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Titre clair et concis du tableau29 July 2020 | Ombudsman’s Blog | Ban on short selling: who was supposed to apply it and to which securities? In light of the Covid-19 epidemic and its impact on financial markets, the AMF decided in mid-March to impose a temporary ban on short selling[1] and, more generally, on strategies aiming to profit from the fall in the price of an equity. Although this exceptional measure was suspended on 18 May,[2] investors are still likely to send me requests… … we do not hold (and that we must therefore borrow in order to be able to sell it) and that we then buy back later … who was supposed to apply it and to which securities? … Order … |
28 July 2020 | News | Disclosure Regulation: The AMF provides a number of key insights on the ongoing consultation of the European Supervisory Authorities The Disclosure Regulation, published in November 2019, creates new sustainability-related transparency obligations for market participants. The European supervisory authorities launched a consultation on 25 April, until 1 September, on a draft technical regulatory standard to specify these obligations. The AMF explains the key issues at stake in… … and NGOs will be analysed with great interest in order to better take into account the potential challenges … |
27 July 2020 | Policy | Position - Recommendation DOC-2014-07 Best execution consists of obtaining, when executing orders, the best possible result for clients. The Autorité des marchés financiers (AMF) updates the English version of its position-recommendation DOC-2014-07 on this subject. … The existence of practices involving payment for order flow was also highlighted. Given the diverse practices … 9 3.1. MONITORING THE EFFECTIVENESS OF ORDER EXECUTION ARRANGEMENTS … 20 7. PRACTICES INVOLVING PAYMENT FOR ORDER FLOWS … 21 8. CLIENT DISCLOSURE CONCERNING ORDER EXECUTION PROCEDURES AND FINANCIAL INSTRUMENTS TRADED … |
17 July 2020 | Report / study | Overview and inventory of French funds' liquidity management tools This article constitutes a first presentation of the prospectus analysis tool developed through a cooperation between the Banque de France and the Autorité des marchés financiers (AMF). This work aims to identify the liquidity management tools (LMT) implemented by funds regulated by the AMF under French law (“French funds”). This work is part of a… … with the recommendations adopted by the FSB (2017). In order to better manage the liquidity risk of investment … can be used in normal times or in times of stress, in order to limit the risks of fire-sales or to mitigate their … with the recommendations adopted by the FSB (2017). In order to better manage the liquidity risk of investment … |
15 July 2020 | News | The AMF publishes its guide to Asset Freezing The AMF has published a guide on asset freezing to help professionals understand the different regimes, clarify the scope of these regimes and remind professionals of their obligations. … of those clients. Professionals then analyse the alerts in order to determine whether the person or entity detected is … |
07 July 2020 | News | The AMF sets out its guidelines for digital finance in Europe In June 2019, as part of the new European mandate (2019-2024), the AMF published a position paper for the European institutions entitled "EU2024: Shaping 27-member capital markets to meet tomorrow's challenges - Workstreams and initial proposals from the AMF". The AMF recommended, among other things, the development of a European digital… … between cloud providers and financial institutions in order to take full advantage of the use of artificial … |
02 July 2020 | News | Money Laundering and Terrorist Financing: threats and risks in times of health crisis The AMF draws the attention of portfolio asset management companies, financial investment advisors, crowdfunding advisors and digital asset service providers to changes in the risks of money laundering and terrorist financing in the particular context of the worldwide health crisis. The Financial Action Task Force (FATF) and TRACFIN are publishing… … and professionals subject to AML-CFT requirements, in order to address these risks effectively, according to their … |
30 June 2020 | Warning | The AMF is warning the public against several companies proposing atypical investments without being authorized to do so The Autorité des Marchés Financiers regularly updates its black lists of new websites and entities proposing atypical investments to investors in France without being authorized to do so. … change very quickly and this list presented in alphabetic order is not intended to be exhaustive. Any offer to invest … |
18 June 2020 | Policy | Position - Recommendation DOC-2015-02 … parallel with the IPO process. 2 Flexible pricing rules In order to offer issuers greater flexibility in terms of how … the AMF grants issuers the option of creating an order book as a means of determining the final price, … retail investors are now transmitted via the internet2 In order to deal with retail investors and professionals fairly, … End of applicability on 18 June 2020 |
17 June 2020 | Policy | Position DOC-2011-12 … rights. As such, the AMF reminds that, ever since the Order n°2004-604 of 24 June 20041, the extension clause is … Republic states that Article L. 225-135-1 was drafted in order to “allow issuers to adjust the amount of the capital … (see “Report to the President of the Republic on the Order n° 2004-604 of 24 June 2004 relating to the reform of … End of applicability on 17 June 2020 |
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