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Titre clair et concis du tableau21 March 2022 | Policy | Instruction DOC-2012-01 Collective investment undertaking management activities and discretionary portfolio management investment services are subject to specific risk management organisation rules (counterparty, liquidity and market risks and operational risk). The instruction DOC-2012-01 defines the permanent risk management function, the procedures for delegation to… … been updated for the laws and regulations that transpose MiFID II and legally separate investment firms from asset … been updated for the laws and regulations that transpose MiFID II and legally separate investment firms from asset … |
10 March 2022 | Policy | Position DOC-2018-08 … ACPR 1 . The Guidelines supplement the provisions of the MiFID II Directive transposed in particular into article L. … |
03 February 2022 | AMF news release | The AMF proposes targeted measures to make financial markets more attractive for companies The AMF supports the European Commission’s objectives to make public capital markets more attractive for EU Companies and facilitate access to capital for SMEs by simplifying the listing process with targeted adjustments. … to such markets. Instead, the regulator proposes to amend MiFID II to require those issuers to only publish a … threshold defining an SME to 1 billion euros in MiFID II which would increase the number of SMEs benefitting … |
03 February 2022 | AMF’s EU positions | AMF's response to the European Commission targeted consultation "Listing Act" This position paper outlines the AMF's response to the European Commission's targeted consultation on the "Listing Act". The AMF supports the objective of the European Commission to make public capital markets more attractive for EU companies and to facilitate access to capital for SMEs. The AMF proposes targeted adjustements in the regulatory… … Act" … Europe & international … Prospectus … MAR … SMEs … MIFID … |
01 February 2022 | News | New step forward in the adoption of the regulation on a Pilot Regime for market infrastructures based on the blockchain technology In December 2021, the Council of the European Union endorsed the European Commission's proposal to create a provisional regulatory framework to test the use of distributed ledger technologies (DLT) in market infrastructures. The European Parliament's Committee on Economic and Monetary Affairs has adopted the text that should enter into force by… … This transitional regime of targeted exemptions to the MiFID II and Settlement Finality Directives, as well as to … |
22 December 2021 | AMF’s EU positions | French and Dutch financial market authorities call for a stronger conduct supervision framework for national competent authorities in the context of cross-border retail financial services’ provision. The AMF and AFM make proposals to strengthen conduct supervision in the context of cross-border retail investments, in order to develop a more efficient EU capital market in the context of the Capital Markets Union (CMU). The supervision of financial services’ provision through free provision of services within the Single market under is currently… … providers … Europe & international … Cooperation … MIFID … |
21 December 2021 | Public statements | Speech by Benoît de Juvigny, AMF Secretary General - IOSCO SPAC Network Stakeholder Meeting - 16 December 2021 … and distribution of shares and warrants under the MIFID II, and (ii) with respect to specific disclosures that … is restricted (but not impossible) and for which specific MIFID distribution and product governance rules apply. From … barriers to the entry for retail investors and specific MIFID product governance rules strikes a good balance between … |
09 December 2021 | Policy | Position DOC-2010-05 … are clarified, in particular, in the “Guidelines on MiFID II product governance requirements” (ESMA 35-43-620) … AMF applies, in accordance with AMF Position DOC 2018-04 (MiFID II product governance requirements). AMF Position - … |
29 October 2021 | AMF news release | Investment recommendations on social media: the AMF backs ESMA's reminder The European Securities and Markets Authority (ESMA) emphasises that persons making investment recommendations must present them in an objective and transparent way and disclose their identity. The AMF urges investors to question the credibility of opinions shared online and to base their investment decisions on reliable information. … force of the EU Markets in Financial Instruments Directive MiFID II in January 2018, the regulator has been receiving … |
28 October 2021 | Public statements | Speech by Robert Ophèle, AMF Chairman - 60th anniversary of SFAF -21 october 2021 … service be specifically isolated and billed separately, MiFID II has contributed to undermining this activity, … market has changed since 2017 and the implementation of MiFID II; in particular, what is known as sponsored research … limited credibility. This point was not addressed by the MiFID review earlier this year and it was deferred with a … |
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