20 April 2026 | Bilateral MoU | Ontario & Québec - 2026 – Agreement to facilitate the cross-listing of securities Ontario & Québec - 2026 – Agreement to facilitate the cross-listing of securities Ontario & Québec - 2026 – Agreement to facilitate the cross-listing of securities |
31 March 2026 | Spot Inspections | Summary of SPOT inspections of the compliance and internal control functions within asset management companies The scope of this SPOT campaign encompassed the compliance and internal control functions in place within five asset management companies ("AMCs"). The campaign was part of an ESMA common supervisory action (CSA) for the 2025 financial year. It follows on from the SPOT campaign conducted in 2020 on the outsourcing of internal control. An… … 26 4.4.2 Delegation of periodic control … 31 4.5.3 Periodic control work carried out … and the effectivene ss of control systems, • monitoring ongoing action plans. Frequency Quarterly Half-yearly ad hoc … Contributing to group risk assessments Major holding disclosures Ethics Reviewing variable pay … |
26 March 2026 | Policy | Position - Recommendation DOC-2012-19 - … organisation of compliance controls, internal controls and periodic inspections. The AMF recalls that the asset … activity. COMPLIANCE, INTERNAL CONTROL, RISK CONTROL AND PERIODIC INSPECTION SYSTEMS Periodic inspection … delegated portfolio must justify their autonomy and the ongoing nature of their activity. b) Specific conditions for … |
26 February 2026 | Spot Inspections | Summary of SPOT inspections on the consideration of sustainability preferences in the client journey This new SPOT summary analyses how sustainability preferences are taken into account by investment services providers. It is fully in line with the AMF's "Impact 2027" strategic orientations, which aim to promote sustainable finance and ensure investor protection. It is also fully in line with the supervisory measures defined at European level by… … of the European Regulation on sustainability‐related disclosures in the financial services sector (SFDR3); - the … the Council of 27 November 2019 on sustainability‐related disclosures in the financial services sector. 4 PAIs are the … available; - changes in the internal control system; - ongoing improvement work. 5 In addition, in order to deepen … |
18 February 2026 | Policy | Instruction DOC-2019-05 - Procedure for the recognition of foreign markets of States that are not parties to the Agreement on the European Economic Area Instruction 2019-05 clarifies the conditions for the recognition of foreign markets. The revised procedure specifies the cases in which a communication is considered to be addressed by a market operator to non-professional investors established or resident in France, as well as the applicable recognition procedure. … and to effective supervision and enforcement on an ongoing basis; (ii) the exchange has clear and transparent … 4/6 (iii) issuers of financial instruments are subject to periodic and ongoing information requirements ensuring a high level of … |
09 February 2026 | Spot Inspections | Summary of SPOT inspections on asset management companies' operational risk management systems As announced in its supervisory priorities for 2025, the Autorité des Marchés Financiers (AMF) has conducted a SPOT (Operational and Thematic Supervision of Practices) inspection campaign of the operational risk management systems implemented within asset management companies (AMCs). … 23 3.6.2. Work carried out by the periodic inspection … AIFM DR (AIFs) and 25 (1) of the MiFID II DR (DM) on the periodic review of the risk management policy by senior … establish, implement and apply procedures to monitor on an ongoing basis the value of the portfolios of AIFs managed, … |
02 February 2026 | Report / study | Study on the use of artificial intelligence by French financial market participants The Autorité des Marchés Financiers (AMF) conducted a study among a panel of French financial market participants to collect detailed information on the uses, benefits, risks, and outlook associated with these technologies. The study is based on questionnaires addressed, on the one hand, to financial entities supervised by the AMF and, on the… … line with technological and regulatory advances, requiring ongoing investment. ◼ Legal liability: firms surveyed agreed … responsible use charters, independent audits, and ongoing staff training. According to the firms surveyed, … the Council of 27 November 2019 on sustainability-related disclosures in the financial services sector, known as the … |
30 January 2026 | Form/Reporting | Crypto-assets services providers (CASP) - Common notification form for the AMF and the ACPR - Forms & declarations The financial entities (credit institution, central securities depository, investment firm, electronic money institution, AIF or UCITS management company, market operator) listed by Article 60 of Regulation (EU) 2023/1114 (the ‘MiCA Regulation’) which notify the Autorité des marchés financiers (hereinafter, the "AMF") or the Autorité de contrôle… … and the details and methodology for the content of disclosures on conflicts of interest. 2. Business continuity … and verification measures, due diligence measures, ongoing and periodic internal controls, detection and reporting of … |
26 January 2026 | Policy | Recommendation DOC-2018-06 - … Listed companies and issuers Periodic & ongoing disclosures Policy … Listed companies and issuers Periodic & ongoing disclosures Policy … Listed companies and issuers Periodic & ongoing disclosures Policy … Periodic & ongoing disclosures … |
22 January 2026 | News | Closing of the 2025 accounts: the AMF flags up points for vigilance and issues recommendations As every year, the AMF is publishing its recommendations to issuers for applying the IFRS in readiness for the closure of the 2025 accounts. These recommendations are intended to provide a framework for preparing the financial statements and to set out the regulator's expectations in terms of financial information. Aligned with ESMA's priorities… … the particularly uncertain global environment. Given the ongoing war in Ukraine, persistent tensions in the Middle … the particularly uncertain global environment. Given the ongoing war in Ukraine, persistent tensions in the Middle … the particularly uncertain global environment. Given the ongoing war in Ukraine, persistent tensions in the Middle … |
