22 April 2024 | Policy | Instruction DOC-2011-19 … companies UCIT Prospectus Policy The AMF details the rules that apply to French UCITS and foreign UCITS … I hereby certify that the management company has the organisational structure, internal procedures and resources … compliance with the applicable regulations, and that these organisational structure and procedures have been implemented … |
17 April 2024 | Article | Operating as a crowdfunding service provider in France In which cases can you apply to the AMF for authorisation to become a crowdfunding service provider? How do you obtain this authorisation? Have you been authorised as a crowdfunding service provider in another Member State of the European Union (EU) and would like to offer your services in France? Find all the useful information here.… providers obtain prior authorisation and comply with organisational and investor protection rules, the Regulation allows them to provide crowdfunding … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … 8 2.4. Valuation rules … ...................... 15 5.2. Compliance with the rules imposed by the categorisation or set out in the key … and indicating the type of transactions envisaged and its organisational structure”. Moreover, Section II of Chapter … strategies implemented on the first hand, and that its organisational structure is adapted to the means at its … |
28 March 2024 | Policy | Instruction DOC-2008-03 … type of business planned by the company (for example, the rules on calculating certain regulatory ratios for UCITS are … and identifying the AIFs that it plans to manage; • the organisational structure of the branch; • an address from … and identifying the AIFs that it plans to manage; the organisational structure of the branch; an address from … |
13 February 2024 | Policy | Position DOC-2018-03 … This position is not intended to lay down professional rules on the way in which players carry out their activity. … are required, for this activity too, to abide by their own rules of ethics. 5 … European Parliament and of the Council as regards organisational requirements and operating conditions for … |
07 February 2024 | In-depth | CSRD sustainability reporting: preparing for the new requirements The European directive on Corporate Sustainability Reporting (CSRD) and its mandatory European Sustainability Reporting Standards (ESRS) gradually apply as of January 2024. In line with its approach of providing support for listed companies, the AMF proposes a few points that listed companies could consider for the preparation and correct…… by sustainability reporting prepared according to the CSRD rules. It also specifies that this information must be … adaptation of reporting tools and channels, or an organisational change. … Establishing robust internal control … |
06 February 2024 | AMF news release | AMF encourages investment services providers to strengthen their procedures for handling client complaints In a series of short, thematic inspections carried out at five institutions, the AMF found a number shortcomings in terms of compliance with the applicable requirements. In a summary document, it revisits the regulations, explains its expectations, and highlights the good and poor practices observed.… strategy. In this field, institutions must comply with the organisational rules set out by the Markets in Financial Instruments … |
01 January 2024 | Policy | Instruction DOC-2019-24 … with obligations relating to subcontracting and the rules governing the international transfer of personal data; 3°) the implementation of human, organisational and technical resources to manage the risks … by the ANSSI, to cover at least the following areas: a) organisational and physical audit; b) architecture audit; c) … |
01 January 2024 | Policy | Position - Recommendation DOC-2006-23 … Questions and answers on the rules that apply to financial investment advisers … Other … 5 3. FIA status: eligibility criteria and organisational requirements … advice services. 3. FIA status: eligibility criteria and organisational requirements 3.1. Is FIA status subject to a … |
14 December 2023 | Policy | Recommendation DOC-2012-02 … con flicts of interest _______________ 3 1.3 The board’s rules of procedure ________________ … s in listed companies _______________ 6 2.4 The board’s rules of procedure ________________ … The nomination of a lead director is one interesting organisational arrangement which aims to prevent potential … |
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