25 October 2023 | Public statements | Closing speech by Marie-Anne Barbat Layani, AMF Chair - 16th Seminar of the Enforcement Committee, Thursday 12 October 2023 … discussions illustrate the need to look to the future in order to maintain our ambition and further strengthen our … injunctions under penalty of law. Today, the AMF Board can order any person to put an end to a breach of its obligations … |
20 October 2023 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - Fintech AMF-ACPR Forum, Monday 16 October 2023 … securities on the blockchain (“tokenisation”), and in order to lift certain regulatory aspects relating to the … facing activities: within market activities, trading and order execution, in order to establish trading strategies and optimise execution … |
06 October 2023 | Public statements | Speech by Benoît de Juvigny, AMF Secretary General - AFME’s 7th Annual European Compliance and Legal Conference – 28 September 2023, Brussels … the supervisory procedures applying to them in order to provide them more flexibility as regards the change … |
04 October 2023 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance.… implications for financial market participants in order to ensure their proper implementation and prevent … standards that financial products would have to meet in order to be categorised as Article 8 or Article 9. The AMF is … |
03 October 2023 | Ombudsman’s Blog | Account keepers informed of a clearing of the central order book by Euronext must inform affected clients Investment service providers must transmit or execute client orders in the order in which they are received, and promptly - unless the nature of the order or prevailing market conditions make this impossible, or the interests of the client require otherwise. They must also inform retail clients of any serious difficulty that is likely to affect…… Account keepers informed of a clearing of the central order book by Euronext must inform affected clients … Facts … In his referral, Mr D. informed me that he had placed an order to sell 1,000 V. shares on 30 March 2022, at the limited price of €18, and that he had given this order a "month" validity, i.e., an end date of 30 April 2022 … |
03 October 2023 | Policy | Position DOC-2023-03 AMF Position DOC-2023-03 incorporates the ESMA guidelines on ‘certain aspects of the MiFID II remuneration requirements’ (ESMA35-43-3565). The purpose of these guidelines is to clarify the obligations relating to remuneration requirements in order to ensure the common, uniform and consistent application of EU law.… the obligations relating to remuneration requirements in order to ensure the common, uniform and consistent … |
03 October 2023 | Policy | Position DOC-2019-03 … the suitability requirements of the MiFID II directive in order to ensure the common, uniform and consistent … |
02 October 2023 | Policy | Position - Recommendation DOC-2019-16 DOC-2019-16 sets out the due diligence obligations with regard to clients and their beneficial owners, as provided by Articles L. 561-4-1 and following of the Monetary and Financial Code, taking account of the essential contributions of the 4th directive and 5th directive, and notably the reinforcement of the risk-based approach, the distinction…… company arises when this management company places an order on behalf of the CIU. AMF Position/Recommendation – … of orders on behalf of third parties or the service of order execution as part of the financial management of … are purely international or domestic in nature, etc.). The Order of 2 September 2009, issued pursuant to Article R. … |
25 September 2023 | Article | Promoting more sustainable finance Climate urgency is an absolute priority, confirming the relevance of the AMF's pioneering position with respect to sustainable finance. Finance must contribute to the transition to a more sustainable economy. Sustainable finance is an integral part of all the AMF’s missions and activities.… implications for financial market participants in order to ensure their proper implementation and prevent … behind the finalisation of the regulatory framework, in order to achieve a coherent, high-quality set of rules. … … |
22 September 2023 | News | Markets in crypto-assets: publication of the MiCA regulation The European Regulation on Markets in Crypto-Assets (MiCA) was published in the Official Journal of the European Union on Friday 9 June 2023 and will enter into force on 29 June 2023… below will be subject to mandatory authorisation in order to provide their services throughout the EU. The date … July 2026, they will have to obtain MiCA authorisation in order to continue offering their services, including to … |
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