > Section 3 - Common provisions applicable to licensed digital assets services providers > Sub…… Article 721-9 … The digital assets services provider shall establish, implement and keep … its website. When the digital asset service provider is an investment services provider, the conflict of interest … of conflict of interest between digital asset services and investment services and, for portfolio asset management … |
30 July 2023 |
| Article 722-21 Book VII - Token Issuers and Digital Assets Services Providers > Title II - Digital Assets Services Providers > Chapter II - Specific provisions applicable to licensed digital assets services providers > Section 4 - Provisions relating to the services referred to in Article L. 54-10-2 5° of the Monetary and Financial Code > Sub-section 1 -…… Article 722-21 … 1. To provide advisory services to subscribers of digital assets or portfolio … information concerning their knowledge and experience of investment, including trading in digital assets, their basic … including their capacity to incur losses, and their investment objectives, including their risk tolerance, so as … |
30 July 2023 |
| Article 421-38 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 3 - Information > Sub-section 2 - Reporting to the AMF… Article 421-38 … I. When the AIF is managed by an investment management company established in a European Union … or by a manager established in a third country, the investment management company or this manager shall send the … service provider authorised to provide one of the services mentioned in Article L. 321-1 to which the AIF … |
30 July 2023 |
| Article 721-7 Book VII - Token Issuers and Digital Assets Services Providers > Title II - Digital Assets Services Providers > Chapter I - Registration requirements, license requirements and common provisions applicable to licensed digital assets services providers > Section 3 - Common provisions applicable to licensed digital assets services providers > Sub…… Article 721-7 … I. - The digital assets services provider shall comply with the following … When the digital assets services provider is an investment services provider, the compliance system referred … When the digital assets services provider is an investment services provider, the compliance system referred … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02