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Titre clair et concis du tableau30 May 2018 | Form/Reporting | Supplementary form: AIFM authorisation This document forms Annex 1.1 bis of AMF Instruction DOC-2008-03. … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
12 April 2018 | AMF news release | AMF ombudsman publishes her 2017 annual report AMF Ombudsman Marielle Cohen-Branche has presented her latest annual report at a press conference. Although the number of cases received fell for the first time in five years, 2017 was again marked by strong acceptance of recommendations made, and the mediation process generally, among retail as well as professional investors. … … Outlook for 2018 … From the introduction of MiFID 2 and PRIIPS regulations to the development of crypto-assets, the … |
09 April 2018 | Form/Reporting | Supplementary form: Simple financial contracts and financial securities embedding financial contracts This document forms Annex 1.8 of AMF Instruction DOC-2008-03. … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
09 April 2018 | Form/Reporting | Supplementary form: Complex financial contracts and financial securities embedding financial contracts This document forms Annex 1.9 of AMF Instruction DOC-2008-03. … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
23 March 2018 | Form/Reporting | Supplementary form: Instruments traded on a regulated or organised market (listed financial instruments, negotiable debt securities) This document forms Annex 1.2 of AMF Instruction DOC-2008-03. … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
08 February 2018 | Form/Reporting | Standard letter to the Chairman of the Autorité des Marchés Financiers, to be sent by capital providers This document forms Annex 2.2 of AMF Instruction DOC-2008-03. … … Asset management … Investment services … AIFMD … UCIT … PRIIPs … |
24 December 2017 | General regulation | General regulation of the AMF into force from 24/12/2017 to 02/01/2018 … packaged retail and insurance-based investment products (PRIIPs) Regulation (EU) No 600/2014 of the European … packaged retail and insurance-based investment products (PRIIPs) Regulation (EU) No 600/2014 of the European … packaged retail and insurance-based investment products (PRIIPs) Commission Delegated Regulation (EU) 2017/653 of 8 … |
20 November 2017 | Public statements | AMF Annual Conference 2017 - 'The evolution of the financial services regulation in a post-brexit Europe' - Speech by Robert Ophèle, Chairman of the Autorité des marches financiers – 13 November 2017 … Solvency 2, in the field of financial markets, MIFID 2, PRIIPS, MMFR - to name only a few of the most significant … |
27 October 2017 | News | Regulatory news and key issues, Autumn 2017 With the summer season behind us, Xavier Parain, head of asset management, reviews the latest regulatory developments and key issues for the coming period. He gives a progress update on the steps taken so far and looks at the big deadlines in the months ahead for the MiFID 2 reforms to the Markets in Financial Instruments framework, packaged… … effect on 3 January 2018: what to expect from MiFID 2 and PRIIPs? … MiFID 2: … The reformed Markets in Financial … more effectively and improve their competitiveness. … PRIIPs: … PRIIPs will also have consequences for the asset management … |
10 July 2017 | Bilateral MoU | SFC – 2017 – MoU on Mutual Recognition of Funds – AMF Circular - Requirements and procedures AMF - SFC Memorandum on France - Hong Kong Recognition of Funds - AMF requirements and process for mutual recognition of Hong Kong Funds (2017) … packaged retail and insurance-based investment products (PRIIPs) 6 For the authorization of a Hong Kong Covered Fund … packaged retail and insurance-based investment products (PRIIPs) 6 For the authorization of a Hong Kong Covered Fund … |
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