14 August 2024 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance. … supervise funds' disclosure of non-financial information. Marketing documentation must reflect the fund's strategy and … ISP Summary of ESMA's joint supervisory action on marketing documentation for promotional materials for French … on sustainable finance … Points of attention on the marketing communications of sustainable thematic funds … … |
08 August 2024 | | Management companies Are you a European investment management company wishing to manage French UCITS or AIFs or open a branch in France? Are you a French or foreign investment management company wishing to market UCITS or AIFs in France? The AMF's teams will help you and you will find the information you need in this section. … of the activities of passemanagement companies, and the marketing of UCITS and AIFs: the AMF updates its doctrine The … |
24 July 2024 | Spot Inspections | Summary of SPOT inspections of the promotional materials for French and foreign collective investment schemes (CISs) marketed by distributors - focus on ESG aspects One of the key elements in retail investor protection is the dissemination of clear, accurate and non-misleading information to investors by market participants. This triple regulatory requirement applies to all the information that an investment services provider (hereinafter, "ISP") is liable to provide to its clients or prospective clients,… … its clients or prospective clients, including promotional marketing material, whether this is prepared by the ISP … its clients or prospective clients, including promotional marketing material, whether this is prepared by the ISP … on ESG aspects … Financial services providers … UCIT … Marketing … |
19 July 2024 | Article | Operating as a crowdfunding service provider in France In which cases can you apply to the AMF for authorisation to become a crowdfunding service provider? How do you obtain this authorisation? Have you been authorised as a crowdfunding service provider in another Member State of the European Union (EU) and would like to offer your services in France? Find all the useful information here. … DOC-2023-05 setting out its expectations regarding marketing communications disseminated in France. … Delegated … |
16 July 2024 | News | Notification forms for the cross-border exercise of the activities of passemanagement companies, and the marketing of UCITS and AIFs: the AMF updates its doctrine The Autorité des Marchés Financiers (AMF) makes the new European passport notification forms available to management companies. … of the activities of passemanagement companies, and the marketing of UCITS and AIFs: the AMF updates its doctrine … … … DOC -2014-03 … Annex 1 – … Notification file for marketing in France of units or shares of European Union AIFs … Annex 2 … – Notification letter to be completed prior to marketing units or shares of European Union AIFs managed by … |
15 July 2024 | Form/Reporting | Marketing - AIF marketing - forms & declarations … Marketing - AIF marketing - forms & declarations … Form for pre-marketing to potential professional investors, in France or … Télécharger le contenu … Notification file for marketing in France of units or shares of AIFs of the … |
15 July 2024 | Form/Reporting | UCITS & Investment funds : UCITS - Forms & declarations … contenu … File for the de-notification of arrangements for marketing in a Member State of the European Union other than … & declarations … Asset management … Investment services … Marketing … |
11 July 2024 | AMF news release | The Autorité des Marchés Financiers (AMF) publishes the findings of three supervisory initiatives on sustainable finance As part of its supervisory priorities for the period 2023-2024, the AMF set itself the objective of stepping up its efforts to promote more sustainable finance, both in terms of financial products and their marketing. Thus, it has analysed how a panel of asset management companies have structured themselves to take account of the risks associated… … in the financial services sector (SFDR); and the marketing materials for French and foreign collective … the real economy and in particular its transition. … Marketing materials of the collective investment undertakings … institutions on the panel have taken little ownership of marketing material subject, a fortiori the requirements … |
24 June 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breaches of their professional obligations In its decision of 12 June 2024, the Enforcement Committee reprimanded each of the respondents, Activ Finance Conseils and its director at the time of the events, Céline Géhin. It also imposed a fine of €10,000 on Activ Finance Conseils. … registered in Liechtenstein. Firstly, as regards the marketing of the bonds issued by Multitalent AG, Multitalent … AG, having noted that the procedure for authorising the marketing of units or shares in alternative investment funds … these financial securities had not been authorised for marketing to retail clients in France. With regard to the … |
13 June 2024 | AMF news release | The ACPR and AMF Joint Unit for Insurance, Banking and Retail Investment has published its 2023 Annual Report Over the last two years, rising interest rates and inflation have changed retail investors' expectations of financial products, leading the authorities to adapt their supervision of commercial practices. Against this economic backdrop, and faced with the growing digitalisation of the sector and a resurgence of scams, the work of the ACPR-AMF Joint… … order to improve understanding of these and promote their marketing. In the context of countering greenwashing, the use … market by taking stock of the assets under management, the marketing methods and current trends. … Do you have any … 2023 Annual Report … Annual report … Savings protection … Marketing … |
