21 November 2022 |
| Article 423-9-1 Book IV - Collective investment products > Title II - AIFS > Chapter III - Funds open to professional investors > Section 1 - Authorised funds > Sub-section 1 - Professional investment funds > Paragraph 1 - Subscription, purchase and redemption rules… public, by any means under the conditions set out in the prospectus and, at least, on its website. … … public, by any means under the conditions set out in the prospectus and, at least, on its website. … … |
21 November 2022 |
| Article 425-26 Book IV - Collective investment products > Title II - AIFS > Chapter V - Financing vehicles > Section 3 - Provisions specific to specialised finance vehicles… L. 214-190-1 of the Monetary and Financial Code, the prospectus of the specialised finance vehicle may include … the public of the introduction of such mechanisms in the prospectus of the specialised finance vehicle. For … L. 214-190-1 of the Monetary and Financial Code, the prospectus of the specialised finance vehicle may include … |
21 November 2022 |
| Article 411-20-1 Book IV - Collective investment products > Title I - Undertakings for Collective Investment in Transferable Securities (UCITS) > Chapter unique - Undertakings for collective investment in transferable securities (UCITS) > Section 2 - General rules > Sub-section 1 - Subscription and redemption rules… public, by any means under the conditions set forth in the prospectus and at a minimum, on the asset management … public, by any means under the conditions set forth in the prospectus and at a minimum, on the asset management … |
21 November 2022 |
| Article 422-21-1 Book IV - Collective investment products > Title II - AIFS > Chapter II - Funds open to retail investors > Section 1 - Retail investment funds > Sub-section 2 - General rules > Paragraph 1 - Subscription and redemption rules… the public, by any means under the conditions set in the prospectus and, at a minimum, on the asset management … the public, by any means under the conditions set in the prospectus and, at a minimum, on the asset management … |
12 October 2022 | News | The AMF updates its policy on management fees for collective investment undertakings (CIUs) The AMF is modernising the rules on the presentation, content and charging of administrative fees external to the management companies of UCITS and some AIFs.… to the CIU management company could be presented in the prospectus in two ways: either as a flat management fee … companies must specify all the fees in question in their prospectus. With regard to "operating fees and other … cases not exceeding the maximum rate provided for in the prospectus. To allow management companies to adapt the … |
07 October 2022 | News | The AMF updates its doctrine to facilitate the adoption of liquidity management tools Further to the public consultation held in February 2022 on enhanced requirements for liquidity management tools, the AMF has published an update to its policy to clarify its requirements for the operation of these tools in collective investment undertakings (CIUs).… - Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for French and foreign … - Authorisation procedures, preparation of a KIID and a prospectus and periodic reporting for retail investment … - Authorisation procedures, preparation of a KIID and a prospectus, and reporting for employee investment … |
01 August 2022 |
| Article 321-35 Book III - Service providers > Title I ter - Asset management companies of UCITS > Chapter III - Organisational rules > Section 3 - Responsibilities of senior management and supervisory bodies… the general investment policy set forth in the SICAV's prospectus, rules or articles of association, as the case may … the general investment policy set forth in the SICAV's prospectus, rules or articles of association, as the case may … |
26 July 2022 | Policy | Instruction DOC-2010-09 … and the European Securities and Markets Authority 5.2 2 C Prospectus and information documents ("KIID"); The UCITS KIID … and primary auction; Issuer (issuance regulations, prospectus, information that must be given to investors, … |
25 July 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a depositary for breaches of its professional obligations In its decision of 20 July 2022, the Enforcement Committee imposed a fine of €500,000 and a warning to RBC Investor Services Bank France SA (“RBC ISBF”) for failing to exercise proper depositary control and for irregular and deficient monitoring of certain cash flows.… provisions, the rules and constituent documents, or the prospectus of the AIF. Based on an extraction of several … |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas.… after 12 April), without the need to mention this in the prospectus of the UCI. For UCIs whose investment universe is … It should be noted that such a change in the prospectus does not require AMF approval or special … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02