20 March 2025 | Enforcement Committee news releases | The AMF Enforcement Committee clears three individuals and one legal entity for insider dealing breaches In its decision of 12 March 2025, the Enforcement Committee cleared Denys Sournac, Stéphane Reynouard, Patrick Orliange and SR Capital for insider dealing breaches. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2025-03 - Décision de la commission des sanctions du 12 mars 2025 à l'égard de la société SR Capital … legal entity for insider dealing breaches … Sanctions & settlements … |
10 February 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines three individuals a total of €590,000 for price manipulation In its decision of 3 February 2025, the Enforcement Committee imposed fines of €500,000 on Frédéric Marty, €60,000 on Adriana Marglewska and €30,000 on Olivier Blin for price manipulation. … … Read more … SAN-2025-02 - Décision de la commission des sanctions du 3 février 2025 à l'égard de Madame Adriana … individuals a total of €590,000 for price manipulation … Sanctions & settlements … |
23 January 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines Pharnext and its former directors a total of €800,000 In its decision of 20 January 2025, the Enforcement Committee imposed a fine of €500,000 on Pharnext, and fines of €200,000 and €100,000 on its former directors, Daniel Cohen and David Horn Solomon, for having failed to disclose inside information as soon as possible, and for having disseminated false or misleading information. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2025-01: Décision de la Commission des sanctions du 20 janvier 2025 à l'égard de la société Pharnext … and its former directors a total of €800,000 … Sanctions & settlements … professional obligations … |
13 January 2025 | Enforcement Committee news releases | The AMF Enforcement Committee fines a US investment fund and its director a total of €10 million for price manipulation during an initial public offering on the Nasdaq Please note that the French version of this press release was published on 16 December 2024.In its decision of 13 December 2024, the Enforcement Committee imposed a fine of €7 million on EcoR1 for price manipulation and breaches of its reporting obligations. A fine of €3 million was also imposed on EcoR1 director Oleg Nodelman. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-12: Décision de la Commission des sanctions du 13 décembre 2024 à l'égard de la société ECOR1 … an initial public offering on the Nasdaq … Sanctions & settlements … MAR … |
17 December 2024 | Enforcement Committee news releases | The AMF Enforcement Committee imposes fines totalling €4,150,000 on four legal entities and three natural persons for disseminating false or misleading information, and price manipulation In its decision of 11 December 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Auplata and Didier Tamagno, its former CEO, as well as on RSM Paris and Stéphane Marie, the statutory auditors who certified Auplata's financial statements, for market manipulation by disseminating false or misleading information. It… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-11: Décision de la Commission des sanctions du 11 décembre 2024 (In French only) In its … information, and price manipulation … Sanctions & settlements … Disclosure Obligations … |
08 November 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor, two asset management companies and their directors, and a credit institution a total of €5,670,000 In its decision of 4 November 2024, the Enforcement Committee imposed fines of between €30,000 and €2,000,000 and disciplinary sanctions on Smart Tréso Conseil and its directors Jean-Yves Bajon and Romain Bertrand, Entrepreneur Invest and its director Frédéric Zablocki, Eurotitrisation and its directors Julien Leleu and Edith Lusson, and CACEIS… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-10 - Décision de la Commission des sanctions du 4 novembre 2024 (In French only) In its decision … a credit institution a total of €5,670,000 … Sanctions & settlements … professional obligations … |
19 September 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines Sogenial Immobilier and its chairman a total of €180,000 In its decision of 12 September 2024, the Enforcement Committee fined Sogenial Immobilier, an asset management company, and its chairman, Jean-Marie Souclier, €150,000 and €30,000 respectively for breaches of their professional obligations. … 53 45 60 28 … Read more … Décision de la Commission des sanctions du 12 septembre 2024 à l'égard de la société … Sogenial Immobilier and its chairman a total of €180,000 … Sanctions & settlements … professional obligations … |
30 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines Biosynex, its CEO and several of its directors a total of €930,000 In its decision of 25 July 2024, the Enforcement Committee imposed fines of between €50,000 and €300,000 on Biosynex, and four of its directors and their holding companies for breaches relating to Biosynex's financial communications, insider trading and breaches of reporting obligations. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-08: Décision de la Commission des sanctions du 25 juillet 2024 à l'égard des sociétés Biosynex, … several of its directors a total of €930,000 … Sanctions & settlements … Disclosure Obligations … |
25 July 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines an issuer and two of its former directors at the time of the facts for market manipulation by disseminating false or misleading information. It also fined one of the directors for insider trading breaches In its decision of 19 July 2024, the Commission imposed a fine of €150,000 on Parrot for a breach due to market manipulation by disseminating false or misleading information. It found that this breach was attributable to Mr Henri Seydoux and Mr Gilles Labossière and imposed a fine of €60,000 on Mr Henri Seydoux and a fine of €210,000 on Mr Gilles… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-07: Décision de la Commission des sanctions du 19 juillet 2024 à l'égard de la société Parrot … the directors for insider trading breaches … Sanctions & settlements … Disclosure Obligations … |
17 July 2024 | Enforcement Committee news releases | AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations In its decision of 11 July 2024, the Enforcement Committee issued a warning to Inter Gestion REIM and its directors, Gilbert Rodriguez and Jean-François Talon. It also imposed a fine of €300,000 on Inter Gestion REIM, €50,000 on Mr Rodriguez and €15,000 on Mr Talon. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2024-06 : Décision de la Commission des sanctions du 11 juillet 2024 à l'égard de la société Inter … breaches of their professional obligations … Sanctions & settlements … professional obligations … |
