05 May 2021 | Enforcement Committee news releases | The AMF's Enforcement Committee fines an asset management company specialising in real estate for breaches of its professional obligations In its decision of 29 April 2021, the Enforcement Committee imposed a financial penalty of €600,000 on Corum Asset Management. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … real estate for breaches of its professional obligations … Sanctions & settlements … |
03 May 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines two individuals and three legal entities for insider trading breaches, failure to fulfil their reporting obligations and for trading during a closed period In its decision of 28 April 2021, the Committee imposed fines from €100,000 to €10 million, totalling over €18 million, on French and foreign players in the wine and spirits sector. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2021-06 - Décision de la Commission des sanctions du 28 avril 2021 à l'égard des sociétés Diana … and for trading during a closed period … Sanctions & settlements … |
26 April 2021 | Enforcement Committee news releases | The AMF's Enforcement Committee fines an asset management company and the Chairman of its management board for breaches of their professional obligations In its decision of 16 April 2021, the Enforcement Committee imposed on each of the implicated parties, the asset management company Gestys SA and the chairman of its management board Jean-Laurent Bruel, a fine of €50,000 and a reprimand. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2021-05 - Décision de la Commission des sanctions du 16 avril 2021 à l'égard de la société Gestys SA … breaches of their professional obligations … Sanctions & settlements … |
16 April 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines a management company and its directors for breaches of their professional obligations In its decision of 12 April 2021, the Enforcement Committee issued a reprimand to Efigest Conseil. It also imposed a €50,000 fine and a reprimand on Jean-Noël Vignon and a €30,000 fine and a warning on Sylvain Bruley, the company's directors at the time of the events. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … directors for breaches of their professional obligations … Sanctions & settlements … |
15 April 2021 | AMF news release | The AMF identifies five areas requiring in-depth review to enable financial markets to finance economic recovery On the occasion of the publication of its annual report, AMF Chairman Robert Ophèle highlights the regulator’s strong engagement throughout the coronavirus epidemic and the lessons to be learnt from this period, as well as the unprecedented situations experienced in 2020, to enable financial markets to contribute fully to the financing of the… … cooperation, 8 led notifications of grievances … Settlements and sanctions … 13 settlements approved by the Enforcement … ordered for a total of EUR 29.65 million 12 disciplinary sanctions ordered (2 warnings, 3 reprimands, 7 temporary bans … |
25 March 2021 | Enforcement Committee news releases | The AMF Enforcement Committee warns a financial investment advisor for breaches of its professional obligations In its decision of 18 March 2021, the Enforcement Committee issued a warning to La Financière de Diane. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … advisor for breaches of its professional obligations … Sanctions & settlements … |
08 March 2021 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 1 March 2021, the Enforcement Committee issued a warning to Traditia and its manager, Philippe Le Gouz de Saint Seine, and also imposed a fine of €50,000 on the latter. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … manager for breaches of their professional obligations … Sanctions & settlements … |
05 March 2021 | Enforcement Committee news releases | The AMF Enforcement Committee clears the majority shareholder of a listed company, under investigation for price manipulation In its decision of 26 February 2021, the Enforcement Committee cleared a company, which was a majority shareholder of a company listed on Euronext Paris at the time of the events, and which was accused of having placed orders that were likely to give false or misleading information about the supply, demand or price of the security concerned, and… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … company, under investigation for price manipulation … Sanctions & settlements … |
28 December 2020 | Enforcement Committee news releases | The AMF Enforcement Committee fines a management company and its chairman for breaches of their professional obligations In its decision of 18 December 2020, the Enforcement Committee issued a warning to a management company in compulsory liquidation and its chairman for breaching several of their professional obligations. … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … … Read more … SAN-2020-14 - Décision de la Commission des sanctions du 18 décembre 2020 à l'égard de la société Skylar … breaches of their professional obligations … Sanctions & settlements … |
23 December 2020 | Enforcement Committee news releases | The AMF Enforcement Committee fines a financial investment advisor and its manager for breaches of their professional obligations In its decision of 18 December 2020, the Enforcement Committee issued a reprimand and imposed a fine of €10,000 on Digne Conseils & Gestion and its manager at the time of the facts for having marketed four products that were not authorised in France and for failing to provide mandatory information to its clients in the context of the marketing… … has total freedom to make decisions. It can impose sanctions on any person or company whose practices contravene … manager for breaches of their professional obligations … Sanctions & settlements … |