21 November 2019 | Article | Mediation Service The AMF proposes a mediation service to support investors involved in disputes with their financial intermediaries or listed companies in which they hold shares. … Mediation Service … The AMF Ombudsman … The AMF Ombudsman is … legal experts led by François Denis du Péage, head of the mediation unit at the AMF’s Retail Investor Relations Directorate. médiateur … A mediation facility … The AMF Ombudsman may be approached by … |
17 July 2019 | Article | Personal data protection Policy The Autorité des Marchés Financiers (hereinafter also referred to as "the AMF") ensures compliance with European Regulation n° 2016/679 on the protection of natural persons with regard to the processing of personal data ("GDPR") and with the French Data Protection Act No. 78-17 of 6 January 1978, the provisions of which have been rewritten by… … or excessive. These means include participation in mediation, as well as in other non-binding dispute resolution … fail to be resolved by cooperation of the authorities, mediation or by other non-binding dispute resolution … |
07 June 2019 | Annual Report | AMF Ombudsman Annual Report 2018 The AMF Ombudsman has disclosed its Annual Report. In 2018, the number of requests raised. The increase is even greater for requests received within the Ombudsman's jurisdiction. The cases relating to employee savings schemes and the difficulties of transferring equity savings plans remain important. Claims pertaining to speculative Forex, binary… … companies and issuers … AMF Ombudsman Annual Report 2018 … Mediation … |
21 May 2019 | AMF news release | The AMF publishes a summary of its thematic review of portfolio management practices In 2018, the Autorité des Marchés Financiers (AMF) carried out two rounds of five thematic inspections of investment service providers, other than asset management firms (9 credit institutions and 1 investment firm authorised to manage portfolios on behalf of third parties). On the basis of its observations, it has prepared a list of good and poor… … of mandates, conflicts of interest, complaints, mediation and confidentiality. The fees charged for providing … |
07 May 2019 | AMF news release | The Autorité des marches financiers publishes its 2018 annual report During the presentation of the AMF's activity report to the press, Robert Ophèle, the Chairman, took the opportunity to discuss the priorities for the next European term from the regulator's perspective. He also reviewed the new responsibilities assigned to the AMF under the PACTE draft law (Action Plan for Business Growth and Transformation). … visits conducted in 2018 representing 220 visits. … Mediation … 1,438 queries for mediation received in 2018 1,408 cases processed leading the … |
18 April 2019 | AMF news release | The AMF ombudsman publishes her 2018 annual report Marielle Cohen-Branche, the AMF Ombudsman, has presented her annual report on the past year at a press conference. In addition to presenting the key figures and confirming the efficiency of the system and its acceptance by both retail investors and professionals, it was also an opportunity to give a reminder of the Ombudsman's core values. … Figures for 2018 … As every year, the main indicators on mediation testify to this high level of activity: • 1,438 … figures illustrate the high level of acceptance of the mediation conducted by the AMF: 93% of the favourable … the relevant bodies. … Working for enhanced recognition of mediation … In an ever-more complex legal landscape in which … |
04 March 2019 | Ombudsman’s Blog | What is fairness in mediation? A practical example for the case of the month … What is fairness in mediation? A practical example for the case of the month … Télécharger le contenu What is fairness in mediation? A practical example for the case of the month … … n/amf-ombudsman/ombudsman-online-diary/latest/what-fairness-mediation-practical-example-case-month … What is fairness in … |
07 November 2018 | AMF news release | Marielle Cohen-Branche is reappointed as AMF Ombudsman for a further three-year term After consultation with the Board and on appointment by AMF Chairman Robert Ophèle, Marielle Cohen-Branche will start her third term as Ombudsman on 12 November 2018. … the first ombudsman authorised by the French consumer mediation regulatory and supervision authority, CECMC. The Ombudsman herself was henceforth responsible for the mediation duties of the AMF, previously assigned to the … May, Marielle Cohen-Branche addressed a key point in her mediation work: the strong and continuous acceptance of the … |
06 June 2018 | Annual Report | AMF Ombudsman Annual Report 2017 In her 2017 Report, Marielle Cohen-Branche, the AMF's Ombudsman, states that for the 1st time in five years, the number of cases received is in decrease. She issued more opinion than 2016 (+22%) and they are rarely constested even when they are not favorable to the applicant. This year again, claims continue to be dominated by the two key subjects… … companies and issuers … AMF Ombudsman Annual Report 2017 … Mediation … |
18 May 2018 | AMF news release | The Autorité des Marchés Financiers publishes its 2017 annual report When addressing the press to present the AMF's annual report, Chairman Robert Ophèle stressed the need to move quickly towards a more integrated EU27 against the backdrop of Brexit. He also discussed key regulation challenges and the AMF's response. … part of the marketing approval or authorisation process … Mediation … 1,361 queries for mediation received in 2017, of which only 51% were within the … |