27 February 2024 | Article | Join us and let’s take action for the real world together! Our 500 employees ensure that savings are protected, investors receive material information and financial markets run smoothly.
They have scientific, legal, financial and accounting backgrounds. They come from a vast range of professions and sectors: banks, asset management companies, listed companies, audit and consulting firms, law firms,… … assists retail investors in their dealings in financial markets through innovative outreach initiatives. 5. … investors receive material information and financial markets run smoothly. They have scientific, legal, financial … investors receive material information and financial markets run smoothly. They have scientific, legal, financial … |
22 February 2024 | Article | Climate and Sustainable Finance Commission The Climate and Sustainable Finance Commission was set up by the AMF on 2 July 2019 and brings stakeholders together on the issue of sustainable finance. … Its membership reflects the various segments of financial markets, civil society and academia. Members are appointed … Commission reflects the various segments of the financial markets (issuers, asset managers, institutional investors, … |
20 February 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy. … devoted to a specific area of AMF action: Retail Investors Markets and Exchanges Clearing, Custody and Securities … belong. … Membership of the Consultative Commissions … Markets and Exchanges … Nathalie Gay-Guggenheim, Chair … |
20 February 2024 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. … the ACPR review (in French only) … My contact at the AMF … Markets Directorate psan [at] amf-france.org Do you want to … |
20 February 2024 | Article | The AMF Board The Board is the AMF’s main decision-making and prosecuting authority It has 16 members drawn from a broad variety of backgrounds. This multidisciplinarity ensures that it has the technical and legal expertise needed to carry out its tasks. … with the guidelines issued by the European Securities and Markets Authority (ESMA). … Take individual decisions … The … then Managing Director in charge the Asset Management and Markets Directorate. He was appointed as Adviser on Financing … and 2007, he held management positions in the Financial Markets Directorate and the Payments and Market … |
20 February 2024 | AMF’s EU positions | Towards a review of SFDR The AMF contributed, at the end of last year, to the consultation launched by the European Commission on the Sustainable finance disclosure regulation (SFDR). It publishes today a position paper outlining the key principles it believes should guide the SFDR review. … the notion of sustainability preferences laid down in the Markets in financial instruments directive (MiFID) and … |
13 February 2024 | AMF news release | Ten new key figures admitted to the Board of the Autorité des Marchés Financiers By an order of the Minister for the Economy, Finance and Industrial and Digital Sovereignty dated 8 February 2024, published in the Official Journal on 9 February 2024 and by appointment decision of public competent authorities, the AMF Board, chaired by Marie-Anne Barbat-Layani is renewed with ten news members among 16. … that investors are properly informed and that financial markets function efficiently while taking into account … The AMF also supervises the orderly operations of markets.Visit our website https://www.amf-france.org/en … … |
13 February 2024 | News | Definition of investment advice: AMF updates its doctrine The Autorité des Marchés Financiers (AMF) has published an update to its Positions DOC-2008-23 on investment advice and DOC-2018-03 on the placing of financial instruments without a firm commitment basis, investment advice and consultancy services provided to firms. These updates have been made to take account of the Supervisory Briefing published… … the definition of investment advice under the revised Markets in Financial Instruments Directive (MiFID II) to … Briefing published by the European Securities and Markets Authority (ESMA) in July 2023 on this subject. … Briefing published by the European Securities and Markets Authority (ESMA) in July 2023 on this subject. … … |
13 February 2024 | Policy | Position DOC-2018-03 … al growth or new industrial synergies, or to break into new markets within the framework … those whose securities are listed on regulated markets or … |
13 February 2024 | Policy | Position DOC-2008-23 These questions and answers provide clarifications on the criteria for defining an investment service of investment advice, and on the requirements incumbent upon the investment services provider when it provides such a service. … recommendations 1 Article 4, paragraph 1, point 4) of the Markets in Financial Instruments Directive 2004/39/EC of the … (ESMA35-43-349). 5 Article 4, paragraph 1, point 4) of the Markets in Financial Instruments Directive 2014/65/EU of the … |