19 September 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines Sogenial Immobilier and its chairman a total of €180,000 In its decision of 12 September 2024, the Enforcement Committee fined Sogenial Immobilier, an asset management company, and its chairman, Jean-Marie Souclier, €150,000 and €30,000 respectively for breaches of their professional obligations. … (0)1 5345 6028 … Read more … Décision de la Commission des sanctions du 12 septembre 2024 à l'égard de la société … Sogenial Immobilier and its chairman a total of €180,000 … Sanctions & settlements … professional obligations … |
30 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines Biosynex, its CEO and several of its directors a total of €930,000 In its decision of 25 July 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Biosynex, and four of its directors and their holding companies for breaches relating to Biosynex's financial communications, insider trading and breaches of reporting obligations. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-08: Décision de la Commission des sanctions du 25 juillet 2024 à l'égard des sociétés Biosynex, … several of its directors a total of €930,000 … Sanctions & settlements … Disclosure Obligations … |
25 July 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines an issuer and two of its former directors at the time of the facts for market manipulation by disseminating false or misleading information. It also fined one of the directors for insider trading breaches In its decision of 19 July 2024, the Commission imposed a fine of €150,000 on Parrot for a breach due to market manipulation by disseminating false or misleading information. It found that this breach was attributable to Mr Henri Seydoux and Mr Gilles Labossière and imposed a fine of €60,000 on Mr Henri Seydoux and a fine of €210,000 on Mr Gilles… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-07: Décision de la Commission des sanctions du 19 juillet 2024 à l'égard de la société Parrot … the directors for insider trading breaches … Sanctions & settlements … Disclosure Obligations … |
17 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 11 July 2024, the Enforcement Committee issued a warning to Inter Gestion REIM and its directors, Gilbert Rodriguez and Jean-François Talon. It also imposed a fine of €300,000 on Inter Gestion REIM, €50,000 on Mr Rodriguez and €15,000 on Mr Talon. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-06 : Décision de la Commission des sanctions du 11 juillet 2024 à l'égard de la société Inter … breaches of their professional obligations … Sanctions & settlements … professional obligations … |
24 June 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breaches of their professional obligations In its decision of 12 June 2024, the Enforcement Committee reprimanded each of the respondents, Activ Finance Conseils and its director at the time of the events, Céline Géhin. It also imposed a fine of €10,000 on Activ Finance Conseils. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-05 : Décision de la Commission des sanctions du 12 juin 2024 à l'égard de la société Activ … breaches of their professional obligations … Sanctions & settlements … professional obligations … |
22 May 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines one individual and clears two others for insider dealing breaches In its decision of 15 May 2024, the Enforcement Committee imposed a fine of €120,000 on Mr Clément Miserez for using inside information. However, it cleared two other individuals accused of having transmitted or used the same inside information. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-04 : Décision de la Commission des sanctions du 15 mai 2024 à l'égard de MM. A, Clément Miserez … two others for insider dealing breaches … Sanctions & settlements … |
20 March 2024 | Enforcement Committee news releases | Valérie Michel-Amsellem becomes Chair of the AMF Enforcement Committee A judge sitting on the Commercial, Economic and Financial Division of the Court of Cassation and a member of the AMF Enforcement Committee since September 2021, Valérie Michel-Amsellem succeeded Jean Gaeremynck at the end of his term of office. Jean-Claude Hassan will chair the second section of the Committee. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … Chair of the AMF Enforcement Committee … Appointment … Sanctions & settlements … |
05 March 2024 | Article | Enforcement Committee The Enforcement Committee, which is made up of judges and professionals, has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene laws and regulations that fall within the jurisdiction of the AMF. It also ratifies settlement agreements and takes part in providing information to… … rules and explain the reasoning, content and purpose of sanctions. Thus informed, professionals are in a better … Avis relatif à la composition de la commission des sanctions de l'Autorité des marchés financiers (publié au JO … … Enforcement Committee … AMF activity … Sanctions & settlements … Institutional … |
27 February 2024 | Enforcement Committee news releases | Appointements to the AMF Enforcement Committee By an order of the Minister for the Economy, Finance and Industrial and Digital Sovereignty dated 13 February 2024, published on 20 February 2024 and by decision of the other competent authorities, the Enforcement Committee of the Autorité des Marchés Financiers (AMF) has been partially renewed. The Committee welcomes 4 new members. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … février 2024 relatif à la composition de la Commission des sanctions de l'Autorité des marchés financiers (in French … the AMF Enforcement Committee … Appointment … Sanctions & settlements … |
02 February 2024 | Enforcement Committee news releases | The AMF Enforcement Committee clears twelve individuals for insider dealing breaches In its decision of 31 January 2024, the Enforcement Committee clears Sergio Val Allue, Francisco Javier Val Aznar, Amir Manuel Chabbar Boudet, Sami Alfredo Chabbar Boudet, Maruan Chabbar Youd, Joaquin Aladren Bueno, Miguel Angel Eusebio Fustero, Francisco Jose Blasco Nonnay, Raul Mora Lopez, Angel Manuel Velazquez Ripoll, Jorge Valls Campos and… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-03 : Décision de la Commission des sanctions du 31 janvier 2024 (In French only) In its decision … individuals for insider dealing breaches … Sanctions & settlements … |
