01 January 2024 | Policy | Instruction DOC-2019-23 … bonuses; b) employees’, senior managers ’ and partners’ shares in profits, to the extent that they are fully … bonuses; b) employees’, senior managers ’ and partners’ shares in profits, to the extent that they are fully … bonuses; b) employees’, senior managers ’ and partners’ shares in profits, to the extent that they are fully … |
01 January 2024 | Policy | Position - Recommendation DOC-2006-23 … only if (i) those orders relate to one or more units or shares of collective investment undertakings (comprehensively … advice, or in financial securities other than units or shares of collective investment undertakings. 1 In … and transmit orders on behalf of third parties in units or shares of collective investment undertakings under the … |
27 December 2023 | Enforcement Committee news releases | The AMF Enforcement Committee fines a former manager of a listed company for failing to disclose inside information as soon as possible and for failing to disclose major shareholdings In its decision of 21 December 2023, the Committee imposed a fine of €50,000 on Christophe Sapet, former Chairman of the Management Board of a listed company.… voting rights in the listed company when he sold 20,000 shares of that company in November 2020. The statements of … |
22 December 2023 | AMF news release | Equity investment: intentions on the rise again, driven by young people The Autorité des Marchés Financiers (AMF) has published the 7th edition of its Savings and Investment Barometer on investment trends. After the sharp fall seen in 2022, more retail investors are planning to invest in equities in 2023. This renewed interest is being driven in particular by under-35s in 2023, 43% of whom say they are interested.… people … Long term investment … Collective investments … Shares … |
22 December 2023 | Household Savings Newsletter | AMF Household Savings Newsletter - No. 55 - December 2023 This Letter presents the main results of the 7th edition of the AMF Savings and Investment Barometer. It highlights a sharp rebound in equity investment intentions among savers, mainly younger savers.… - No. 55 - December 2023 … Long term investment … Shares … Collective investments … Crypto-assets … Financial … |
22 December 2023 | Report / study | AMF Savings and Investment Barometer - 2023 The AMF Barometer asks French people about their preferences and perceptions in terms of investments, particularly with regard to equity investments. This 7th edition of the survey interviewed a sample of 2,386 people aged 18 and over from September 29 to October 13, 2023. It shows a sharp rebound in equity investment intentions, mainly among…… - 2023 … Long term investment … Collective investments … Shares … |
20 December 2023 | News | Changes to CIU authorisation and declaration processes The ROSA extranet, which is intended to replace the current GECO extranet, will further digitalise interactions between the AMF and investment management companies. Launched for portfolio management companies in early 2021, this tool will be operational for collective investment undertakings in early 2024. With this in mind, the AMF is updating…… Instruction DOC-2014-03: Procedure for marketing units or shares of AIFs AMF Instruction DOC-2014-03: Apparent changes … |
20 December 2023 | Policy | Position - Recommendation DOC-2020-03 Position-Recommendation DOC-2020-03 sets out the information on the consideration of non-financial criteria that French collective investment undertakings and foreign UCITS authorised for marketing in France may disclose. These provisions are described for the various regulatory documents (key investor information documents, prospectus) and…… abroad and whose subscription and acquisition of units or shares are reserved for non-French-resident investors. Funds … purposes only 12/15 The marketing in France of units or shares in UCITS or AIFs is defined26 as "their presentation … abroad and whose subscription and acquisition of units or shares are reserved for non-French-resident investors. Funds … |
14 December 2023 | Policy | Recommendation DOC-2012-02 … 7 1.2 Stock options and performance shares ___________ ______________________________ 8 1.3 The … purposes only 8/9 1.2 Stock options and performance shares The AMF recommends3 that: - the AMF recommends that … to executives and the final allotment of all performance shares should be subject to both internal and, where possible … |
14 December 2023 | Policy | Position - Recommendation DOC-2012-19 … of business conduct rules to marketing of units or shares in UCITS or AIFs by asset management companies, … AIF does not use leverage and may not repurchase units or shares for a five-year period from the date of the initial … securities: the possibility of permitting the trading of shares on Alternext without offering them to the public. … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02