28 March 2024 | Policy | Position - Recommendation DOC-2012-10 … in the company's securities, to which the subscribed shares are to be contributed. This fund, initially invested … could alert a company which has agreed to buy back its own shares of the risk of passing below one-third of liquid … for trading on a French or foreign regulated market; - Shares and units of UCITS and retail investment funds". … |
28 March 2024 | Policy | Instruction DOC-2008-03 … leverage is not used and if funds cannot redeem units or shares for a period of five years from the date of the … company, if such exists, given particularly that the shares or holdings and voting rights may or may not be … offices are in a Member State of the EU and whose shares are not admitted to trading on a regulated market of … |
12 March 2024 | Policy | Position DOC-2019-14 The AMF applies the European Supervisory Authorities' Joint Guidelines, which explain the relevant ML/TF risk factors that financial sector professionals should consider to best adjust the scope of their customer due diligence measures. Chapters 8 and 9 of Title III of the Guidelines include sectoral developments relating to individual asset…… according to the method of subscription of units or shares of the collective investment undertakings managed by … directly sell collective investment undertaking units or shares but uses one or more investment services providers, … |
11 March 2024 | Ombudsman’s Blog | Stock market orders: for a better understanding of the reasons why price data may be adjusted Certain corporate actions have a direct impact on the price of a listed company's securities and result in an adjustment being made to their historical data. Investors need to understand why this happens: this month's dossier gives me the opportunity to explain this.… his account keeper to place an order to purchase 20 shares in Company A on 17 February 2022, and that this … Mr C's order was executed, Company A had issued bonus shares and that as a result of this event, Euronext had … |
06 March 2024 | Ombudsman’s Blog | SCPI: A redemption request, even if in order, may be executed within an indefinite period of time In order for a redemption request from an SCPI unitholder to be processed, the latter must first submit a request that is complete and in order to the investment management company. However, even if it is complete, if the investor has a direct holding, the request can only be executed if the secondary market for the units so permits, and may…… and conditions for the issue and redemption of units or shares" [2] . SCPI are also required to draw up a KID and an … |
13 February 2024 | Policy | Position DOC-2018-03 … shares of the family business. … a majority shareholder director wish to sell the shares of the company as quickly as … takes the form of a subscription of units or shares in firms that offer securities. An examination of … |
12 February 2024 | Article | Make my reporting, notifications and disclosure to the AMF MiFID II transaction reporting, annual RCSI questionnaire, suspicious transaction reporting, disclosure of net short positions, notifications under CSDR, MAR or EMIR. Find here the list of your reporting obligations and the procedures for submission to the AMF for each type of information.… to or greater than 0.2% of the capital of a company whose shares are admitted to trading on a European market, provided … |
02 February 2024 | Enforcement Committee news releases | The AMF Enforcement Committee clears twelve individuals for insider dealing breaches In its decision of 31 January 2024, the Enforcement Committee clears Sergio Val Allue, Francisco Javier Val Aznar, Amir Manuel Chabbar Boudet, Sami Alfredo Chabbar Boudet, Maruan Chabbar Youd, Joaquin Aladren Bueno, Miguel Angel Eusebio Fustero, Francisco Jose Blasco Nonnay, Raul Mora Lopez, Angel Manuel Velazquez Ripoll, Jorge Valls Campos and…… price, to acquire or attempt to acquire Direct Energie shares between 10 and 17 April 2018. The Enforcement … of the atypical nature of the trading in Direct Energie shares, the propitious timing of this trading, the fact that … |
30 January 2024 | Enforcement Committee news releases | The AMF Enforcement Committee fines seven people, four for price manipulation and three for failing to comply with reporting obligations In its decision of 24 January 2024, the Enforcement Committee imposed fines of between €400,000 and €2,000,000 on Grantchester Equity Ltd, Mr Miron Leshem, Mr Dirck Van Wylick and Mrs Aude Planche for manipulating the share price of Gour Medical, Umalis Group and/or CIOA, which are listed on Euronext Access. It also imposed fines of between €25…… actions by various players, had been implemented on the shares of the three companies in question and had created an illusion of abundant liquidity for these shares. The Committee considered that such behaviour … by fixing the price of Gour Medical, Umalis Group and CIOA shares at an abnormal or artificial level, by making false or … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … now play a predominant role: 7% of French investors hold shares directly and 9% hold crypto-assets; this is a … |
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