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Titre clair et concis du tableau22 November 2019 | Warning | The Autorité des marchés financiers issues a public warning about the website www.holakredit.com The regulator issues a warning to the public regarding the activities of the website www.holakredit.com, which falsely claims to have a crowdfunding adviser (CIP) licence. … the AMF reminds investors and individuals responsible for marketing investment products to follow these safety … |
22 November 2019 | | Article 212-38-10 Book II - Issuers and financial disclosure > Title I - Admission of financial securities to trading on a regulated market and offer of securities to the public > Chapter II - Information to be disseminated when securities are admitted to trading on a regulated market or offered to the public > Section 3 - Special cases > Paragraph 2 - Public… … to the AMF prior to its dissemination. Promotional marketing materials shall be adapted in accordance with … to the AMF prior to its dissemination. Promotional marketing materials shall be adapted in accordance with … |
22 November 2019 | | Article 212-38-13 Book II - Issuers and financial disclosure > Title I - Admission of financial securities to trading on a regulated market and offer of securities to the public > Chapter II - Information to be disseminated when securities are admitted to trading on a regulated market or offered to the public > Section 3 - Special cases > Paragraph 2 - Public… … Article 212-38-13 … I. Any promotional marketing materials relating to an offer of securities to the … to the AMF prior to their dissemination. The promotional marketing materials referred to in the first paragraph shall: … on risk factors; The AMF may require that promotional marketing materials contain a warning about certain … |
22 November 2019 | | Article 212-38-15 Book II - Issuers and financial disclosure > Title I - Admission of financial securities to trading on a regulated market and offer of securities to the public > Chapter II - Information to be disseminated when securities are admitted to trading on a regulated market or offered to the public > Section 3 - Special cases > Paragraph 2 - Public… … to the prospectus is published after promotional marketing material has been published, an amended version of the promotional marketing material shall be published when a new factor, … supplement makes the previously distributed promotional marketing materially inaccurate or misleading. It shall be … |
22 November 2019 | | Article 212-46 Book II - Issuers and financial disclosure > Title I - Admission of financial securities to trading on a regulated market and offer of securities to the public > Chapter II bis - Summary information to be disseminated in the case of an offer to the public not subject to a prospectus approved by the AMF … Article 212-46 … I. – Any promotional marketing materials relating to an offer of financial … to the AMF before being disseminated. The promotional marketing materials referred to in the first paragraph shall: … document itself. The AMF may require that promotional marketing materials contain a warning about certain … |
22 November 2019 | | Article 212-28 Book II - Issuers and financial disclosure > Title I - Admission of financial securities to trading on a regulated market and offer of securities to the public > Chapter II - Information to be disseminated when securities are admitted to trading on a regulated market or offered to the public > Section 2 - Filing, approval and circulation of… … Article 212-28 … The promotional marketing materials relating to a offer to the public other … their dissemination. The AMF may require that promotional marketing materials referred to in the previous paragraph … … The promotional marketing materials relating to a offer to the public other … |
20 November 2019 | Report / study | Legibility study of "SRI" investment documentation The AMF conducted a qualitative study in July 2019 to assess the readability of socially responsible invesment documents. The objective was to review investors' perceptions regarding these documents. … … Legibility study of "SRI" investment documentation … Marketing … |
14 November 2019 | Public statements | Speech by Robert Ophèle, AMF Chairman - Les Entretiens de l'AMF 2019 : « Sustainable Finance, a fashion trend or a springboard for tomorrow’s economy » - Thursday 14 November – Pavillon Cambon Check against delivery … need to act because national supervisors cannot accept the marketing in their countries of financial products that may … |
04 November 2019 | Report / study | Keys figures for asset management in 2018 - Overview of investment management companies After two years of stagnation, the number of authorised investment management companies in France at the end of 2018 increased slightly to 633. … advisory services (principally in conjunction with the marketing of the funds managed). Discretionary management … |
04 November 2019 | Enforcement Committee news releases | The Enforcement Committee of the Autorité des Marchés Financiers fines a financial investment advisor for breaching its professional obligations In its decision of 28 October 2019, the Enforcement Committee handed down a fine of €25,000 to Financière Henry IV Société Nouvelle, a financial investment advisor, for failing to carry out the necessary checks prior to the marketing of a Luxembourg alternative investment fund (AIF) that was not authorised in France. It also issued a warning to… … authorised in France. Companies must notify the AMF before marketing AIFs established in another EU Member State in … in financial instruments without first ensuring that their marketing was authorised in France is necessarily against the … for failing to carry out the necessary checks prior to the marketing of a Luxembourg alternative investment fund (AIF) … |
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