Print from the website of the AMF
Merci de désactiver le bloqueurs de pub pour visualiser cette vidéo.
Titre clair et concis du tableau04 August 2022 | Policy | Position DOC-2018-05 AMF Position DOC-2018-05 includes the ESMA guidelines for stress test scenarios on money market funds. that it complied with the European Securities and Markets Authority guidelines on stress test scenarios under |
13 July 2022 | AMF news release | Publication of the SPOT inspection campaign summary on market abuse prevention systems in asset management companies The purpose of these SPOT investigations was to analyse the systems for preventing, monitoring, detecting and reporting of market abuse among five asset management companies (AMCs). The work carried out by the inspection task force did not identify any particularly serious breaches. Nevertheless, the AMF calls on AMCs to improve their market abuse… of list which include securities under surveillance, restricted securities and insiders within the AMC |
14 June 2022 | Ombudsman’s Blog | Inheritance: an abnormally long execution time may sometimes prove profitable As mentioned in a previous case in March 2020, when the holder of a personal equity savings plan (PEA) account dies, the institution must close the deceased person's PEA plan immediately and transfer the securities that were held in it to a succession securities account, pending instructions from the heirs. The heirs may choose to hold onto the… in it to a succession securities account, pending instructions from the heirs. The heirs may choose to hold onto |
02 June 2022 | Public statements | Keynote speech by Robert Ophèle, AMF Chairman - WFC2022 Conference organized by ECSDA: "Contribution of Central Securities Depositories to local and global economies" - 30th May 2022 : "Contribution of Central Securities Depositories to local and global economies" - 30th May 2022 |
31 May 2022 | Policy | Position DOC-2020-07 ? ................................................................................................................... 8 4.2. What are the substantial criteria that the AMF takes into account for the license of digital |
23 May 2022 | AMF news release | The AMF publishes a summary of its findings regarding the costs and fees of UCITS marketed to retail investors As part of a European supervision exercise, the AMF examined the practices of asset managers concerning the definition and monitoring of the costs and fees related to UCITS management. The AMF announces changes to its General Regulation and its policy on turnover fees and fund marketing. Each year, the European Securities and Markets Authority (ESMA) sets up two strategic priorities |
06 May 2022 | Ombudsman’s Blog | Personal equity savings plans: unlisted securities of a company in court-ordered liquidation may be withdrawn from the plan without entailing its closure As I stated in my last annual report, the leading reason for case referral in 2021 were disputes concerning transfers of personal equity savings plans (PEA). Although the duration of the process may often be extended for various reasons, the delay observed in the case I am presenting to you this month could have been avoided simply by applying an… the new account keeper did not accept the line of unlisted securities, which had become worthless |
05 May 2022 | News | War in Ukraine: the AMF alerts asset management companies In the wake of the current situation in Ukraine and the various economic sanctions imposed by the European Union among others, the AMF calls on asset management companies to be vigilant in several areas. to affect the activity of asset management companies include: a prohibition to sell transferable securities |
27 April 2022 | Ombudsman’s Blog | A stop loss order does not give investors control over the execution price Investors should be fully aware of the characteristics of the orders they choose. Choosing orders without clearly understanding the difference will lead to frustration, especially with stop loss orders, which are executed without a price limit. In the "stop" order category, it is only with "stop limit" orders that investors can control the price… his complaint, the institution's securities department sent him a rebuttal letter, first, summarising |
26 April 2022 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here. who is directly responsible for custody account keeping, settlement, depositary functions, securities |
