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Titre clair et concis du tableau10 April 2024 | | Investment services providers Do you want to provide investment services or obtain approval as a Digital Asset Service Provider (DASP) ? Do you want to make your reporting to the AMF ? You will find all the information here. … subject here. 2. Make my reporting to the AMF Fermer 2. MiFID II transaction reporting, suspicious transaction … |
28 March 2024 | Policy | Instruction DOC-2008-03 … third parties) will be subject to Directive 2004/39/EC (“MiFID”). When providing the service of portfolio management … third parties) will be subject to Directive 2004/39/EC (“MiFID”). When providing the service of portfolio management … third parties) will be subject to Directive 2004/39/EC (“MiFID”). When providing the service of portfolio management … |
06 March 2024 | AMF news release | AMF calls on investment services providers to take account of the specific nature of temporary ownership dismemberment when marketing SCPI units Protecting investors is the AMF's top strategic priority. During a series of short, thematic inspections at four distributor institutions, the AMF found that very little attention was paid to the specific features of temporary ownership dismemberment in the provision of investment services involving units in real estate investment companies (SCPIs… … with the rules on investors’ protection laid down by MiFID II. Carried out between April and August 2023, short, … when marketing SCPI units … Supervision … Marketing … MIFID … |
06 March 2024 | Spot Inspections | Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment arrangements In accordance with the supervisory priorities of the Autorité des Marchés Financiers (hereinafter, ‘AMF’) for 2023, a series of short thematic inspections (‘SPOT’) were carried out between April and August 2023 on the marketing of units in SCPIs with temporary ownership dismemberment arrangements. The investigations focused on a panel of four… … ownership dismemberment arrangements … Marketing … MIFID … |
20 February 2024 | AMF’s EU positions | Towards a review of SFDR The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review. … down in the Markets in financial instruments directive (MiFID) and Insurance distribution directive (IDD); with clear … |
13 February 2024 | News | Definition of investment advice: AMF updates its doctrine The Autorité des Marchés Financiers (AMF) has published an update to its Positions DOC-2008-23 on investment advice and DOC-2018-03 on the placing of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms. These updates have been made to take account of the Supervisory Briefing published… … the revised Markets in Financial Instruments Directive (MiFID II) to replace the Q&A document on the same subject … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service. … of the Monetary and Financial Code and in application of MiFID,1 an investment service of investment advice is defined … as described in article 19 in Section 2 of Chapter II of MiFID. In application of the final paragraph of article … part of a television or radio programme (Recital 79 of the MiFID Implementing Directive). The mere act of providing … |
13 February 2024 | Policy | Position DOC-2018-03 … ns & Answers ‐ Understanding the definition of advice under MiFID. 13 … ns & Answers ‐ Understanding the definition of advice under MiFID: (79) "It is important to consider that … ‐ Understanding the definition of advice under MiFID: (87) "[...] CESR … |
12 February 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information. … my reporting, notifications and disclosure to the AMF … MiFID II transaction reporting … The regulations, in short … MiFID II (Article 26 of MiFIR) strengthens the obligations … trading and of provision of direct electronic access (MiFID II) … The regulations, in short … The Monetary and … |
12 February 2024 | News | The European single access point for financial and non-financial information on European entities (ESAP) enters its implementation phase The ESAP regulation and associated texts have been published in the Official Journal of the European Union. The regulation provides for the access point to be operational from 10 July 2027 at the latest. Some of the technical characteristics of the project are submitted to public consultation until 8 March 2024. … (Credit Institutions Directive) Directive 2014/65/EU (MiFID II) Directive 2019/2034/EU (IFD) Directive 2019/2162/EU … |
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