28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … the split fund be mentioned in the documents (prospectus, marketing materials, etc…) of the replicated fund? … in the prospectus with the information disseminated in the marketing materials of the CIS. … 21 6.7. Marketing CIS or real estate funds reserved for twenty … |
28 March 2024 | Policy | Instruction DOC-2008-03 … business organisation and internal controls, sales and marketing policy, investor disclosures, sales and advertising … purposes only 20/21 and internal controls, sales and marketing policy, investor disclosures, sales and advertising … business organisation and internal controls, sales and marketing policy, investor disclosures, sales and advertising … |
06 March 2024 | AMF news release | AMF calls on investment services providers to take account of the specific nature of temporary ownership dismemberment when marketing SCPI units Protecting investors is the AMF's top strategic priority. During a series of short, thematic inspections at four distributor institutions, the AMF found that very little attention was paid to the specific features of temporary ownership dismemberment in the provision of investment services involving units in real estate investment companies (SCPIs…… specific nature of temporary ownership dismemberment when marketing SCPI units … Temporary ownership dismemberment … of the specific features of this subscription method when marketing SCPI units. The AMF focused on how the specific … investment, the regulator might have expected a tightened marketing system, however, on the contrary, it noted numerous … |
06 March 2024 | Spot Inspections | Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment arrangements In accordance with the supervisory priorities of the Autorité des Marchés Financiers (hereinafter, ‘AMF’) for 2023, a series of short thematic inspections (‘SPOT’) were carried out between April and August 2023 on the marketing of units in SCPIs with temporary ownership dismemberment arrangements. The investigations focused on a panel of four…… Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment … were carried out between April and August 2023 on the marketing of units in SCPIs with temporary ownership … to 31 December 2022. Summary of SPOT inspections on the marketing of SCPIs with temporary ownership dismemberment … |
20 February 2024 | AMF’s EU positions | Towards a review of SFDR The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review.… could use terms like “Paris-aligned” in its name and marketing material. Financial products that do not belong to … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service.… 5 1.13 Can the “indirect” marketing of financial instruments lead the producer of said … an investment advice service. 1.13 Can the “indirect” marketing of financial instruments lead the producer of said … to constitute investment advice? 1.13 Can the “indirect” marketing of financial instruments lead the producer of said … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … 7 SPOT inspection themes covering asset management, marketing, intermediaries and market infrastructures. We … |
25 January 2024 | Form/Reporting | UCITS & Investment funds - ELTIF AIF - forms & declarations … & declarations … Asset management … Investment services … Marketing … |
19 January 2024 | Annual Report | AMF Supervisory Priorities for 2024 In this document, the AMF presents the supervisory themes for the year 2023 for professionals subject to its supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market infrastructures, and the marketing of financial products.… of intermediaries and market infrastructures, and the marketing of financial products. AMF Supervisory Priorities … of intermediaries and market infrastructures, and the marketing of financial products. … AMF Supervisory Priorities … |
18 January 2024 | AMF news release | The AMF publishes its action plan and supervisory priorities for 2024 Marie-Anne Barbat-Layani, Chairwoman of the Autorité des marchés financiers (AMF), outlined the AMF’s priorities for the coming twelve months to the press, in line with the “Impact 2027” strategic guidelines defined in 2023. All these priorities reflect the AMF’s commitment to strive each day to protect investors and enhance the attractiveness of…… … Concerning investment services providers and the marketing of financial instruments: … Sustainability … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02