28 March 2024 | Policy | Instruction DOC-2011-20 … as a letter or a document enclosed with a statement of account). Unless agreed otherwise by the AMF, this … Article 30-5 – “Euro-denominated bonds and other debt securities” AIF The AIF is exposed to fixed-income securities denominated in euros at all times. Exposure to … |
28 March 2024 | Policy | Instruction DOC-2012-06 … task and nature of the activities. It should take into account, where applicable, the specific features of umbrella … liabilities, including the following items: a) Financial securities; b) Bank balances; c) Other assets held by the … in circulation; 3 Net book value per unit or share; 4 Securities portfolio; 5 Statement of changes in the … |
28 March 2024 | Policy | Instruction DOC-2011-19 … as a letter or a document enclosed with a statement of account. This notification must comply with the standard … fixed-income” UCITS The UCITS is exposed to fixed-income securities denominated in euros at all times. Exposure to equities is less than 10% of net assets. Exposure to securities not denominated in euros and exposure to exchange … |
28 March 2024 | Policy | Instruction DOC-2011-21 … task and nature of the activities. It should take into account, where applicable, the specific features of umbrella … net assets in terms of exposure Case of FCPEs invested in securities not admitted to trading on a regulated market: if … net assets in terms of exposure Case of FCPEs invested in securities not admitted to trading on a regulated market: if … |
28 March 2024 | Policy | Instruction DOC-2011-22 … task and nature of the activities. It should take into account, where applicable, the specific features of umbrella … assets, with due consideration for the nature of the securities held and the maturity of the investments made. • … UCITS and AIFs, “guaranteed” UCITS and AIFs, and debt securities with similar characteristics issued by dedicated … |
28 March 2024 | Policy | Position - Recommendation DOC-2012-11 … of preparing for the sale of portfolio assets, taking account of their nature and characteristics, while respecting … units, shares, bonds, convertible bonds or profit-sharing securities as well as a current-account advance to companies … or entities described in § (b) of Article L. 214-36 whose securities or rights appear in their balance sheet” or “b) to … |
28 March 2024 | Policy | Instruction DOC-2011-23 … by type of operation. Where applicable, it must take into account the distinctive characteristics of real estate … and AIF, “guaranteed” UCITS and AIF, and structured debt securities issued by special-purpose vehicles and marketed to … UCITS and AIFs, “guaranteed” UCITS and AIFs, and debt securities with similar characteristics issued by dedicated … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … 15 5.1. Taking into account all financial instruments when calculating exposure … on the legal characterisation (equities, bonds) of the securities acquired. For instance, an asset management … markets, it is necessary that the derivatives and securities with embedded derivatives in the fund’s portfolio … |
28 March 2024 | Policy | Position - Recommendation DOC-2012-10 … only 2/27 2. Employee investment undertakings invested in securities OF THE company THAT ARE not admitted for trading … 12 2.1.3. Can the absence of one-third of liquid securities in the fund's assets be grounds for suspending … value of the employee investment undertaking, taking into account said appraised value of the company, and this for … |
28 March 2024 | Policy | Instruction DOC-2008-03 … company investment funds (FCPEs) in listed or unlisted securities, venture capital funds (FCPRs), professional … regulated market, financial contracts or financial securities embedding complex financial contracts. This … acquirer are not shown in the figures but are taken into account in the examples. First example In figure 1, after the … |
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