20 December 2023 | Policy | Position - Recommendation DOC-2020-03 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and…… regulatory documents (key investor information documents, prospectus) and marketing materials. … Textes de référence … … regulatory documents (key investor information documents, prospectus) and marketing materials. … Textes de référence … … sustainability in the financial services sector) and the prospectus refers to the information prospectus (mentioned in … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … with the characteristics of the fund as outlined in the prospectus. Thus, the acquisition of cat bonds, even on an … purposes only come from rate and credit risks but whose prospectus would mention the possibility of exposure to such … with the characteristics of the fund as outlined in the prospectus. Thus, the acquisition of cat bonds, even on an … |
02 November 2023 | Policy | Instruction DOC-2016-02 Instruction DOC-2016-02 describes the organisational conditions that must be fulfilled by a portfolio asset management company managing AIFs wishing to grant loans. It defines the requirements for obtaining authorisation or an extension of authorisation. It also specifies the conditions for reporting to the AMF and the Banque de France for the…… effectively monitor the service provider's activities. The prospectus, articles of incorporation or rules of the AIF … |
02 October 2023 | Policy | Position - Recommendation DOC-2019-16 DOC-2019-16 sets out the due diligence obligations with regard to clients and their beneficial owners, as provided by Articles L. 561-4-1 and following of the Monetary and Financial Code, taking account of the essential contributions of the 4th directive and 5th directive, and notably the reinforcement of the risk-based approach, the distinction…… of a collective investment undertaking, the fund prospectus or equivalent documents identifying the investment … of a collective investment undertaking, the fund prospectus or equivalent documents identifying the investment … |
28 July 2023 | Policy | Instruction DOC-2019-21 … Modalités de dépôt et de publication des prospectus … Listed companies and issuers Periodic & ongoing … and issuers … Modalités de dépôt et de publication des prospectus … Periodic & ongoing disclosures … |
28 July 2023 | Policy | Position - Recommendation DOC-2021-02 … d'enregistrement universels … Listed companies and issuers Prospectus Disclosure Obligations Policy Book 2 Position … d'élaboration des documents d'enregistrement universels … Prospectus … Disclosure Obligations … |
28 July 2023 | Policy | Position - Recommendation DOC-2020-06 … Guide d'élaboration des prospectus et de l'information à fournir en cas d'offre au … … DOC-2020-06 … Policy … Guide d'élaboration des prospectus et de l'information à fournir en cas d'offre au … |
17 July 2023 | Report / study | Readability and comprehension of non-financial information provided for responsible investments - July 2023 The AMF has conducted a study on the legibility of the information annexed to the prospectus of funds promoting environmental and/or social characteristics (known as "Article 8" within the meaning of the SFDR Regulation) or having a sustainable investment objective ("Article 9").… study on the legibility of the information annexed to the prospectus of funds promoting environmental and/or social … study on the legibility of the information annexed to the prospectus of funds promoting environmental and/or social … |
12 June 2023 | News | Employee savings funds: the AMF amends its policy on the simplified integration of liquidity management tools Following on from the measures taken to facilitate the integration of liquidity management tools in collective investment undertakings (CIUs), the Autorité des Marchés Financiers (AMF) has updated its instruction DOC-2011-21 to take account of the specific features of feeder employee savings funds.… and in particular the information to be included in the prospectus in such cases, must be applied (i) from 1 January … : Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment … |
26 May 2023 | Ombudsman’s Blog | All the information communicated by an adviser to a retail investor must be accurate, clear and not misleading Retail investors can ask an authorised investment firm for financial investment advice so as to be guided in their investment decisions, according to their objectives and their investor profile. Unfortunately, the investment information communicated to retail investors may by incorrect. In that case, the retail investor may consider themselves the…… received the Key Information Document (PRIIPs KID), the prospectus, the articles of association of the SCPI and the … |
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