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Titre clair et concis du tableau24 February 2014 | Warning | The Autorité des Marchés Financiers warns the public against the company PRIVATE CAPITAL The Autorité des Marchés Financiers (AMF) wishes to draw the attention of the public to the activities of PRIVATE CAPITAL and to state that this company is not authorised to receive funds, provide investment services, or directly market banking or financial services on French territory. … whose website is www.privatecapitals.com, conducts direct marketing targeted to French investors, offering them … |
21 December 2013 | | Article 421-13-1 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 1 - Marketing procedure in France > Paragraph 3 - Procedure for marketing in France of EU or third country AIFs by an asset management company, a management company or a third… … specify the procedure and the information to be sent once marketing authorisation has been given. … … specify the procedure and the information to be sent once marketing authorisation has been given. … … Chapter I - General provisions … Section 1 - Procedure for marketing and pre-marketing of AIFs … … |
21 December 2013 | | Article 421-19 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 2 - Procedure for marketing AIFs in an EU Member State other than France > Paragraph 3 - Procedure for marketing AIFs established in an EU member state, managed by an AIF manager… … which the Member State of reference is France, prior to marketing units or shares of EU AIFs in an EU Member State, … investors; h) Information about arrangements for marketing AIFs and, where relevant, information on the … which the Member State of reference is France, prior to marketing units or shares of EU AIFs in an EU Member State, … |
21 December 2013 | | Article 421-22 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 2 - Procedure for marketing AIFs in an EU Member State other than France > Paragraph 4 - Procedure for marketing third country AIFs in an eu member state other than France by a… … investors; h) Information about arrangements for marketing AIFs and, where relevant, information on the … investors; h) Information about arrangements for marketing AIFs and, where relevant, information on the … Chapter I - General provisions … Section 1 - Procedure for marketing and pre-marketing of AIFs … … |
21 December 2013 | | Article 421-24 Book IV - Collective investment products > Title II - AIFS > Chapter I - General provisions > Section 1 - Procedure for marketing and pre-marketing of AIFs > Sub-section 3 - Marketing rules > Paragraph 1 - General provisions … Article 421-24 … French and foreign AIFs authorised for marketing in France, or their asset management companies, … … French and foreign AIFs authorised for marketing in France, or their asset management companies, … Chapter I - General provisions … Section 1 - Procedure for marketing and pre-marketing of AIFs … … |
21 December 2013 | | Article 422-59 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 1 - Retail investment funds > Sub-section 4 - Calculation of aggregate risk > Paragraph 1 - Measurement of aggregate risk for retail investment funds in relation to financial contracts > Sub-paragraph 4 - Aggregate risk for a formula… … fund is no more than nine years after the end of the marketing period; The retail investment fund does not accept new public subscriptions after the initial marketing period; The maximum loss that may be sustained by … 100 per cent of the net asset value at the end of the marketing period; The impact of each underlying asset on the … |
21 December 2013 | | Article 411-136 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 8 - Passport … Article 411-136 … In preparing for carrying out marketing in other Member States of the European Union or in … … In preparing for carrying out marketing in other Member States of the European Union or in … |
21 December 2013 | | Article 411-137 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 8 - Passport … 411-137 … The AMF will verify that the application for marketing authorisation submitted by the UCITS, comprising … … The AMF will verify that the application for marketing authorisation submitted by the UCITS, comprising … |
21 December 2013 | | Article 411-7 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 1 - Authorisation > Sub-section 1 - SICAVs … that prevents the SICAV covered by this chapter from marketing its shares in France, such as a provision in its … that prevents the SICAV covered by this chapter from marketing its shares in France, such as a provision in its … |
21 December 2013 | | Article 316-12 Book III - Service providers > Title I bis - Asset management companies of AIFs > Chapter I - Procedures for authorisation, programme of operations and passport > Section 3 - Specific rules on the authorisation of managers seeking to manage european union aifs or to market aifs of the european union or third countries under their management in the… … and the appointment is backed up by the disclosure of its marketing strategy; The manager has appointed a legal … and the appointment is backed up by the disclosure of its marketing strategy; The manager has appointed a legal … |
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