12 June 2023 | News | Employee savings funds: the AMF amends its policy on the simplified integration of liquidity management tools Following on from the measures taken to facilitate the integration of liquidity management tools in collective investment undertakings (CIUs), the Autorité des Marchés Financiers (AMF) has updated its instruction DOC-2011-21 to take account of the specific features of feeder employee savings funds.… and in particular the information to be included in the prospectus in such cases, must be applied (i) from 1 January … : Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment … |
26 May 2023 | Ombudsman’s Blog | All the information communicated by an adviser to a retail investor must be accurate, clear and not misleading Retail investors can ask an authorised investment firm for financial investment advice so as to be guided in their investment decisions, according to their objectives and their investor profile. Unfortunately, the investment information communicated to retail investors may by incorrect. In that case, the retail investor may consider themselves the…… received the Key Information Document (PRIIPs KID), the prospectus, the articles of association of the SCPI and the … |
26 May 2023 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair, The AMF: "a pivotal position at the heart of financial regulation" - General Assembly of the French Association of Corporate Treasurers - 20 April 2023 … We are fully aware of this when we examine a bond prospectus. We have been able to gain your trust in your bond … |
17 February 2023 | AMF news release | The AMF calls on listed companies to improve investor information regarding the risks incurred in the case of dilutive financing transactions With a view to the protection and satisfactory information of investors, the Autorité des Marchés Financiers is reinforcing its policy and recommends that companies which resort to financing via the issuance of equity securities or securities giving access to the capital spread over time should adopt a standard press release and warning regarding…… - Recommandation DOC-2020-06 : Guide d'élaboration des prospectus et de l'information à fournir en cas d'offre au … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-24 … presentation is balanced, though not exhaustive. When the prospectus relating to a foreign UCITS or AIF is not … documents promoting the aforementioned product that the prospectus is not available in French. In accordance with … presentation is balanced, though not exhaustive. When the prospectus relating to a foreign CIS is not translated into … |
16 February 2023 | Policy | Position - Recommendation DOC-2011-05 … … Investment management companies Collective investments Prospectus Policy This guide details how to draft the key investor information document (KIID) and the prospectus (including Regulations / Articles of … draft the key investor information document (KIID) and the prospectus (including Regulations / Articles of … |
16 February 2023 | Policy | Position DOC-2012-15 … 2012, amended on 1 December 2015 2/2 investment (KIID or prospectus, as applicable), periodic reports and promotional … |
16 February 2023 | Policy | Position DOC-2008-14 … of the AMF General Regulation stipulate that the CIS prospectus “shall include the information necessary for … type of financial instrument have to be described in its prospectus. 1 As explained in Articles D 214-0 et seq. of the … limits to funds) that may feature in the master CIS prospectus. 1.2. The best execution principle In accordance … |
16 February 2023 | Policy | Position DOC-2006-18 … fund”. 2 Centralisation date as specified in the fund's prospectus - see AMF Instruction 2011-20. 3 The settlement … the valuation practices of certain underlying assets. The prospectus of retail investment funds or funds of alternative … wording of the subscription-redemption procedures in the prospectus and, where applicable, the key investor … |
12 February 2023 |
| Article 411-20 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 2 - General rules > Sub-section 1 - Subscription and redemption rules… out in kind under the conditions set out in the UCIT's prospectus. … … out in kind under the conditions set out in the UCIT's prospectus. … Book IV - Collective investment products … … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02