01 July 2011 | General regulation | General regulation of the AMF into force from 01/07/2011 to 20/10/2011 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
24 June 2011 | Policy | Instruction DOC-2005-11 … these comments were not acted on; c) A statement by the investment services provider (ISP) indicating that the content of the … these comments were not acted on; c) A statement by the investment services provider (ISP) indicating that the … End of applicability on 21 October 2016 |
21 June 2011 | Policy | Position - Recommendation DOC-2011-09 … les connaissances minimales des acteurs de marché … Investment services providers Professional certification Policy Position … /en/regulation/policy/doc-2011-09 … DOC-2011-09 … Policy … Investment services providers … Rédaction des … |
06 April 2011 | General regulation | General regulation of the AMF into force from 06/04/2011 to 30/06/2011 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
23 March 2011 | Policy | Accepted market practice DOC-2011-07 … de liquidité sur actions … Listed companies and issuers Investment services providers Corporate action Policy Accepted market … … DOC-2011-07 … Policy … Listed companies and issuers … Investment services providers … Contrat de liquidité sur … End of applicability on 01 January 2019 |
18 March 2011 | Policy | Recommendation DOC-2011-06 … to shareholders and investors in the collective investment schemes they manage for their practices as regards … liability. (4) Institutional investors often rely on the services of proxy advisory firms, commonly referred to as … the rights associated with the shares held by collective investment schemes under their management in the sole … |
03 March 2011 | General regulation | General regulation of the AMF into force from 03/03/2011 to 31/03/2011 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
02 February 2011 | General regulation | General regulation of the AMF into force from 02/02/2011 to 02/03/2011 … or a multilateral trading facility must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
02 February 2011 |
| Article 231-52 Book II - Issuers and financial disclosure > Title III - Takeover bids > Chapter I - General rules and common provisions > Section 12 - Oversight of public offers > Sub-section 2 - Special provisions for investment services providers > Paragraph 2 - Provisions applying to other investment services providers… The provisions of Articles 231-46 to 231-48 shall apply to investment services providers other than the service providers … forth in this article are assumed not to be met once the investment services provider comes to hold more than 5% of … |
21 January 2011 | Annual Report | Annual Report 2009 - Chapter 2 - Investment Services Providers, investment Products and Market Infrastructures … Annual Report 2009 - Chapter 2 - Investment Services Providers, investment Products and Market Infrastructures … Télécharger … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02