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Titre clair et concis du tableau23 May 2022 | AMF news release | The AMF publishes a summary of its findings regarding the costs and fees of UCITS marketed to retail investors As part of a European supervision exercise, the AMF examined the practices of asset managers concerning the definition and monitoring of the costs and fees related to UCITS management. The AMF announces changes to its General Regulation and its policy on turnover fees and fund marketing. General Regulation was approved by order of the Minister of the Economy, Finance and Recovery published |
23 May 2022 | News | The AMF updates its policy on funds with high fees Following the Common Supervisory Action (CSA) on the practices of portfolio asset management companies with regard to management costs and fees, the AMF has reviewed the marketing of active funds that are close to their benchmark and passive funds with high fees, and has decided to upgrade its policy in order to specify the requirements applicable… on the subject in 2019 , after the ESMA updated its questions and answers (Q&A, ESMA34-43-392 ), in order |
13 May 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a Dutch trading firm and three Dutch traders for price manipulation In its decision of 6 May 2022, the Enforcement Committee imposed fines of between €80,000 and €400,000 on Nyenburgh Holding B.V. and on Rob Kamsteeg, Dionisius Johannes Henricus Van Tilborg and Diede Mink Van Den Ouden. in the order book. They cancelled their orders before execution, however. This affected the representation |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas. to prohibit the subscription by relevant Russian investors to such CIUs as of now. For these CIUs, in order |
04 May 2022 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. , as amended by Executive Order No. 2020-1544 of 9 December 2020 (see Read More), DASPs must fulfil all |
04 May 2022 | In-depth | Application of the European regulation on short selling Focus on the European Regulation 236/2012 on short selling that frames short positions in shares and sovereign debt. In this section, you will also find file containing the history of net short positions published since 1st November 2012. It strengthens the location requirements concerning securities that are subject to short selling in order |
04 May 2022 | AMF news release | The AMF launches a consultation on the integration of sustainability requirements into its General Regulation Following the adoption by the European Commission of a comprehensive package of measures to reorient capital flows towards sustainable activities across the European Union, the AMF has launched a consultation on the integration of sustainability obligations into its General Regulation. that provide investment advisory services and order reception and transmission services. These requirements |
27 April 2022 | Ombudsman’s Blog | A stop loss order does not give investors control over the execution price Investors should be fully aware of the characteristics of the orders they choose. Choosing orders without clearly understanding the difference will lead to frustration, especially with stop loss orders, which are executed without a price limit. In the "stop" order category, it is only with "stop limit" orders that investors can control the price… A stop loss order does not give investors control over the execution price |
21 April 2022 | AMF news release | The ACPR and AMF are urging professionals to improve their practices in online marketing of savings products and financial instruments Studies conducted by the Autorité de Contrôle Prudentiel et de Résolution (ACPR) and the Autorité des Marchés Financiers (AMF) have highlighted good practices and some shortcomings in the information provided to and collected from clients when they sign up for financial products online. The two authorities are calling on professionals to improve… consumer associations, distributors and ombudsmen in order to obtain a clear picture of the situation |
20 April 2022 | News | Review of the central clearing framework in the EU: the AMF publishes a position paper
Following its response to the European Commission's targeted consultation on the review of the EU clearing framework, the AMF sets out its recommendations for improving the competitiveness and attractiveness of EU central counterparties (CCPs) and reducing the exposure of European market participants to UK CCP services. into the procedure for determining which products should be subject to central clearing in order to allow a quick |
