04 October 2023 | In-depth | Sustainable finance Finance must contribute to the transition towards a more sustainable economy. Focus on our approach, our publications, and actions in the field of sustainable finance.… investments - July 2023 In 2021, the The AMF tightens the professional certification requirements for sustainable finance certification in sustainable finance was reinforced for … |
02 October 2023 | Policy | Position - Recommendation DOC-2019-16 DOC-2019-16 sets out the due diligence obligations with regard to clients and their beneficial owners, as provided by Articles L. 561-4-1 and following of the Monetary and Financial Code, taking account of the essential contributions of the 4th directive and 5th directive, and notably the reinforcement of the risk-based approach, the distinction…… relationship. However, the duration of the commercial or professional relationship is a determining factor in … as that of a regular client. As long as the commercial or professional relationship is of a certain duration, the … offering technological solutions for the “verification/certification” of copies of identity documents based, for … |
25 July 2023 | News | The AMF updates its instructions on AMF certification and the sustainable finance module The AMF has decided to update the instructions on the organisation of the AMF and Sustainable Finance examinations, at the suggestion of the Financial Skills Certification Board. The changes will clarify the requirements for organising distance learning examinations and add a Qualiopi certification requirement in addition to the requirement for…… The AMF updates its instructions on AMF certification and the sustainable finance module … The … and 2021-03. These instructions set out the conditions for certification of organisations applying to hold each of the … on AMF certification and the sustainable finance module … Professional certification … Sustainable Finance … |
18 April 2023 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here.… and the AMF examination. … What are the requirements for certification by the AMF of a training organisation to have … organisation to hold the AMF Examination relating to the professional knowledge of market participants List of … companies … AMF Examination: Test of Minimum Knowledge … Professional certification … |
26 July 2022 | Policy | Instruction DOC-2010-09 … Requirements for certification by the AMF of a training organisation to hold the AMF examination relating to the professional knowledge of market participants … Other professionals Professional certification Policy Book 3 Instruction Book 3 … |
15 March 2022 | Policy | Position DOC-2009-29 … des acteurs de marché … Investment services providers Professional certification Policy This page is not available in English. … … niveau de connaissances minimales des acteurs de marché … Professional certification … |
14 October 2021 | News | Certification in sustainable finance: the AMF names the first certified training organisations Acting on a proposal by the Financial Skills Certification Board (HCCP), the AMF has decided to certify four training organisations to organise the new module for verifying the knowledge of professionals in sustainable finance.… Certification in sustainable finance: the AMF names the first … the optional Sustainable Finance module of the AMF professional certification. Pursuant to Articles 321-5, … the AMF names the first certified training organisations … Professional certification … Sustainable Finance … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU to allow French Security Based Swap Dealers (SBSD) to benefit from a substituted compliance regime Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over…… French Act No. 80-538 dated July 16, 1980, and (ii) French professional secrecy law (Articles L511-33 and L531-12 of the … Entity’s obligation to provide an opinion of counsel and certification pursuant to Exchange Act Rule 15Fb2- 4(c)(1) … French Act No. 80-538 dated July 16, 1980, and (ii) French professional secrecy law (Articles L511-33 and L531-12 of the … |
29 July 2021 | Bilateral MoU | SEC-2021- MoU regarding the regime applicable to Security Based Swap Dealers (SBSD) in the U.S Memorandum of understanding between the Securities and Exchange Commission of the United States, the Autorité des marchés financiers of France and the Autorité de contrôle prudentiel et de résolution of France, concerning consultation, cooperation and the exchange of information related to the Supervision and oversight of certain cross-border over…… French Act No. 80-538 dated July 16, 1980, and (ii) French professional secrecy law (Articles L511-33 and L531-12 of the … Entity’s obligation to provide an opinion of counsel and certification pursuant to Exchange Act Rule 15Fb2-4(c)(1) … French Act No. 80-538 dated July 16, 1980, and (ii) French professional secrecy law (Articles L511-33 and L531-12 of the … |
23 June 2021 | Policy | Instruction DOC-2014-02 … in Instruction n° 2011-20 for retail investment funds, professional investment funds and funds of alternative funds, … for real estate collective investment undertakings and professional real estate collective investment undertakings … defined by the chart of accounts and including the certification issued by the statutory auditor; • any material … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02