13 October 2013 | Policy | Position DOC-2013-16 The AMF applies all the guidelines issued by ESMA on the key concepts of the AIFMD (ESMA/2013/611). The AMF has incorporated these guidelines in a position clarifying the criteria that define an alternative investment fund (AIF). Accordingly, the provision clarifies the concepts of collective investment undertakings, capital-raising, the number-of…… Key concepts of the Alternative Investment Fund Managers Directive … Investment management companies AIFMD Policy The AMF applies … of goods or commodities and/or the supply of non-financial services, or ii) an industrial activity, involving the … |
10 October 2013 | General regulation | General regulation of the AMF into force from 10/10/2013 to 20/12/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … . . . . . . . . 57 Sub-section 2 - Special provisions for investment services providers . . . . . . . . . 58 Section 13 - … |
22 September 2013 | General regulation | General regulation of the AMF into force from 22/09/2013 to 09/10/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … . . . . . . . . 57 Sub-section 2 - Special provisions for investment services providers . . . . . . . . . 58 Section 13 - … |
28 August 2013 | Warning | The Autorité des Marchés Financiers (AMF) warns the public against the activities of persons purporting to be Mr Franck LEROY and Mr Nicolas GRECY from the company "AMF" (Autorité Money Forex). The Autorité des Marchés Financiers (AMF) draws the public's attention to the activities of persons purporting to be Mr Franck LEROY and Mr Nicolas GRECY. These persons introduce themselves as belonging to "the AMF" (Autorité Money Forex) and invite French investors to place money on binary options websites, without having the required…… banking or financial advertising activities or to provide investment services in France. In addition to this, these persons are … intermediary is authorised to market financial products or services, go to our website http://www.amf-france.org or … |
14 August 2013 | General regulation | General regulation of the AMF into force from 14/08/2013 to 21/09/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … . . . . . . . . 57 Sub-section 2 - Special provisions for investment services providers . . . . . . . . . 58 Section 13 - … |
14 August 2013 |
| Article 323-32 Book III - Service providers > Title II - Other service providers > Chapter III - AIF depositaries > Section 2 - Organisational structures and resources of the AIF depositary > Sub-section 3 - Relations between the depositary and other service providers… circumstances justifying the delegation, prior to their investment; The AIF or its asset management company must … For the purposes of this paragraph, the provision of services as specified by Directive 98/26/EC of the European … circumstances justifying the delegation, prior to their investment; The AIF or its asset management company must … |
14 August 2013 |
| Article 319-2 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter IV - Conduct of business rules > Section 1 - General provisions > Sub-section 1 - Approval of codes of conduct… all the provisions of such code should be recommended to investment services providers, the AMF shall announce its decision by … all the provisions of such code should be recommended to investment services providers, the AMF shall announce its … |
14 July 2013 | General regulation | General regulation of the AMF into force from 14/07/2013 to 13/08/2013 … Informing the AMF about the net asset values of collective investment schemes . . . . . . . . . . . . . . . . . . . . . … . . . . . . . . 56 Sub-section 2 - Special provisions for investment services providers . . . . . . . . . 57 Section 13 - … |
08 July 2013 | Policy | Recommendation DOC-2010-07 … the recommendations issued recently by the UK Financial Services Authority (FSA). To prevent insider misconduct, … involved, given the close and regular relations between an investment manager and his client and the balance of power … some third parties, including advisors, bankers, lawyers, investment services providers, consultants, analysts, and … End of applicability on 03 July 2016 |
19 June 2013 | Policy | Position DOC-2013-09 This page is not available in English at the moment… primary market operations under Regulation (EU) 236/2012 … Investment services providers Markets Policy This page is not available … operations under Regulation (EU) 236/2012 … Policy … Investment services providers … The exemption for market … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02