30 October 2019 | News | Provision of investment services: update of the policy The AMF has updated its policy on the provision of investment services. The objective is to update the references found in the policy documents and make the adjustments required by the update of the legislative and regulatory provisions following the transposition of MiFID II and the separation of the legal system applicable to asset management…… adjustments required by the update of the legislative and regulatory provisions following the transposition of MiFID II … adjustments required by the update of the legislative and regulatory provisions following the transposition of MiFID II … of the policy … Individual investment mandate … Regulatory developments … |
22 October 2019 | News | Clarifications concerning the information to be provided to investors in collective investment undertakings referring to a benchmark index On 29 March 2019 ESMA published an update of its questions and answers (Q&A) relating to the application of the UCITS Directive. This update concerns, in particular, the information to be indicated in the Key Investor Information Documents (KIIDs) of UCITS regarding how closely the UCITS track their benchmark index. The AMF takes stock of this…… non-misleading, these UCITS should not indicate in their regulatory documentation that the selection and weighting of … undertakings referring to a benchmark index … UCIT … Regulatory developments … |
03 October 2019 | Public statements | Speech by Robert Ophèle, AMF Chairman - AFME European Compliance and Legal Forum - « Ai, Blockchain & Cryptoassets - Disruptive technology shaping the future of regulation & compliance » - 3 October 2019 in Paris Check against delivery… or another animal. It will also determine the appropriate regulatory framework with regard to liquidity management, … necessity for Financial Authorities to rapidly adapt their regulatory stance to these possibly disruptive technologies … in order to make them more agile and able to support these developments while not sacrificing the protection of our … |
07 August 2019 | AMF news release | Prospectus Regulation: the AMF is conducting a consultation until 30 September 2019 on changes to its doctrine The European Prospectus Regulation and its delegated regulations came into force on 21 July 2019. Consequently, the Autorité des Marchés Financiers (AMF) is launching a consultation through to 30 September 2019 on the draft modification of its doctrine on the subject and a new recommendation on the financial disclosure of companies via the written…… September 2019 on changes to its doctrine … Prospectus … Regulatory developments … |
29 July 2019 | News | Creation of an AMF Climate and Sustainable Finance Commission The AMF's Climate and Sustainable Finance Commission, whose creation was announced on 2 July 2019, will bring together stakeholders on the subject of sustainable finance. Its role will be to assist the Authority in carrying out its regulatory and supervisory missions on issues related to sustainable finance. It will work closely with the Autorité…… also necessary to swiftly prepare for and anticipate the regulatory changes foreseen by the European Commission's … commitments and on ways to develop the tools and regulatory framework to promote the development of … technical expertise and insight into market and practice developments (including climate and other ESG risk management … |
06 June 2019 | Public statements | Speech by Robert Ophèle, AMF Chairman - FIA's International Derivatives Expo Conference - 'Shaping EU27 capital markets to meet tomorrow's challenges' - London - 4 June 2019 … are however emerging: limits related to the abundance of regulatory details, which, instead of protecting against … first elaborate on our need, in the EU, to improve our regulatory process and our ability to work together; then I … and the ability to evolve in response to market developments. In order to achieve what is needed: First, to … |
06 June 2019 | Policy | Instruction DOC-2019-06 This instruction is adopted pursuant to the provisions of Articles 711-1 to 715-2 of the AMF General Regulation relating to initial coin offerings. It defines, in particular, the procedures for examination of the information document, describes its content in detail and specifies the conditions applicable to marketing material.… initial coin offering … Fintech Public offer Crypto-assets Regulatory developments Policy This instruction is adopted pursuant to … described in the information document. In addition, the regulatory framework applicable to the offering and to the … |
15 May 2019 | Public statements | Speech by Robert Ophèle, AMF Chairman - Presentation of the AMF 2018 annual report - Tuesday 7 May 2019 … groups" may be established in light of specific market developments, but only when requested by at least five Board … investments in Europe now totalling some €16 trillion. The regulatory landscape has become particularly complex with a … |
14 May 2019 | Bilateral MoU | ISA - 2019 - Fintech MOU 2019 - MOU regarding cooperation for innovation in the financial sector between the Autorité des marchés financiers (AMF) and the Israel Securities Authority (ISA)… Authority; and 10. “Regulations” means any regulation or regulatory requirement applicable in the jurisdiction of an … startups and projects holders and help them navigate the regulatory system, providing them advice in their … big data and robo-advisors; blockchain-related developments; and crypto assets); c) Material changes to the … |
01 April 2019 | Bilateral MoU | CSRC - 2019 - MoU regarding cooperation on innovation in the financial sector 2019 - MoU regarding cooperation on innovation in the financial sector between the Autorité des marchés financiers (AMF) and the China Securities Regulatory Commission (CSRC)… des marchés financiers (AMF) and the China Securities Regulatory Commission (CSRC) Chine … utorite-des-marches-financiers-amf-and-the-china-securities-regulatory-commission-csrc.pdf (126.72 Ko) CSRC - 2019 - MoU … big data and robo-advisors, blockchain-related developments and crypto assets; c) Emerging market trends and … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02