28 March 2024 | Policy | Instruction DOC-2011-20 … is not available in English Book 4 Instruction Procédures d'agrément, établissement d'un DICI et d'un prospectus et information périodique des fonds d'investissement à vocation générale, fonds de fonds … AIF in France under the principle of freedom to provide services or the freedom of establishment. Where reference is … |
28 March 2024 | Policy | Instruction DOC-2011-19 … c) Change in charges or the means of collecting charges; d) Tax rules; e) Institution designated to centralise … Article 314-10 of the AMF General Regulation, “Investment services providers shall ensure that all information that … and subsequent shareholders hereby incorporate a Société d'Investissement à Capital Variable (SICAV) governed by the … |
20 February 2024 | Article | Consultative Commissions Comprising financial market participants, experts in management or market operation, representatives from professional associations or investor advocacy groups, the five AMF Consultative Commissions help inform the Board’s decisions on changes to regulations or AMF policy.… Chair Catherine Bergeal, Vice-Chair Delphine d'Amarzit (Euronext Paris) David Angel (Virtu Financial) … (ArcelorMittal) Haroun Boucheta (BNP Paribas Securities Services) Pierre Colladon (Société Générale Securities … (Fédération des investisseurs individuels et des clubs d'investissement) Corinne Lamoussière (Institut national de la … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … 16 1.6. Other activities and services … French UCITS; b. French AIF; c. UCITS under foreign law; d. AIF under foreign law; e. other collective investments. … et de responsable de la conformité pour les services d'investissement " (Exam for awarding RCCI professional … |
22 December 2022 | AMF news release | The AMF renews its consultative commissions and the Climate and Sustainable Finance Commission Following a call for candidates, the AMF has announced the new composition of its consultative commissions on Markets and Exchanges, Disclosures and Corporate Finance, Clearing, Custody and Securities Settlement, Asset Management and Institutional Investors and Retail Investors. The composition of the Climate and Sustainable Finance Commission …… Renewed members: David Angel, Virtu Financial Delphine d’Amarzit, Euronext Paris Stéphane Giordano, Société Générale … BNP Paribas Haroun Boucheta, BNP Paribas Securities Services Pierre Colladon, Société Générale Securities … Fédération des investisseurs individuels et des clubs d'investissement Jean-Yves Mano, CLCV (Consommation Logement … |
11 February 2019 | Policy | Instruction DOC-2007-01 … interne ou de responsable de la conformité pour les services d'investissement et des collaborateurs d'une entreprise de … |
03 January 2018 |
| Article 321-99 Book III - Service providers > Title I ter - Asset management companies of UCITS > Chapter IV - Conduct of business rules > Section 1 - General provisions > Sub-section 1 - Approval of codes of conduct… Française des Etablissements de Crédit et des Entreprises d'Investissement (AFECEI), the AMF considers that some or all … of such code should be recommended to investment services providers, the AMF shall announce its decision by … |
03 January 2018 |
| Article 314-2 Book III - Service providers > Title I - Investment services providers > Chapter IV - Conduct of business rules > Section 1 - General provisions > Sub-section 1 - Approval of codes of conduct… draws up a code of conduct applicable to investment services, the AMF shall verify whether the code's provisions … Française des Etablissements de Crédit et des Entreprises d'Investissement (AFECEI), the AMF considers that some or all … |
24 December 2017 | General regulation | General regulation of the AMF into force from 24/12/2017 to 02/01/2018 … 71 TITLE I - INVESTMENT SERVICES … solely for their own account, as provided in Articles D. 411-1, D. 411-2, D. 734-1, D. 744-1, D. 754-1 and D. 764-1 … des Etablissements de Crédit et des Entreprises d'Investissement (AFECEI), the AMF considers that some or all … |
20 November 2017 | General regulation | General regulation of the AMF into force from 20/11/2017 to 23/12/2017 … 69 TITLE I - INVESTMENT SERVICES … is for information purposes only SECTION 2 - INVESTMENT SERVICES PROVIDERS PROVIDING PORTFOLIO MANAGEMENT SERVICE FOR … solely for their own account, as provided in Articles D. 411-1, D. 411-2, D. 734-1, D. 744-1, D. 754-1 and D. 764-1 … - Assets of open-ended investment companies (Sociétés d'investissement à capital variable, SICAVs) that have … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02