17 March 2010 | Bilateral MoU | Dubai - DFSA - 2010 - MoU in relation to assistance and mutual cooperation Dubai - DFSA - 2010 - MoU in relation to assistance and mutual cooperationDubai - DFSA - 2010 - MoU in relation to assistance and mutual cooperation |
01 January 2010 | General regulation | General regulation of the AMF into force from 01/01/2010 to 28/08/2010 … directly manage units or shares in UCITS as well as debt securities issued or guaranteed by the State. They may also … function or executive office in a company whose financial securities are admitted to trading on a regulated market or a … Committee must refrain from trading for their own account in financial instruments issued by that person until … |
08 December 2009 | Bilateral MoU | FFMS - 2009 - MoU on assistance and mutual co-operation FFMS - 2009 - MoU on assistance and mutual co-operationFFMS - 2009 - MoU on assistance and mutual co-operation |
29 October 2009 | Bilateral MoU | FINRA - 2009 - MoU on cooperation and exchange of information FINRA - 2009 - MoU on cooperation and exchange of informationFINRA - 2009 - MoU on cooperation and exchange of information |
01 October 2009 |
| Article 232-2 Book II - Issuers and financial disclosure > Title III - Takeover bids > Chapter II - Standard procedure > Section 1 - General provisions… concerned announces the conditions and deadlines for account-keeping institutions to deposit securities tendered to the offer and for delivery and settlement in securities or cash, as well as the date on which the outcome … |
08 September 2009 | Policy | Instruction DOC-2009-07 … to the AMF for allowing an institution to open an account with the CSD or take part in the securities settlement system … Post-trade Infrastructures … On the file to be submitted to the AMF by a central securities depository or a securities settlement system … |
05 August 2009 | General regulation | General regulation of the AMF into force from 05/08/2009 to 30/09/2009 … directly manage units or shares in UCITS as well as debt securities issued or guaranteed by the State. They may also … function or executive office in a company whose financial securities are admitted to trading on a regulated market or a … Committee must refrain from trading for their own account in financial instruments issued by that person until … |
20 May 2009 | Policy | Position - Recommendation DOC-2009-27 … Directive provides that listed issuers of equity or debt securities publish financial statements covering the first … and Financial Code provides that issuers whose equity securities or debt securities are admitted to trading on a … and funding, usually presented in the profit and loss account. 5 Reiterated in Annex 2 of this document. AMF … End of applicability on 26 October 2016 |
07 April 2009 | Bilateral MoU | ESCA - 2009 - MoU of Assistance and mutual cooperation 2009 - Memorandum of Understanding of assistance and mutual cooperation between the Autorité des marchés financiers (AMF) and the Emirates Securities and Commodities Authority (ESCA)… the Autorité des marchés financiers (AMF) and the Emirates Securities and Commodities Authority (ESCA) Émirats arabes … en-the-autorite-des-marches-financiers-amf-and-the-emirates-securities-and-commodities-authority-esca.pdf (858.28 Ko) … owner and controller, and for each transaction, the account holder; the amount purchased or sold; the time of the … |
19 March 2009 | General regulation | General regulation of the AMF into force from 19/03/2009 to 31/03/2009 … reference to the financial instruments of persons issuing securities to the public. Article 111-2 When a member of the … members holding financial instruments of persons issuing securities to the public must entrust them to an investment … Committee must refrain from trading for their own account in financial instruments issued by that person until … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02